STAFF APPRAISAL FORM

For Academic andResearch Staff

This appraisal should be conducted with reference to the academic standards relevant to the postholder and professional standards*

1. Personal Details
Name/Title: / XXXXXXXXXXXXXXX
Present Post: / XXXXXXXXXXXXXXX
Dept/School: / XXXXXXXXXXXXXXX
Date started this post: / XXXXXXXXXXXXXXX
Contract Hours (Full time/Part time): / XXXXXXXXXXXXXXX
To be completed by appraisee:
Date of previous appraisal: / XXXXXXXXXXXXXXX
Date of this appraisal:
Special Circumstances:
(e.g. Maternity leave, sickness absence)

* Queen’s ‘Professional Standards’ are a set of 9 statements which articulate how the University expects all its staff to behave. They are applicable across all roles and provide a clear description of the types of behaviours that underpin effective performance (Annex A).

This document should also be read within the context of the Appraisal Guidance Notes, Vision 2020, School (or Institute/Centre) Plan, taking into account the University’s Vision to be:

‘A world class international university that supports outstanding students and staff, working in world class facilities, conducting leading-edge education and research, focused on the needs of society’.

June 2017

1. PERFORMANCE REVIEW OF LAST YEAR

To be completed by the Appraisee at least 1 week prior to the appraisal meeting.

  1. At the beginning of the academic year Senior Management should ensure that all academic and research staff are made aware of the key goals to be addressed within their respective approved School Plan (NB : The School Plan should be fully discussed by the School Board. Faculty Pro-Vice-Chancellors should ensure that appropriate consultation has taken place within each School).

2. Prior to the appraisal meeting Heads of School should meet with Appraisers to ensure they are clear as to the normal academic profiles that should be applied.

3. The appraisee should consider their key objectives under the four main headings outlined in Column 1, taking into account the sub-headings mentioned for each.

  1. Key Objectives
/ 2. Measurable Outcomes/Milestones (including target dates for completion) / 3. Achievement
  1. Research/Teaching and Scholarship
(Output, Income, Esteem, Supervision1, Academic Impact1)
  1. Education
(Quality of Delivery, Student Engagement, Course Development)
  1. Academic Leadership
(Leadership and Responsibility : School, Faculty/University, External)
  1. Societal and Economic Impact
(Knowledge, Transfer and Enterprise, Social Engagement and Outreach)

1 Not applicable for Lecturer (Education), Senior Lecturer (Education).

NB : For staff on research contracts the above headings may require some further amendment to reflect the key objectives of the role

2. OBJECTIVE SETTING FOR YEAR AHEAD

Appraisee completes Section 2 at least one week prior to the appraisal meeting; objectives and measurable outcomes/milestones should be agreed with

appraiser at meeting.

The appraisee should consider their key objectives under the four main headings outlined in Column 1, taking into account the sub-headings mentioned for each.

1. Key Objectives / 2. Measurable Outcomes/Milestones (including target dates for completion)
A. Research/Teaching and Scholarship
(Output, Income, Esteem, Supervision1, Academic Impact1)
B. Education
(Quality of Delivery, Student Engagement, Course Development)
C. Academic Leadership
(Leadership and Responsibility : School, Faculty/University, External)
D. Societal and Economic Impact
(Knowledge, Transfer and Enterprise, Social Engagement and Outreach)

1 Not applicable for Lecturer (Education), Senior Lecturer (Education).

NB : For staff on research contracts the above headings may require some further amendment to reflect the key objectives of the role

3. DEVELOPMENT NEEDS

Career Development Discussion

Appraisee: Please indicate your career plans and aims for the short, medium and long term* and what impact these may have on your key performance objectives.
*Short Term=This Academic Year, Medium Term = Next 2-4 Years, Long Term = 5 Years+
Appraiser: Comment on the individual’s career plans and aims, and future career potential (where relevant).

Appraisee: Use this space to record what development needs have been addressed over the past year and the impact this has had on your performanceincluding conferences, where applicable.(Please note this is an important part of the form which will be used for your development in terms of your career. You are asked to consider your responses carefully; if this section is not completed it will be returned to you to review again and complete fully).

Appraiser: Please provide a summary of development needs that have been addressed over the past year and those which have not been addressed as yet and the reasons why.

Recording Agreed Development Needs for the Year Ahead

Appraiser: The appraiser should record the agreed development needs* to be addressed and outline how these will be met prior to the next appraisal meeting.

*As a norm, 5 days per annum should be set aside for learning and development which includes attendance at conferences, e-learning, job-
shadowing, mentoring, coaching, courses (internal/external).

4. SUMMARY REPORT

To be completed by the Appraisee and Appraiser.

Appraisee Comments: Achievement of ObjectivesThe appraisee should consider those factors which assisted them in achieving objectives and those which may have hindered them.
Appraiser’s Comments:Please complete the section below.
1. Areas in which the appraisee’s performance is particularly strong.
A)______B)______C)______
2. Areas of challenge or development for the appraisee.
A)______B)______C)______
3. The extent to which the objectives are being met, exceededor not being met bearing in mind the relevant academic standards and professional standards.
______
4. Where the appraisee has demonstrated outstanding, exceptional achievement or output please provide further detail below.
______
Do you consider that the agreed objectives have been met bearing in mind the previous
three year academic cycleand academic and professional standards ? Yes No*
If not, please confirm you have spoken to the Head of School** to indicate this. Yes
*Where academic standards and professional expectations are not being met, this will result in the appraisee transferring into the Capability Procedure.
**Where the Head of School is the appraiser, he/she should speak with their Faculty PVC

To be signed by the Appraisee, Appraiser and Countersigning Signature following completion of Section 4.

Signed / Appraisee / Date (dd/mm/yyyy)
Signed / Appraiser
Countersigned / ______/ ______

Our staff are Queen’s most valuable resource and, at any time, our most significant investment. Our ongoing success depends on the outstanding performance of all our staff and, as with our students, it is important that staff feel proud to work at Queen’s and are engaged with its goals and plans.
Queen’s ‘Professional Standards’ are a set of 9 statements which articulate how the University expects all its staff to behave. These statements provide a clear description of the types of behaviours that underpin effective performance. They are applicable across all roles and focus on ‘How’ tasks are achieved and not ‘What’ is achieved.
This reference guide can be used as a communication tool when discussing effective and less effective behaviour with others, providing staff with clear expectations about what is required to be successful in their jobs. / Queen’s expects its staff to:
/ Communicate with Clarity
Ability to effectively communicate ; both verbally and in writing. Demonstrate an understanding of the views of others and communicate in a realistic and practical way using appropriate language in a courteous and effective manner.
/ Collaboratively Work with Others
Work co-operatively and flexibly with others. Understand and be tolerant of differing needs and viewpoints. Foster a collegiate environment.
/ Provide Excellent Customer Service
Provide an excellent service to meet internal and external customer needs. Understand the needs of the customer and look for ways to provide added value.
/ Embrace Change
Recognise the need for change and be forward looking. Be willing and able to make changes to the way you work. Adapt to changing circumstances. Accept new and different ideas and approaches. Be receptive to new ideas and see change as a necessity to maintain and enhance effectiveness.

/ Work in a Planned and Managed Way
Organise own time effectively. Create own work schedules, prioritise workload, prepare in advance and set realistic timescales. Monitor progress towards operational or strategic objectives. Ensure all activity and resources are used efficiently and effectively.
Adopt an Analytical Approach to Problem Solving and Decision Making
Ability to analyse situations, diagnose problems, identify the key issues, establish and evaluate alternative courses of action and produce logical, practical and acceptable solutions.
Be able to make effective decisions on a day-to-day basis, taking ownership of decisions, demonstrating sound judgement.
/ Continuously Seek Ways to Improve Performance
Have an inner drive to do things better, to meet and exceed expectations despite obstacles, to strive for excellence. Ability to set and meet challenging goals, consistently seeking ways to improve performance.
/ Use Initiative and Think Creatively
Think ahead, identify opportunities and take action where appropriate. Ability to develop new insights into situations and apply innovative solutions to make improvements.
/ Encourage Inclusive Participation and Diversity
Treat individuals with respect, encourage involvement, and challenge behaviours, actions and words that do not support the promotion of equality and diversity.

Annex A