Foreign and Defense Policymaking: Chapter 20
Chapter Summary

I. American Foreign Policy: Instruments, Actors, and Policymakers (618-626)

A. Instruments of Foreign Policy

Foreign policy is like domestic policy; it involves making choices, but the

choices involved are about relations with the rest of the world. The

instruments of foreign policy are military, economic, and diplomatic. The United

States has often employed force to influence actions in other countries.

Economic instruments are becoming weapons almost as potent as those of war

are. Diplomacy is the quietest instrument.

B. Actors on the World Stage

Once foreign relations were almost exclusively transactions between nations.

International organizations play an increasingly important role. The best-known

organization is the United Nations (UN). The Security Council is the seat of real

power in the UN. The UN has been especially active in peacekeeping in recent

years. Regional organizations have proliferated in the post-World War II era.

The North Atlantic Treaty Organization agreed to combine military forces and

to treat a war against one as a war against all. The European Union is an

economic alliance of the major Western European nations. Multinational

corporations (MNCs) are often more powerful and wealthier than the

governments under which they operate. Nongovernmental organizations and

individuals are also important actors on the global stage.

C. The Policymakers

The president is the main force behind foreign policy. The president negotiates

treaties and acts as commander-in-chief of the armed forces. The president

combines constitutional prerogatives with greater access to information than

other policymakers and can act with speed and secrecy if necessary. The

State Department is the foreign policy arm of the U.S. government. As the

department’s chief, the secretary of state has traditionally been the key

advisor to the president on foreign policy matters. Many recent presidents

have found the State Department too bureaucratic and intransigent. Thus they

have bypassed institutional arrangements for foreign policy decision-making

and have instead established more personal systems for receiving policy

advice.

The Department of Defense is a key foreign policy actor. The secretary of

defense manages a budget larger than that of most nations and is the

president’s main civilian advisor on defense matters. The commanding officers

of each of the services, plus a chair, constitute the Joint Chiefs of Staff,

whose advice is not necessarily hawkish on all matters. The National Security

Council (NSC) coordinates foreign and military policies. The president’s national

security assistant manages the NSC staff. Conflicts within the foreign policy

establishment remain common. The NSC staff has sometimes competed with,

rather than integrated, policy advice, as was seen in the Iran-Contra scandal.

The Central Intelligence Agency (CIA) was created after World War II to

coordinate American information and data-gathering intelligence activities

abroad and to collect, analyze, and evaluate its own intelligence. The CIA

plays a vital role in providing information and analyses necessary for effective

development and implementation of national security policy. The CIA has a long

history of involvement in other nations’ international affairs. Reconciling covert

activities with the principles of democracy is a challenge. There is now less

pressure for covert activities and a climate more conducive to conventional

intelligence gathering. Congress requires the CIA to inform relevant

congressional committees promptly of current and anticipated covert

operations.

Congress has sole authority to declare war, raise and organize the armed

forces, and appropriate funds for national security. The Senate ratifies treaties

and confirms appointments. Congress has an important constitutional role in

foreign and defense policy.

II. American Foreign Policy: An Overview (626-632)

A. Introduction

Throughout most of its history, the United States has followed a foreign policy

of isolationism, directing the country to stay out of other nations’ conflicts. For

example, the U.S. Senate refused to ratify the League of Nations treaty.

B. The Cold War

At the end of World War II, the United States was the dominant world power

and forged strong alliances with Western Europe. American policymakers feared

that their Soviet allies were intent on spreading communism around the world.

The containment doctrine called for the United States to isolate the Soviet

Union and contain its advances and resist its encroachments. The fall of China

to communism in 1949 seemed to confirm American fears that communism was

spreading. The 1950s were the height of the cold war when the United States

and the Soviet Union were on the brink of war. Brinkmanship was a policy in

which the United States was prepared to use nuclear weapons in order to

deter the Soviet Union and China from taking aggressive actions. Fear of

communism affected domestic policy as well. McCarthyism assumed that

international communism was conspiratorial, insidious, bent on world

domination, and infiltrating American government and cultural institutions.

The cold war ensured that military needs and massive national security

expenditures would remain fixtures in the American economy. Defense

expenditures grew to be the largest component of the federal budget. The

interests shared by the armed services and defense contractors produced a

military-industrial complex or pentagon capitalism linking the military’s drive to

expand with the profit motives of private industry. The 1950s experienced an

arms race between the Soviet Union and the United States. By the 1960s, a

point of mutual assured destruction (MAD) was reached in which each side

could annihilate the other, even after absorbing a surprise attack.

During much of the 1960s and early 1970s the Vietnam War dominated the cold

war. The war divided the American people and affected domestic politics. The

war made American citizens aware of the ability of the government to lie to

them.

C. The Era of Détente

Détente, supported by Richard Nixon, represented a slow transformation from

conflict thinking to cooperative thinking in foreign policy. It sought a relaxation

of tensions between the superpowers, coupled with firm guarantees of mutual

security. One major initiative of détente was the Strategic Arms Limitation

Talks (SALT), which tried to limit the growth of the nuclear capabilities of the

United States and Soviet Union. The United States applied détente to China as

illustrated by Richard Nixon’s historic trip to China.

D. The Reagan Rearmament

Ronald Reagan did not favor détente and referred to the Soviet Union as the

“Evil Empire.” Reagan argued that we faced a “window of vulnerability”

because the Soviet Union was galloping ahead of the United States in military

spending. Reagan proposed the largest peacetime defense spending increase in

American history. In 1983 Reagan began a plan for the Strategic Defense

Initiative (SDI), a global umbrella in space that would destroy all invading

missiles. Expectations about the size and capabilities of the SDI were reduced

after an onslaught of criticisms.

E. The Final Thaw in the Cold War

In 1989, President Bush announced a new era in American foreign policy, which

he termed “beyond containment.” The cold war ended spontaneously. Forces

of change sparked by Soviet leader Mikhail Gorbachev led to a staggering wave

of upheaval that shattered communist regimes and the postwar barriers

between Eastern and Western Europe. In 1989, change was occurring in China

as well, however, the regime suppressed the uprising. The cold war was

characterized by a stable and predictable set of relations among the great

powers. Now international relations have entered an era of improvisation as

nations struggle to come up with creative responses to changes in the global

balance of power.

III. The Politics of Defense Policy (632-637)

A. Defense Spending

Defense spending now makes up about one-sixth of the federal budget. Some

scholars argue that America faces a trade-off between defense spending and

social spending. Defense and domestic policy expenditures appear to be

independent of each other. Conservatives fight deep cuts in defense spending,

pointing out that many nations retain potent military capability and insisting

that America needs to maintain its readiness at a high level. Conservatives

argue that when the Soviet Union saw that it could not outspend the United

States, it finally decided not to continue to allocate so much of its scarce

resources to defense and to loosen its grip on Eastern Europe. Liberals

maintain that the Pentagon wastes money and that the United States buys

too many guns and too little butter. They argue that the erosion of the

Communist Party’s authority was well under way when Gorbachev rose to

power. They contend that Gorbachev and his fellow reformers were responding

primarily to internal, not external pressures. The lessening of East-West

tensions has provided momentum for significant reductions in defense

spending, often called the peace dividend. Liberals want to allocate the funds

to expanded domestic programs. Changing defense spending, however, is not

easy as military hardware developed in the 1980s has proven to be increasingly

expensive to purchase and maintain.

B. Personnel

The structure of America’s defense has been based on a large standing military

force. There are nearly 1.4 million men and women on active duty.

C. Weapons

The United States has relied on a triad of nuclear weapons: ground-based

intercontinental ballistic missiles, submarine-launched ballistic missiles, and

strategic bombers. In 1988 the United States and the Soviet Union signed a

treaty eliminating intermediate-range nuclear forces. In 1991, President Bush

signed the Strategic Arms Reduction Treaty (START), mandating the

elimination of strategic nuclear weaponry. In 1993, Presidents Bush and Yeltsin

signed an agreement (START II) to cut the U.S. and Russian nuclear arsenals.

Nuclear weapons are only part of America’s arsenal. Jet fighters, aircraft

carriers, and even tanks are extraordinarily complex and equally costly.

IV. The New Global Agenda (637-648)

A. The Decreasing Role of Military Power

Military might is no longer the primary instrument of foreign policy. The United

States is long on firepower at the very time firepower is decreasing in its

applicability as an instrument of foreign policy. Economic sanctions are

non-military penalties imposed on a foreign government in an attempt to modify

its behavior. They are often a first resort in times of crisis and are less risky

than sending troops. Successful sanctions most often have broad international

support, which is rare. Critics argue that sanctions are counterproductive

because they can provoke a nationalist backlash.

B. Nuclear Proliferation

The spread of technology has enabled the creation of nuclear weapons and

the missiles to deliver them. American policymakers have attempted to halt the

spread of nuclear weapons through international treaties. North Korea, Iran,

Iraq, and Libya may particularly be a threat to their neighbors and the United

States.

C. Terrorism

Perhaps the most troublesome issue in national security is the spread of

terrorism—the use of violence to demoralize and frighten a country’s population

or government. Terrorists have the advantage of stealth and surprise.

Improved security and intelligence can help.

D. The International Economy

Today’s international economy is characterized by interdependency when

actions reverberate and affect other people’s economic lifelines. The

International Monetary Fund is a cooperative international organization of 182

countries intended to stabilize the exchange of currencies and the world

economy. Since the end of World War II, trade among nations has grown

rapidly. The globalization of finances has been even more dramatic than the

growth of trade. In a simpler time, the main instrument of international

economic policy was the tariff, a tax added to the cost of imported goods,

intended to raise the price of imported goods and thereby protect American

businesses and workers from foreign competition. Nontariff barriers such as

quotas, subsidies, or quality specifications for imported products are common

means of limiting imports. In 1992 President Bush signed the North American

Free Trade Agreement with Canada and Mexico to eventually eliminate most

tariffs among North American countries. The General Agreement on Tariffs and

Trade is the mechanism by which most of the world’s nations negotiate

widespread trade agreements. A persistent issue for the president is opening

up foreign markets for goods and services. The United States lacks the

influence to demand these markets be opened. If we refuse to trade with

another nation, it will deny our exports access to its markets, and U.S.

consumers will lose access to its products.

The balance of trade is the ratio of what a country pays for imports to what it

earns from exports. When a country imports more than it exports, it has a

balance of trade deficit, as has been the case in recent years. The excess of

imports over exports decreases the dollar’s buying power. Exports account for

more than 10 percent of the GDP and 5 percent of all civilian employment. A

poor balance of trade exacerbates unemployment as jobs flow abroad.

Sometimes American firms have shut down their domestic operations and

relocated in countries with cheaper labor. Cheaper dollars also makes the cost

of American labor more competitive so more foreign-owned companies are

building factories in the United States. The stability of the U.S. economy as

well as the low value of the dollar has made the United States attractive to

foreign investors.

E. International Inequality and Foreign Aid

World politics today includes a growing conflict between rich and poor nations.

The income gap between the rich nations and poor nations is widening rather

than narrowing. Less developed countries have responded to their poverty by

borrowing money, which has increased their foreign debt. There is also a large

gap between the rich and poor within less developed countries. Presidents of

each party have pressed for aid to nations in the developing world. Aside from

simple humanitarian concern for those who are suffering, America has wanted

to stabilize nations that were friendly or that possessed supplies of vital raw

materials. Aid has been given in the form of grants as well as credits and loan

guarantees to purchase American goods, loans at favorable interest rates, and

forgiveness of previous loans. A substantial percentage of foreign aid is in the

form of military assistance and is targeted to a few countries the United

States considers to be of vital strategic significance. Foreign aid has never

been very popular with Americans. Congress typically cuts the president’s

foreign aid requests. Many people believe that the provision of economic aid by

other nations serves only to further enrich the few without helping the many

within a poor nation. Since the thaw in the cold war, the nations of Central

and Eastern Europe, including Russia, have sought aid from the West.

F. The Global Connection, Energy, and the Environment

Energy and the environment symbolize the increased dependency nations have

on each other. Groups like the Organization of Petroleum Exporting Countries

can and have held the United States hostage because of their dependence of

foreign oil. The United States imports half of the oil it uses. Almost every

nation faces severe environmental dilemmas that know no political ideology or

political boundary. Global issues of environment and energy have crept slowly

onto the nation’s policy agenda. However, issues closer to home are often

considered more important and the United States has failed to sign

international treaties on the environment because of the cost and threat of

losing jobs.

V. Understanding Foreign and Defense Policymaking (648-650)

A. Foreign and Defense Policymaking and Democracy

Some believe that democracy has little to do with the international relations of

the United States. Americans are usually more interested in domestic policy

than in foreign policy. Public officials seem to have more discretion in making

foreign policy. There is little evidence, however, that policies at odds with the

wishes of the American people can be sustained; civilian control of the military

is unquestionable. The system of separation of powers plays a crucial role in

foreign as well as domestic policy. American international economic policy is

pluralistic. Agencies and members of Congress each pursue their own policy

goals.

B. Foreign and Defense Policymaking and the Scope of Government

America’s global connections as a superpower have many implications for how

active the national government is in the realm of foreign policy and national

defense. The United States will remain a superpower and continue to have

interests to defend around the world. As long as this is the case, the scope of

American government in foreign and defense policy will be substantial.

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