ICI Mutual Insurance Company
RISK MANAGEMENT CONFERENCE
April 11-13, 2012
Casa Monica ~ St. Augustine, Florida
FINAL AGENDA
Wednesday, April 11, 2012
7:00 – 9:00 p.m.Welcome Reception
Thursday, April 12, 2012
7:30 – 8:30 a.m.Meeting Registration and Continental Breakfast
8:30 – 8:45 a.m.Welcome and Opening Remarks
Lawrence R. Maffia
President
ICI Mutual Insurance Company
Steven J. Paggioli
Trustee
Managers Funds
Chairman, ICI Mutual Risk Managers Committee
8:45 – 10:00 a.m.Board Reporting & Communication
- Process and Participants
- Risk Management Presentations
Annette Capretta
Deputy Managing Director
Independent Directors Council
David M. Goldman
General Counsel & Vice President Business Development
Gabelli Funds, LLC
Steven J. Paggioli
Trustee
Managers Funds
Lawrence R. Maffia, Moderator
President
ICIMutual Insurance Company
10:00 – 10:15 a.m.Break
10:15 – 11:00 a.m.Digital Risks
- Data Security and Privacy
- Wireless Access
Claire Burke
Senior Counsel
The Vanguard Group, Inc.
Benjamin Hayes
Director of Legal Services, Data Privacy Compliance – North America
Accenture LLP
David U. Thomas, Moderator
Associate Counsel
ICIM Services, Inc.
11:00 – 11:45 a.m.Claims & Regulatory Update
David U. Thomas
Associate Counsel
ICIM Services, Inc.
Julia S. Ulstrup
Associate Counsel
ICIM Services, Inc.
11:45 a.m. – 12:30 p.m.Shop Talk Discussion Session(optional)
- Social Media Revisited
- Other Topics of Interest
12:30 – 1:30 p.m.Lunch
1:30 – 3:00 p.m.Surrounded by Geniuses: Unlocking the Brilliance in Yourself,
Your Colleagues and Your Organization
Dr. Alan S. Gregerman
President and Chief Innovation Officer
VENTURE WORKS Inc.
3:00 p.m.Meet in Lobby for Optional Activities:
“St. Augustine’s Gilded Age” Walking Tour
- OR-
Tour and Tasting at Whetstone Chocolate Factory
7:00 p.m.Reception and Dinner at The Tasting Room
Friday, April 13, 2012
8:00–8:45 a.m.Breakfast
Understanding Your Bond and Policy (optional)
John T. Mulligan
Vice President, Underwriting
ICI Mutual Insurance Company
Daniel T. Steiner
Executive Vice President and General Counsel
ICI Mutual Insurance Company
8:45 – 9:00 a.m.Chairman’s Remarks
Ronald H. Fielding
Chairman of the Board
ICI Mutual Insurance Company
Independent Director
Saturna Investment Trust
9:00 – 10:00 a.m.Preparing for an SEC Exam
- Types of Exams
- Common Deficiencies
- “Hot Topics”
Andrew B. Allard
Deputy General Counsel
Neuberger Berman Management LLC
Shannon Behara
Managing Director
ACA Compliance Group
Patricia Louie
Senior Vice President and Associate General Counsel
AXA Equitable Life Insurance Company
Julia S. Ulstrup, Moderator
Associate Counsel
ICIM Services, Inc.
10:00 – 10:15 a.m.Break
10:15 – 11:15 a.m.Not Your Father’s Mutual Fund
- ETFs and Closed-End Funds
- New Products and Investment Structures
Cecilia Gondor
Executive Vice President
Thomas J. Herzfeld Advisors, Inc.
Michael W. Mundt
Partner
Stradley Ronon Stevens & Young, LLP
Robert S. Naka
Managing Director
Forward Management LLC
David U. Thomas, Moderator
Associate Counsel
ICIM Services, Inc.
11:15 a.m. – 12:00 p.m.Seeking Silver Bullets: Trends in Mutual Fund Litigation
Daniel T. Steiner
Executive Vice President and General Counsel
ICI Mutual Insurance Company
12:00 – 12:30 p.m.ICI Mutual Coverage Update
John T. Mulligan
Vice President, Underwriting
ICI Mutual Insurance Company
12:30 p.m.Closing Remarks
12:30 p.m.Boxed Lunches Available