HHG:Corporate Governance report (first 06 months of 2014)

CORPORATE GOVERNANCE

(first 06 months of 2014)

Company: Hoang Ha Joint Stock Company

Address: No. 368 Ly Bon Street, Tien Phong Ward, Thai Binh Province

Tel.: 0363846908Fax: 036 3846908

Email:

Charter capital: VND 136,000,000,000

Stock code: HHG

I. BOD’s Activities (first 06 months of 2014)

Meetings:

No. / Members of BOD / Title / Attendance / Rate / Reasons for not attending
1 / Mr. Luu Huy Ha / Chairman cum General Manager / 04 / 100%
2 / Mr. Nguyen Huu Hoan / Deputy Chairman, Deputy General Manager / 04 / 100%
3 / Mr. Phan Van Thuan / Director / 04 / 100%
4 / Mr. Luu Tuan Anh / Director / 04 / 100%
5 / Mr. Luu Minh Son / Director / 04 / 100%
6 / Mr. Le Van Sinh / Director / 04 / 100 %

II. Board Resolutions (first 06 months of 2014)

No. / Board Resolution No. / Date / Contents
1 / 49.14/NQ – HDQT / 28/3/2014 / - Approve content of audited financial statement 2013, time and place of AGM 2014
2 / 60.14/NQ – HDQT / 9/4/2014 / - Approve contents of AGM 2014
3 / 95.14/NQ – HDQT / 30/5/2014 / - Approve content of selection of the Auditor for Financial statement 2014 and approve leasing floor 1 of Hoang Ha Building
4 / 105.14/NQ – HDQT / 26/6/2014 / - Approve content of cooperation with Thang Long Investment and Import - Export Joint Stock Company

III. Change in connected persons/ institutions(first 06 months of 2014)

No. / Name of connected persons/institutions / Trading account (if any) / Position of PDMRs at the company (if any) / Date to become connected persons/ institutions / Date no longer connected persons/ institutions / Reasons

IV. Transactions of PDMRs and connected persons/ institutions

1. List of PDMRs and connected persons

No. / Name / Trading account (if any) / Position of PDMR at the company (if any) / Shareholding at the end of the term / Shareholding percentage at the end of the term / Note
1 / Luu Huy Ha / Chairman of BOD / 934,900
- / Lu Thi Huong / Connected person / 155,300
- / Luu Minh Son / Director / 376,500
- / Luu Minh Tien / Connected person / 295,700
2 / Nguyen Huu Hoan / Deputy Chair of the Board / 389,400
- / Nguyen Thi Hue / Connected person / 17,000
- / Nguyen Huu Huyen / Connected person / 10,000
- / Nguyen Huu Huan / Connected person / 98,000
- / Phan Van Thuan / Director / 207,500
3 / Nguyen Thu Huong / Chief of Supervisory Board / 19,000
4 / Duong Duc Cuong / Member of Supervisory Board / 26,000
- / Pham Ngoc Thang / Connected person / 26,500
5 / Pham Xuan Nhuong / Principal Shareholder / 1,046,300
6 / Vu Ngoc Anh / Principal Shareholder / 662,600

2. Transactions of PDMRs and connected persons/ institutions: None

No. / Name / Relation with PDMR / Shareholding at the beginning of the term / Shareholding at the end of the term / Reason (buy, sell, transfer, dividend, bonus share...)
Share / Percentage / Share / Percentage

3. Other transactions: None

V. Other notices: None