FORMFENTERPRISERISKREPORT
FiledwiththeMaryland Insurance Administration
By:
______
NameofRegistrant
OnBehalfof/Related to theFollowingInsuranceCompanies:
NameAddress
______
______
______
______
Date:,20
Name,Title,addressandtelephonenumberofIndividualtowhomNoticesandCorrespondenceconcerningthisStatement shouldbeaddressed:
______
______
______
______
ITEM1. ENTERPRISERISK
TheRegistrant/Applicant,tothebestofitsknowledgeandbelief,shallprovideinformationregardingthefollowingareasthatcouldproduceenterpriseriskasdefinedinInsurance Article, §7-101(d), Annotated Code of Maryland,providedsuchinformationisnotdisclosedintheInsuranceHoldingCompanySystemAnnualRegistrationStatementfiledonbehalfofitselforanotherinsurerforwhichitistheultimatecontrollingperson:
(a)Anymaterialdevelopmentsregardingstrategy,internalauditfindings,complianceorriskmanagementaffectingtheinsuranceholdingcompanysystem;
(b)Acquisition or disposal of insurance entities and reallocating of existing financial orinsuranceentitieswithintheinsuranceholdingcompanysystem;
(c)Anychangesof shareholdersof theinsuranceholdingcompanysystemexceedingtenpercent(10%)ormoreof votingsecurities;
(d)Developmentsinvariousinvestigations,regulatoryactivitiesorlitigationthatmayhaveasignificantbearingorimpactontheinsuranceholdingcompanysystem;
(e)Businessplanoftheinsuranceholdingcompanysystemandsummarizedstrategiesfornext12months;
(f)Identification ofmaterialconcernsoftheinsurance holdingcompanysystemraised bysupervisorycollege,ifany,inlastyear;
(g)Identificationofinsuranceholdingcompanysystemcapitalresourcesandmaterialdistributionpatterns;
(h)Identificationofanynegativemovement,ordiscussionswithratingagencieswhichmayhavecaused,ormaycause,potentialnegativemovementinthecreditratingsandindividualinsurerfinancialstrengthratingsassessmentoftheinsuranceholdingcompanysystem(includingboththeratingscoreandoutlook);
(i)Informationoncorporateorparentalguaranteesthroughouttheholdingcompanyandtheexpectedsourceofliquidityshouldsuchguaranteesbecalledupon;and
(j)Identificationofanymaterialactivityordevelopmentoftheinsuranceholdingcompanysystemthat,intheopinionofseniormanagement,couldadverselyaffecttheinsuranceholdingcompanysystem.
TheRegistrant/ApplicantmayattachtheappropriateformmostrecentlyfiledwiththeU.S.Securities andExchangeCommission,providedtheRegistrant/Applicantincludesspecificreferencesto thoseareaslistedinItem1forwhichtheformprovidesresponsiveinformation.IftheRegistrant/ApplicantisnotdomiciledintheU.S.,itmayattachitsmostrecentpublicauditedfinancialstatementfiled initscountryofdomicile,providedtheRegistrant/ApplicantincludesspecificreferencestothoseareaslistedinItem1forwhichthefinancialstatementprovidesresponsiveinformation.
ITEM2: OBLIGATIONTOREPORT
IftheRegistrant/Applicanthasnotdisclosedanyinformationpursuantto Item1,theRegistrant/Applicantshallincludeastatementaffirmingthat,tothebestofitsknowledgeandbelief,ithasnotidentifiedenterpriserisksubjecttodisclosurepursuanttoItem1.
ITEM3.SIGNATUREANDCERTIFICATION
Signature and Certification required as follows:
SIGNATURE
Pursuant to the requirements of Subtitle 6of the Maryland Insurance Acquisitions Disclosure and Control Act, (Registrant) has caused this Enterprise Risk Report to be duly signed on its behalf in the Cityof and State of on the dayof ______20 .
(SEAL) ______
Name of Registrant
(BY)
(Name) (Title)
Attest:
______
(Signature of Officer)
______
(Title)
The undersigned deposes and says that he has duly executed the attached application dated
, 20 ___ for and on behalf of; that (s)he is the
(Title of Officer) of such company, and that (s)he is authorized to execute and file such instrument. Deponent further says that (s)he is familiar with such instrument and the contents thereof, and that the facts therein set forth are true to the best of his knowledge, information and belief.
(Signature) ______
(Type or print name beneath) ______
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