Application Form

Once completed, this application form should be sent to:

SwedbankAS.

Att. Fund Services/ Transfer Agency

Liivalaia 8

15040 Tallinn

Estonia

Fax: +372 6131822

e-mail:

This application should be read in conjunction with the latest prospectus (the “Prospectus”) of selected Funds.

1 / REGISTRATION AND MAILING ADDRESS (PLEASE PRINT)
Name of Investor
Registered Address / Postcode & Country
Correspondence Address (if applicable) / Postcode & Country
Tax ID Number OR Certificate of Tax Residence / Date of Birth
Town of Birth
Citizenship / Nationality
Passport /Identity Card Number / Expiration date
Investor’s Occupation *
* If you hold or have held any political function, or if you are an immediate relative of a person that holds or has held any political / public function, please tick the box. 
2 / SUBSEQUENT DEALING

Once the account is fully compliant with all AML/KYC requirements, the investor wants to give subsequent instructions to the Transfer Agent by: (please tick a box)

.

 E-mail  Fax  Swift ISO 20015  Swift ISO 20022 Other (name it)

Subsequent dealing form should consist at least following information: (1)Client’s full name and account number with Swedbank, (2)name of the fund and (3) unit class/ ISIN code. You can use the form provided by Transfer Agent.

Please be informed that subscriptions can be made in amount only and redemptions in quantity only.

3 / PAYMENT OF THE INVESTMENT

You must pay for your units in the reference currency of the relevant class of units indicated in the Fund Units Order Form.

Please pay from an account in your own name and by wire transfer, without charge for the beneficiary.

Please provide a copy of the wire transfer of the initial subscription, proving that the payment has been made from the applicant’s own account.

Note: Wire transfers must be drawn on your own account. We cannot accept third party payments, nor can we pay any proceeds to a third party on your behalf.

Please give details of your bank account.

Proceeds of any sale of shares will be sent to the above account by wire transfer at your cost.

6 / REPORTING
Swedbank should provide the applicant with a Confirmation for each transaction
Via preferred channel /  Fax  SWIFT  E-mail  Regular mail
To the applicant /  Yes  No
To a third entity / Company Name:
Relation with the Applicant
Contact Person:
Fax Number:
Phone Number:
E-mail address:
Street, number:
Postal Code:
Town:
Country:
Swedbank should provide the applicant with a position statement on the following basis:
Via preferred channel /  Fax  SWIFT  E-mail  Regular mail
To the applicant /  Monthly  Quarterly  Yearly( default)
To a third entity / Company Name:
Relation with the Applicant:
Contact Person:
Fax Number:
Phone Number:
E-mail Address:
Street, number:
Postal Code:
Town:
Country:
7 / IDENTIFICATION

Please add to the Application Form a certified copy of your Identity Card or passport.

8 / PROTECTION AGAINST MONEY LAUNDERING

Pursuant to applicable Estonian laws to combat money laundering and terrorist financing, the Transfer Agent may demand from you details concerning the financial institutions from which the transfer of payment is to be made. If such financial institution is not based in a European Union, Norway or United States, the Transfer Agent may also ask you for documents (duly certified by the local authorities of the country of residence) verifying identification.

Pending the receipt of the details and necessary documents, the Transfer Agent of the Company will be able to take the subscription. However, no redemption will be made until identification details and required documents are received.

9 / FACSIMILE INDEMNITY

Please note that we will require the instruction documents in original unless you tick the facsimile box in section 3.

This indemnity relates to holdings of units of the Fund in accounts in its name or in respect to which the investor is authorised to give instructions.

The investor wants to have the flexibility to give instructions to the Transfer Agent by facsimile. The investor acknowledges that facsimile transmission is not a secure form of communication and gives rise to higher risks of manipulation or attempted fraud. Facsimiles may also be of poor quality and thus unclear.

Therefore, in consideration of the Transfer Agent’s agreement, at the investor’s request, to act upon receipt of facsimile instructions with respect to such accounts:

a) until the Transfer Agent receives written notice to the contrary, the investor authorises the Transfer Agent to act upon such instructions without any reference to or further authority from the investor and without enquiry whatsoever, provided that such instructions are or are seen to be given by the investor or by persons who have been notified to the Transfer Agent for the purpose in the manner agreed between the investor and the Transfer Agent; and

b) the investor agrees to keep the Transfer Agent and the Fund Management Company indemnified from and against all liabilities, losses, costs, actions, proceedings, claims and demands which may be incurred by or brought or made against the Transfer Agent or the Fund Management Company arising directly or indirectly from you having acted upon such instructions in the circumstances referred to in (a) above. If this indemnity is given by more than one holder, it will be joint and several.

This indemnity is given for the benefit of the Fund Management Company and the Transfer Agent. The indemnity is governed by and shall be interpreted in accordance with Estonian law. The courts of the Estonia will have exclusive jurisdiction of all disputes arising from this indemnity.

10 / DECLARATION

The undersigned declares that it is aware that:

1. Application forms must be received by the Transfer Agent on the date and time specified for each Fund in the relevant Prospectus.

2. The Fund Management Company and/or the Transfer Agent may reject at its/their sole discretion and for any reason any application for subscription of shares in whole or in part.

3. This application form will be legally binding only when it is signed by the undersigned, and the subscription is accepted by the Fund Management Company and/or the Transfer Agent.

4. Correspondence will be sent to the registered address unless a correspondence address has been specified.

The undersigned further declares that:

5. The execution of this application and acceptance of the investor’s subscription do not and will not violate any law, regulation, ordinance, charter, by-law, article of association or rule applicable to the investor or any agreement by which the investor is bound or by which any of its assets are affected.

6. It has received and reviewed the Prospectus and latest simplified prospectus of the Fund (and, where relevant, financial reports and any other documents required under any applicable laws or regulations), which it accepts in full, and it understands and considers that it can bear the risks.

7. It has been given the opportunity to ask questions of, and receive answers from, the Fund Management Company and/or its duly appointed agents with respect to the activities and affairs to be conducted by the Fund Management Company, the terms and conditions of the offering of the Fund’s units and other matters pertaining to an investment in the Fund and to evaluate the merits and risks of an investment in the Fund and make an investment decision in relation thereto.

8. It has relied upon its own independent tax, investment and legal advice.

9. It is informed that its personal data or the information given in this application form or otherwise in connection with an application to subscribe for units, as well as details of its unit holding, will be stored in digital form and processed in compliance with the provisions of the Estonian law on data protection.

Finally, the undersigned declares that:

10. It is dealing on its own behalf and will be the beneficial owner of the units. To the extent that it is acting on behalf of any other party, the undersigned will provide the same documentation/warranties for the final beneficiaries.

11 / SIGNATURE
  • I/We consent to Swedbank AS and any relevant paying agent processing this application and any further requests from me/us for the purchase, sale or switching of shares.
  • I/We confirm that I/we am/are over 18 years of age and that I/we have fully read and understood this application.
  • I/We confirm that the information I/we have provided is correct.

Signature / Print name (and title, if applicable) / Date
Before mailing or faxing, the investor should ensure that it has:
□ Provided all required information in section 1
□ Completed sections 3 and 4 as required
□ Signed the application in section 11
□ Enclosed the appropriate document as required in sections 1 and 7

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