Brokerage Industry Self-Regulation: Are Analysts Background Disclosures Informative To

Brokerage Industry Self-Regulation: Are Analysts Background Disclosures Informative To

Artur Hugon

Arizona State University
W. P. Carey School of Business
Tempe, AZ 85287-3606 / Phone: 310-951-2313
E-mail:

EDUCATION

Ph. D. / Accounting, University of Southern California, 2004
M. Acc. / Accounting, Miami University, 1993
B. S. / Accounting, Miami University, 1991

RESEARCH

Publications:

  1. “Brokerage Industry Self-Regulation: Are Analysts’ Background Disclosures Informative to Investors?” with L. Brown and H. Lu. Contemporary Accounting Research(Winter 2010).
  1. “Market Demand for Conservative Analysts” with V. Muslu. Journal of Accounting and Economics(May 2010).
  1. “Team Earnings Forecasting” with L. Brown. Review of Accounting Studies (December 2009).
  1. “Investor Reaction to Celebrity Analysts: The Case of Earnings Forecast Revisions” with S. Bonner and B. Walther. Journal of Accounting Research(June 2007).

Working papers:

  1. “Analysts, Macro-economic News, and the Benefit of In-house Macroeconomists” with

Alok Kumar and An-Ping Lin, 2013.

  1. “Does Earnings Guidance Quality Impact Investment Efficiency?” with Kelly Huang, 2013.
  1. “Do Investors Grade Earnings Performance ‘On a Curve’?with Yen-Jung Lee, 2013.
  1. “Management Earnings Forecasts and Macroeconomic News” with An-Ping Lin 2013.
  1. “Insiders’ Information Advantage and Their Rule 10b5-1 Sell Trades” with Yen-Jung Lee, 2013.
  1. “Do Quarterly Earnings Estimates Misguide Investors’ Earnings Expectations?” with K.

C. Lin, 2012.

  1. “How Informative is Management Earnings Guidance Relative to that of Analysts?”

with Matt Hart, 2012.

Professional EXPERIENCE

2008 – current / Assistant Professor, Arizona State University
-Daytime MBA Financial Accounting, 2010-current.
-PhDCapital MarketsSeminar, 2010-current.
-Evening MBA Financial Accounting, 2008-2010.
2004 – 2008 / Assistant Professor, Georgia State University
-Intermediate Financial Accounting.
1999 – 2004 / Research Assistant, University of Southern California
-Managerial Accounting.
1996 – 1999 / Assistant Professor of Accounting, Wilmington College
-Financial, Tax, and Cost Accounting.
1993 – 1996 / Visiting Instructor of Accounting, Miami University
-Financial, Managerial, and Cost Accounting.

Invited Presentations

Arizona State University, 2008

Contemporary Accounting Research Conference, 2007

Dartmouth College, 2007

Duke University, 2005

Emory University, 2004

FARS Midyear Meeting,2014 (scheduled), 2011, 2007, 2006

Financial Economics and Accounting Conference, 2005

Georgia State University, 2004

London Business School 5th Annual Symposium, 2006

M. I. T. Sloan School of Management, 2006

Miami University,2011

Northwestern University, 2013

Notre Dame (scheduled), 2013

Ohio State University, 2007

Southeast Summer Accounting Research Colloquium, 2012, 2006

University of Florida, 2011, 2004

University of Illinois, Chicago, 2013

University of Illinois, Urbana-Champaign, 2012

University of Iowa, 2008

University of Massachusetts, 2004

University of Michigan, 2007

University of Oklahoma’s McLaughlin Accounting Conference, 2008

University of Southern California PhD Alumni Symposium, 2008

University of Texas at Dallas, 2010

University of Toronto, 2008

University of Washington, 2009

Invited discussions

AAA Annual Meeting, 2005, 2013

FARS Midyear Meeting, 2013

Financial Economics and Accounting Conference, 2012

academic and professional Activities

Internal:

Co-director Accounting Phd Program, 2012-current.

Directors advisory committee, 2010-current.

Recruiting committee, 2009-2010, 2012-2013.

Barrett honors thesis director, 2011-2012.

Full-time MBA curriculum redesign committee, 2011-2012

Full-time MBA curriculum committee, 2012-current.

PWC Xtax mentor, 2008-2010.

SOAR program faculty mentor 2010-2012.

Dissertation committees:

Ryan Casey (2009), Matt Hart, co-chair (2010), Xiaobo Dong (2011), K. C. Lin, co-chair (2012), An-Ping Lin (expected 2015).

External:

Ad HocReviewer: Accounting Horizons, Advances in Accounting, FARS Midyear Meeting, Financial Economics and Accounting Conference, Financial Management, International Journal of Forecasting, Journal of Accounting & Economics, Journal of Business Finance and Accounting, Journal of International Accounting Research, The Accounting Review.

Selected teaching honors and AWARDS

Beta Alpha Psi Outstanding Accounting Professor, Georgia State University, 2004.
Pickford Foundation Doctoral Teaching Award, University of Southern California, 2001.

Hugon Vita- page 1