Annual Quality Report

Care Homes

April 2013 to March 2014

Authors:

Pat Whitaker – Quality Manager

Laura Green– Quality Officer

On behalf of

Kevin CliffordChief Nurse

May 2014

1.Introduction

NHS Sheffieldhas a role in ensuring that good quality care is delivered inCare Homes and that underperforming homes are identified and managed.

Working in conjunction with Sheffield City Council (SCC),Sheffield Clinical Commissioning Group (CCG)ensures that effective processes are in place to monitorthatCare Homesare deliveringgood quality and safe services.

This report provides information on performance, activity and improvements in relation to quality and safety during 2013-2014

2.Background

Sheffield CCG was monitoring 124 registered care homes in 2013-2014. This included Nursing, Residential, Mental Health and Learning Disability care homes.

3.0Process

3.1 Routine Inspections

All care homes haveone routine inspection by Sheffield CCG every 3 years.

41 care homes (33% of all registered care homes) were inspected in 2013-2014.

Routine inspections are carried out by the CCG Quality in Care Homes Team using a quality framework agreed jointly with SCC which reflects the essential CQC standards. Verbal feedback is provided to the home at the time of the visit, and actions with time scales to improve areas of concern are also agreed. Following the visit,care homes are sent written confirmation of the agreed actions and timescales,and are asked to provide evidence,or are re-inspected, to ensure that they have completed these actions within the agreed timescales. Actions and timescales are recorded on a database which is used to monitor progress. If evidence has not been received, or a re-inspection of the home reveals that actions have not been completed by the due date, then the home is followed up until all actions have been completed.

For the 41 care homes inspected in 2013-14, 620 actions were agreed in total and monitored for completion.

3.2 Reactive Inspections

In addition to routine inspections, 105reactive inspections were also carried out where intelligence was received that there were concerns with a home. This intelligence would be from a variety of sources, e.g. other professionals, CQC, residents,relatives etc.

4.0Additional Assurances

  • A yearly check is carried out to ensure that all care homes are registered with the CQC. For 2013/14 this check was carried out in April 2013; all care homes were registered.
  • The CQC undertakes yearly unannounced visits of all care homes.
  • Sheffield City Council undertakes yearly announced visits of all care homes
  • The CCG routinely informs the relevant GPs of any serious concerns regarding care homes.

5.0 Performance

5.1Routine Inspections

41care homes were visited in 2013-2014. At the visits, detailed elements of the CQC essential standards were inspected. 15 standards were inspected which had been broken down into 120 elements. Care Homes had to provide evidence that they were meeting each of these elements. Compliance for each standard has been worked out on the number of elements within the standardthat were achieved. To score “Met” (Green) 80% or more of the elements within that standard had to be met. To score “Working Towards(Amber) 51 to 79% of the elements within that standard had to be met and to score not Met (Red), 50% or less were met.

Appendix 1shows the results of performance for the 41care homes visited. The standards with the highest level of compliance were “Meeting Nutritional Needs” and “Supporting Workers”, with 98% of homes being compliant with both these standards.

The standard with the lowest level of compliance was “Care Plans and Policies”, with only 22% of homes being compliant with this standard. The Care Home Support Teamcontinues to provide support and training in this area to assist care homes in meeting this standard. They will also be producing a care planning information pack for distribution early 2014-2015.

29% of care homes were compliant with 90% or more of the elements inspected. 54% were compliant with 80% or more of the elements and 46% homes were compliant with less than 80% of the elements.

5.2 Commissioning for Quality and Innovation Scheme (CQUINS)

This is a local quality incentive scheme for Care homes with a National Standard Contract for Continuing Healthcare (CHC). The scheme comprised 3 improvement quality goals – (a) Infection Control, (b) End of Life Care and (c) The Safety Thermometer (a national data collection system). The number of care homes with a CHC contract was 47. 57% of eligible care homes met the Infection Control Standard, 66% met the End of Life Care Standard and 72% met The Safety Thermometer Standard.

6.0Governance

6.1Key Performance Indicator Group

The Key Performance Indicator Group met 2 weekly throughout 2013/14 and had representation fromthe CCGQuality in Care Homes Team, Sheffield Teaching Hospitals Intermediate Care, Sheffield City Council Contracts, Safeguarding,Care Home Assessment, The Care Quality Commission and The Care Home Support Team. Care home performance and concerns are discussed at this meeting and actions agreed between the partners.

6.2Commissioning Safeguarding Adults Group

All care homes where there are safeguarding concerns relating to patients receiving NHS funding were discussed at this group and actions agreed jointly.

6.4Quality Assurance Committee

The Assurance Committee is responsible for gaining assurance that there is an effective and consistent process to commission for quality and safety and ensures that concerns and underperformance are identified and high standards of care and treatment are delivered.Quarterly performance reports were submitted to the Quality Assurance Committee. This Committee reports to the CCG Governing Body.

6.5Executive Board for Quality in Care Homes

This Board met bi-monthly throughout 2013-14 with a joint responsibility for the on-going development of quality in care homes and to ensure that appropriate joint action is taken to increase the quality of services received by the residents of care homes within Sheffield.

7.0Support

7.1 Care Homes Support Team

The Care Homes Support Teamprovided training and support for care homes to provide identified educational needs. The service specification for the Care Home Support Team was revised in 2012-13 with the aim of ensuring that this team works more in partnership with Sheffield CCG and Sheffield City Council and as a result the team’s support is targeted more effectively to work with those care homes that are underperforming.

7.2Infection Prevention & Control

NHS Sheffield’s Infection Prevention & Control Practitioner reviewed practice in 2care homes where concerns were identified and issued action plans. Sheffield CCG holds The Infection Prevention & Control Care Home Link Worker Group which is an educational forum. This continued to be well attended and met 5 times in 2013-14.

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8.0 Key Activity for 2014-2015

  • Continue with the programme of planned full monitoring visits
  • Continue to respond promptly to concerns
  • Complete and publish the Quality in Care Homes Strategy
  • Forge closer links with Healthwatch

9.0 Conclusion

The report provides assurance that NHS Sheffield has put in place robust systems to monitor safety and quality in care homes and that concerns are identified and managed effectively.

10.Recommendation

The Quality Assurance Committee is asked to note and endorse the 2013-2014performance and quality assurance of care homes.

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