EXECUTIVE CHAMBER FOR IMMEDIATE RELEASE:

STATE OF NEW YORK January 24,

2007

ELIOT SPITZER, GOVERNOR

CONTACT: Christine Anderson

212-681-4640

518-474-8418

AGREEMENT REACHED ON LANDMARK ETHICS REFORMS

Governor Eliot Spitzer, Lieutenant Governor David Paterson and

legislative leaders today announced an agreement to implement one of the

most sweeping ethics and lobbying reform packages in state history.

The agreement will set higher ethical standards for public

officials, significantly strengthen penalties for violations, establish

an independent public integrity panel with far-reaching powers, and

reorganize the Legislative Ethics Committee.

Governor Spitzer said: “In one bold action, lawmakers have set New

York on a path toward true integrity in government.”

Lieutenant Governor Paterson said: “Strong leaders have

demonstrated we can have unity despite our differences. We are writing

a new page in our state’s history where ethics will be the guiding

principle for our government.”

Speaker Sheldon Silver said: “For more than a decade, the Assembly

has advanced comprehensive measures aimed at strengthening public

confidence by curbing the influence of money and lobbyists on our

democratic process. These reforms continue the Assembly’s long-standing

commitment to fundamentally changing the way state government

functions.”

Majority Leader Joseph Bruno said: “These reforms will provide

greater accountability to state government at all levels and assure the

public that their interests come first. Almost ten years ago the Senate

passed one of the most strict lobbying reform bills in the country. The

lobbying reforms we are announcing today will build on those efforts and

provide greater transparency in the law.”

Assembly Minority Leader James Tedisco said: “The Governor is

correctly using his first weeks in office to push ahead with reform. To

move our state forward we must first change our government. Business as

usual is a recipe for stagnation. I applaud the Governor for his focus

and I encourage him to cut deeper into the heart of the status quo

because simply nudging Rip Van Winkle may not wake him up – he may need

to be slapped.”

Senate Minority Leader Malcolm A. Smith said: “Less than one month

into his first term, Governor Spitzer has already established himself as

a true reformer and a breath of fresh air in Albany. The Senate

Democrats have long advocated for the ethics and lobbying reforms

outlined today, and we are very pleased that New Yorkers are finally

getting a state government focused on doing what is fair and just.”

The agreement implements an array of new ethics and lobbying

standards, including the following:

Lobbying Reforms – Prohibits all gifts from lobbyists and their

clients of more than nominal value, including travel, lodging and

other expenses, and broadens the types of lobbying activities that

lobbyists must disclose;

Gifts – Prohibits all gifts of more than “nominal value” from

non-lobbyists to public officials where such gifts might appear

designed to influence the official;

Honoraria – Bans virtually all honoraria for statewide elected

officials, agency heads and legislators;

Anti-Nepotism Policy – Prohibits state employees from

participating in any personnel decision or contracting matter

concerning a relative;

Political Hiring – Bars non-legislative employees from asking

about the political affiliation, contributions or voting

records of prospective employees;

Soliciting Contributions – Prohibits non-legislative employees

from using their authority or influence to “compel or induce” any

other employee to make political contributions;

Running for Elective Office – Prevents agency heads from becoming

a candidate for any compensated elective office unless

they resign or take an unpaid leave of absence;

Taxpayer-Financed Advertisements – Prohibits elected government

officials and candidates for elected local, state or federal

office from appearing in taxpayer-funded advertisements; and

Revolving Door – Closes the “revolving door” loophole by

prohibiting former legislative employees from directly lobbying

the Legislature for two years, and expands the revolving door

restrictions for Executive Chamber employees to preclude

appearances before any state agency.

The agreement also strengthens penalties for violations of the

state Public Officers Law and state Lobbying Law. The maximum civil

penalty for public officers who commit ethics violations will be

increased from $10,000 to $40,000 plus the value of any associated gain.

Lobbyists who repeatedly flout lobbying laws will be subject to

suspension.

The agreement combines the current State Ethics Commission and

State Lobbying Commission and creates a new State Commission on Public

Integrity with broad authority to enforce ethics and lobbying laws.

Finally, the agreement replaces the current Legislative Ethics

Committee with a new Legislative Ethics Commission that has a majority

of independent members and new disclosure requirements.

Good government advocates praised the agreement.

Former Attorney General Robert Abrams said: “This is a giant step

forward in the effort to reform Albany. It won’t be “business as usual”

after these reforms are implemented. The cynics who said that real

reform was not possible have been proven wrong.”

Barbara Bartoletti, Legislative Director of the New York State

League of Women Voters said: “These are exactly the kinds of reforms

that are needed. They close loopholes, increase transparency, and

provide the sunshine that Albany has needed for many years. I applaud

Governor Spitzer for his leadership on this issue, and also applaud

Majority Leader Bruno and Speaker Silver.”

In a separate but related action, Governor Spitzer today signed

into law the budget reform bill passed earlier this week. This

legislation brings greater timeliness, transparency and accountability

to the budget making process.

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