RA ID: CR0302

Change Request

for the update of ISO 20022 financial repository items

Portfolio sequence – multiplicity change to optional

A.  Origin of the request:

A.1 Submitter : SWIFT Standards on behalf of the Findel Group and supported by Charles Boniver, RBC Investor Services Bank S.A, LU. (It was not expected that there would be a maintenance on the transfers messages in the 2013-14 cycle. But as there will be a maintenance, it makes sense to incorporate these Findel requirements. These are based on the recent message usage guideline work with Findel which shows a number of gaps.)

A.2 Contact person: Janice Chapman () +32 2 655 3390

B.  Related messages:

1.  / Account Holding Information Request / sese.019.001.02
2.  / Account Holding Information / sese.018.001.03
3.  / Portfolio Transfer Instruction / sese.012.001.04
4.  / Portfolio Transfer Confirmation / sese.013.001.04
5.  / Portfolio Transfer Cancellation Request / sese.014.001.04

C.  Description of the change request:

Change multiplicity of ProductTransfer \ Portfolio from 1..1 to 0..1 (optional and one repetition).

Location of ‘Portfolio’
1.  / Account Holding Information Request / sese.019.001.02 / Product Transfer \ Portfolio
2.  / Account Holding Information / sese.018.001.03 / Product Transfer \ Portfolio
3.  / Portfolio Transfer Instruction / sese.012.001.04 / Product Transfer \ Portfolio
4.  / Portfolio Transfer Confirmation / sese.013.001.04 / Product Transfer \ Portfolio
5.  / Portfolio Transfer Cancellation Request / sese.014.001.04 / Cancellation \ Cancellation By Transfer Instruction Details \ Product Transfer \ Portfolio

D.  Purpose of the change:

The element is irrelevant in some processes and thus needs to be optional.

E.  Urgency of the request:

As soon as possible.

F.  Business examples:

None

G.  SEG recommendation:

Consider / X / Timing
- Next yearly cycle: 2013/2014
(the change will be considered for implementation in the yearly maintenance cycle which starts in 2013 and completes with the publication of new message versions in the spring of 2014) / X
- At the occasion of the next maintenance of the messages
(the change will be considered for implementation, but does not justify maintenance of the messages in its own right – will be pending until more critical change requests are received for the messages)
- Urgent unscheduled
(the change justifies an urgent implementation outside of the normal yearly cycle)
- Other timing:

Comments:

Reject

Reason for rejection:

CR0302_SWIFT_PortfolioSequence_v2 Produced by SWIFT on 3 July 2013 Page 1