Point 4

Principles for assignment of investment code numbers

1. Principles for assignment of foreign investor code numbers

Principles for Assignment of "F" Codes

Category / Onshore / Offshore
Overseas Chinese and foreign natural persons / Foreign institutional investors / Overseas Chinese and foreign natural persons / Foreign institutional investors
Bank / Insurance company / Type of Fund / Securities broker and futures commission merchant / Others
F / F
N1 / 1. Japan 2. U.S.A. 3. U.K. 4. Other European countries
5. Hong Kong and Macau 6. New Zealand and Australia 7. Others (such as Canada, Singapore etc.)
N2 / 8 / 8 / 7 / 1 / 2 / 3 / 4 / 5
N3
|
N7 / 50001
|
99999 / 00001
|
50000 / 50001
|
99999 / 90001
|
99999 / 90001
|
99999 / 90001
|
99999 / 90001
|
99999 / 90001
|
99999
N8 / Check code
Securities account number / 998
958 / 998
958 / 997
957 / 990-996
950-956
943-947
Segregated collective account for employees of an overseas subsidiary or branch of a TWSE
(or GTSM) listedor emerging stock company, or of a TWSE (or GTSM) primary listed or emerging stock company: 959
Segregated account for repurchase of company shares by a TWSE (or GTSM) primary listed
or emerging stock company, or repurchase of Taiwan depository receipts by a TWSE (or
GTSM) secondary listed company: 879
Securities firm identity code / 404 / 403 / 404 / 401
Futures commission merchant identity code / Taiwan Futures Exchange Futures Trader Account Opening Identity Codes Table

Principles for Assignment of "G-H" Codes

Category / Onshore / Offshore
Overseas Chinese and foreign natural persons / Foreign institutional investors / Overseas Chinese and foreign natural persons / Foreign institutional investors
Bank / Insurance company / Type of fund / Securities firm and futures commission merchant / Others
G/
H / G/H
N1 / 1. Japan 2. U.S.A. 3. U.K. 4. Other European countries
5. Hong Kong and Macau 6. New Zealand and Australia 7. Others (such as Canada, Singapore etc.)
N2 / 8 / 8 / 7 / 1 / 2 / 3 / 4 / 5
N3
|
N7 / 50001
|
99999 / 00001
|
50000 / 50001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999
N8 / Check code
Securities account number / 998
958 / 998
958 / 997
957 / 990-996
950-956
943-947
Segregated collective account for employees of an overseas subsidiary or branch of a TWSE
(or GTSM) listedor emerging stock company, or of a TWSE (or GTSM) primary listed or emerging stock company: 959
Segregated account for repurchase of company shares by a TWSE (or GTSM) primary listed
or emerging stock company, or repurchase of Taiwan depository receipts by a TWSE (or
GTSM) secondary listed company: 879
Securities firm identity code / 404 / 403 / 404 / 401
Futures commission merchant identity code / Taiwan Futures Exchange Futures Trader Account Opening Identity Codes Table

Principles for Assignment of "G-H" Codes

Category / Onshore / Offshore
Overseas Chinese and foreign natural persons / Foreign institutional investors / Overseas Chinese and foreign natural persons / Foreign institutional investors
Bank / Insurance company / Type of fund / Securities firm and futures commission merchant / Others
G/
H / G/H
N1 / 1. Japan 2. U.S.A. 3. U.K. 4. Other European countries
5. Hong Kong and Macau 6. New Zealand and Australia 7. Others (such as Canada, Singapore etc.)
N2 / 8 / 8 / 7 / 1 / 2 / 3 / 4 / 5
N3
|
N7 / 50001
|
99999 / 00001
|
50000 / 50001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999
N8 / Check code
Securities account number / 998
958 / 998
958 / 997
957 / 990-996
950-956
943-947
Segregated collective account for employees of an overseas subsidiary or branch of a TWSE
(or GTSM) listedor emerging stock company, or of a TWSE (or GTSM) primary listed or emerging stock company: 959
Segregated account for repurchase of company shares by a TWSE (or GTSM) primary listed
or emerging stock company, or repurchase of Taiwan depository receipts by a TWSE (or
GTSM) secondary listed company: 879
Securities firm identity code / 404 / 403 / 404 / 401
Futures commission merchant identity code / Taiwan Futures Exchange Futures Trader Account Opening Identity Codes Table

Principles for assignment of Mainland Area investor code numbers

Principles for Assignment of C Codes

Category / Onshore / Offshore
Mainland Area natural persons / Mainland Area institutional investors / Mainland Area natural persons / Mainland Area institutional investors
(Reserved) / (Reserved) / (Reserved) / Bank or trust / Insurance company / Type of fund / Securities firm or futures commission merchant (reserved) / Others (reserved) / Segregated collective investment account for Mainland Chinese employees of an overseas subsidiary or branch of a TWSE
(or GTSM) listedcompany, or of a TWSE (or GTSM) primary listedcompany; investment account of Mainland Chinese shareholders of a TWSE (or GTSM) primary listed company
C / C
N1 / 0
N2 / 8 / 8 / 7 / 1 / 2 / 3 / 4 / 5 / 9
N3
|
N7 / 50001
|
99999 / 00001
|
50000 / 50001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999 / 00001
|
99999
N8 / Check code
Securities account number / 928 / 928 / 927 / 920-926 / Segregated collective investment account for Mainland Chinese employees of an overseas subsidiary or branch of a TWSE
(or GTSM) listedcompany, or of a TWSE (or GTSM) primary listed company: 969
Investment account of Mainland Chinese shareholders of a TWSE (or GTSM) primary listed company: 965-968
Securities firm identity code / 704 / 703 / 702 / 701 / 705
Futures commission merchant identity code / Taiwan Futures Exchange Futures Trader Account Opening Identity Codes Table