APPENDIX 2a
SPECIFIC CONDITIONS OF MEMBERSHIP
GENERAL INFORMATION:
Name / AbbreviationLegal Entity Identifier: LEI
Tax residence
Tax number ("NIF") / VAT number
BIC CODE[1]:
BIC 11 CodeCash account at BdE-T2 Own[2] Others[3] / Account holder
Technical means Own[4] Others[5] / Owner of the technical means
CONTACTS
Name and surname of the contact (this person shall also be the administrator of the private section of the IBERCLEAR website)Address / E-mail
Post code / Province / Tel. / FAX
Name and surname of the Manager of the Cash Department
Address / E-mail
Post code / Province / Tel. / FAX
Name and surname of the Back Office Manager
Address / E-mail
Post code / Province / Tel. / FAX
E-MAILS FOR RECEIVING INFORMATION
E-mail for receiving Circulars (one per entity)E-mail for receiving Instructions (one per entity)
E-mail for receiving Informative Notifications (one per entity)
E-mail for receiving Notices (one per entity)
FATCA STATUS
FATCA status (Foreign Account Tax Compliance Act):Pursuant to Order HAP/1136/2014 of 30 June, the Participant:
Is a Spanish Credit Institution obliged to notify information - state the GINN number obtained ......
Is a Spanish Credit Institution not obliged to notify information.
In ...... , on ...... 20…
For the Participant,
Signed: … … … … … … … … … … … …
APPENDIX 2b
Document accepting the use of technical means
In ...... , on ...... 20... .
By this document, ………………….[name of the participants]….., Iberclear is notified that the entity [...... ], in its operations with BIC code ………… avails itself of control systems and technical means via the entity […………], identified with BIC code…………………. which, in signing this document, stipulates its agreement.
For the Entity,
Signed: ......
For the Entity providing the means,
Signed: ……………………..
APPENDIX 2c
Document accepting debits to the TARGET2-Bank of Spain payments module account
In ...... , on ...... 20 ... .
By this document, ...... the account holder ...... , with tax number ...... , with registered office at ...... , as the holder of the TARGET2-Bank of Spain payments module account, identified with BIC code ...... … …, has agreed there be posted to this account the debits/credits resulting from the cash settlements made by Sociedad de Gestión de los Sistemas de Registro, Compensación y Liquidación de Valores, S.A. Unipersonal (IBERCLEAR), and in its name and on its behalf ...... , with identity card number ...... , authorised to this end in a deed drawn up by the Notary Public ...... , on ...... number ...... in general notary records in accordance with the copy attached, declares as follows:
1.─ That it consents to there being posted to the aforementioned TARGET2-Bank of Spain payments module account of the debits/credits resulting from the cash settlements madeby IBERCLEAR, in respect of ...... the entity debiting ...... , corresponding to Entity Code ...... at IBERCLEAR in its operations with BIC code…………………..
2.─ That it agrees to be informed of cash movements in its account corresponding to entities debiting, either through these entities or via the procedure for monitoring cash accounts that is applicable to all participants in the Securities Settlement System and documented in the IBERCLEAR Procedures Manual.
For the ,TARGET-2 Payments Account Holder For the Entity Debiting,
Signed: ...... Signed: ......
APPENDIX 2d
BANK OF SPAIN AUTHORISATION
[ ], [ ] of [ ] [ ]
BANK OF SPAIN
Payment Systems Department
Credit Institutions Payments Services
Alcalá, 48
28014 MADRID
Dear Sirs,
The entity [ ], with registered office at [ ], tax number [ ], registered in theCompanies Register of [ ], in volume [ ], book [ ], page [ ], entry [ ], and duly represented to this end by Mr. [ ], with tax number [ ], by virtue of [ ], hereby authorises Bank of Spain to register in its TARGET2-Bank of Spain payments module account with BIC [ ] number [IBAN ] [or in the subaccount[s] number[s] [IBAN ]] any debit or credit positions arising from the payment instructions issued by SOCIEDAD DE GESTIÓN DE LOS SISTEMAS DE REGISTRO, COMPENSACIÓN Y LIQUIDACIÓN DE VALORES, S.A. (IBERCLEAR) in relation to cash settlements of its net or bilateral positions arising from clearing procedures and exchange of securities and cash carried out via the securities settlement system, administered by the aforementioned management company.
[ ] likewise authorises Bank of Spain to perform whatever cash transfers that may be necessary between these accounts and subaccount[s] in the payments module, for the sole purpose of managing any settlements processed using settlement procedure 6 "dedicated liquidity".
Yours faithfully,
CLEARING AND SETTLEMENT[1]Applicants must provide as many copies of this page as BIC 11 codes they wish to have operational with IBERCLEAR.
[2] Applicants must provide the notification of acceptance by Bank of Spain of its application for membership of the TARGET2-Bank of Spain system.
[3] The document accepting debits to the TARGET2-Bank of Spain payments module account must be furnished.
[4] A report must be furnished specifying the computer means available and that they meet the necessary requirements for membership of the IBERCLEAR system.
[5] The document accepting the use of technical means must be provided.