This form may be used to request changes to a Member Firm’s existing trading profile. This may include the addition of a new Member ID, a new Trader Group ID or a change in access to markets. Alternatively, please provide the information in a letter on company headed note paper. In any case, submission of this form must be accompanied by a brief covering letter on company headed note paper.

FULL NAME OF MEMBER FIRM:

ACCESS REQUIRED

Please tickonly the additional markets which you require access to. Where a Member ID will access a Central Counterparty market for the first time, a static data form will need to be completed

Member Id / Member Id / Member Id / Member Id
New / Existing * / New / Existing * / New / Existing * / New / Existing *
Trader Group ID / Trader Group ID / Trader Group ID / Trader Group ID
New / Existing * / New / Existing * / New / Existing * / New / Existing *
Trader Group Name / Trader Group Name / Trader Group Name / Trader Group Name
Default Trader Group? / Default Trader Group? / Default Trader Group? / Default Trader Group?
Yes / No * / Yes / No * / Yes / No * / Yes / No *
Order Entry / Market Making / Order Entry / Market Making / Order Entry / Market Making / Order Entry / Market Making
Tick only additional markets. / Tick only additional markets. / Tick only additional markets. / Tick only additional markets.
Principal / Agency / Principal / Agency / Principal / Agency / Principal / Agency / Principal / Agency / Principal / Agency / Principal / Agency / Principal / Agency
SETS
SETSmm
SEAQ
SETSqx(Note1)
IOB
IRS
Covered Warrants
EUROSETS - DTS

* - Delete as appropriate.

Go Live Date / _____/_____/____ / _____/_____/____ / _____/_____/____ / _____/_____/____

The relevant static data forms may be downloaded by clicking on the relevant link below:

  • UK Static Data Form (SETS, SETSmm and SETSqx*)
  • DTS Static Data Form (EUROSETS – Dutch Trading Service)
  • Registration Information Form (RIF) – Market Making Only

Where a static data form is required, it must be fully completed and then signed by the Member Firm and its General Clearing Member. It is critical that the data on this form is accurate. Provision of incorrect data may prevent orders being submitted to the London Stock Exchange’s trading system.

(Note1)Not all securities traded on SETSqx are Central Counterparty securities. For SETSqx, a UK Static Data Form will need to be completed by the Trading Member only if it is trading CCP securities, e.g. AIM50 securities.

TRADING SERVICES ORDER FORM

As part of this profile change, a new Trading Services Order Form may need to be completed. This form relates to the technical set up of your access and can be submitted via the Exchange’s eContracts online ordering service. If you do not already subscribe to this service, please contact for a copy of the Service Description and the Terms & Conditions/Order Form document.

In addition to notifying the Exchange of this change, you must also inform your software provider so that it may make any necessary configuration changes within their systems.

ACKOWLEDGEMENT

The Exchange will acknowledge receipt of this request and will notify participants of additional requirements relevant to individual markets. Please note that a minimum of 21 days’ notice is required to effect any changes.

Should you have any queries when completing this form, or submitting the required information for your profile change, please contact the Client Implementation Team on +44 20 7797 3232 or via e-mail at .

AUTHORISATION (To be completed by the Member Firm)

Please sign and complete the information requested below. This request should be signed by a member of the firm’s Compliance Unit.

Signature:
Name / Date
Position / Telephone / STX Number

Completed forms should be returned to:

Client Implementation TeamTel. +44 20 7797 3232

London Stock ExchangeFax. +44 20 7920 4782

10 Paternoster

London

EC4M 7LS

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