Full financial planning review template (factfind)
Services Requested
The purpose of this questionnaire is to clarify your financial needs, and to assist us to advise you in relation to certain financial products, including life assurance, serious illness cover, savings, investments and pensions. If, however, you wish to focus on certain financial products, please tick the relevant area:
- Life cover
- Serious illness / income insurance
- Savings and investments
- Pensions / retirement planning
- Mortgage protection only – you may wish to complete sections 1 and 10 only
1. About you
SelfPartner
Name
Marital status
Address
Tel (H) (W) (H) (W)
Mobile/email
Date of birth
Smoker Y / N Smoker Y / N
Health/family health
2. Your family
Children’s Names Date of Birth Education Details & Plans
Other Dependents
3.Your Job and Income/Expenditure
SelfPartner
Occupation
Manual work/
driving/heights
Income p.a./tax rate
BIK
Pension scheme in work
Net income per wk/mth
Employment status
S/E, E/E, Owner-Director S/E, E/E, Owner-Director
Other income (rent, etc.)
Total income (net)
Regular outgoings (est.)
Disposable income
4. Assets & Liabilities
SelfPartner
Home
Other property
Business assets
Deposits/bank balances
Other investments
Mortgage
Other loans
Net assets
5. Existing Financial Provision
Life Assurance cover
SelfPartner
Serious Illness/Income Insurance
SelfPartner
Savings & Investments
SelfPartner
Pensions Provisions
SelfPartner
Mortgage & Loan Details
SelfPartner
6. Investment experience
Outline your experience of investment products on a scale of 1 to 10:
1 2 3 4 5 6 7 8 9 10
No experience Moderate Highly experienced
7. Attitude to Risk
Outline your attitude to potential risk of loss of investment on a scale of 1 to 10:
1 2 3 4 5 6 7 8 9 10
No experience Moderate Highly experienced
Important Notes:
- No Risk indicates a guarantee of capital with the likelihood of a small gain.
- Low Risk indicates a guarantee of capital with potential for modest growth.
- Medium Risk indicates a possible loss of some capital in return for good potential growth in medium term.
- High Risk indicates potential significant loss of capital in return for potential high growth.
8. Financial Objectives
You have / You need / Short-fall / Priority
Mortgage & Loan protection
Self
Partner / €
€ / €
€ / €
€ / High/Medium/Low
High/Medium/Low
Life cover Self
Partner / €
€ / €
€ / €
€ / High/Medium/Low
High/Medium/Low
Serious Illness Cover
Self
Partner / €
€ / €
€ / €
€ / High/Medium/Low
High/Medium/Low
Pension Self
Partner / €
€ / €
€ / €
€ / High/Medium/Low
High/Medium/Low
Regular Savings
Self
Partner / €
€ / €
€ / €
€ / High/Medium/Low
High/Medium/Low
Investments
Self
Partner / €
€ / High/Medium/Low
High/Medium/Low
9. Agreed Financial Priorities for Immediate Action
1.
2.
3.
4.
10. Advice on Mortgage Protection only
Loan amount € Term Interest rate
Include SI €
11. Other areas (note if relevant)
Business protection assurance
Have wills been made?
Estate planning
12. Other Notes
13. Next Review Date
It is recommended that an annual review take place to ensure that all of your needs are monitored for changing circumstances.
When would suit you for a future review?
14. Completed by:
Clients’ signatures
Self:Date:
PartnerDate:
Advisors’ signature
Advisor:Date: