Change Request Application Form

Trade Acceptance Service

Change Request Application Form

This form should be used by existing or prospective Approved Market Operators (AMOs) (“Applicant”) requesting provision of an enhancement to the standard Trade Acceptance Service (TAS) provided by ASX Settlement Pty Limited ABN 49 008 504 532 (“ASX Settlement”) and ASX Clear Pty Limited ABN 48 001 314 503 (“ASX Clear”). For example, the request may be for services beyond the scope of the ASX Settlement Operating Rules, the ASX Clear Operating Rules and/or the Legal terms for the provision of a trade acceptance service to Australian financial market licensees in respect of CHESS-eligible ASX-quoted financial products (“Legal Terms”).

How to Apply

The form is in three parts:

Part 1Details of Applicant

Part 2Change Request Details

Part 3Supporting Documentation

Attachments will form part of the application for the enhancement to the TAS. Applicants must complete all questions in this application.

Completed applications should be returned to ASX to the attention of General Manager Post Trade and Issuer Services Operations:

Katie McDermott

General Manager Post Trade and Issuer Services Operations

Australian Securities Exchange

PO Box RH224

Australia Square NSW 1215

The process and timeframes for ASX Settlement and ASX Clear to consider and respond to requests for enhancements to the TAS by existing or prospective AMOs are available here.

Part 1 – Details of Applicant

Name of Applicant:
Contact details (including names, phone numbers, email addresses):

Part 2 – Change Request Details

Summary of the change request:
Rationale / business reason for the change/target users:
Expected impact on the ASX Settlement Operating Rules and / or ASX Clear Operating Rules:
Expected impact on the TAS Legal Terms:
Does the enhancement require any other change – e.g. regulatory or by other system providers or Participants:
Specify detail of functional change required (e.g. changes to current messages, formats, new messages etc)
Specify detail of non-functional changes required (e.g. performance, capacity, speed, timings etc)
Specify through use of diagrams/systems schematics how the proposed changes interact with your systems and current use of ASX TAS Services.
Is there a date by which the change needs to be implemented:
If yes, provide date and reason.
Length of time required by AMO to implement:
i.e. for own changes, if any
Priority for the change:
Optional question:
Any other impact / other comments:
for example, international precedence, customer feedback, any impact on information vendors

Part 3 – Supporting Documentation

To assist ASX with its assessment of the change request, please attach to the application any supporting and explanatory documentation.

Checklist for completion and submission of application

Completed Change Request form

Supporting documentation

For ASX use only:

Date application received:
Workshop date:
Progress update:
Notification date regarding refusal or willingness to enhance:

ASX Settlement Pty Limited (ABN 49008 504 532) Change Request Application Form v2 1