Annexure a - Application Form for Bsewebx Registration

Annexure a - Application Form for Bsewebx Registration

Members of the Exchange who are registered with BSE Webx but want to register for STP / ECN / Streamer Plus / Internet Trading have to fill up the following forms:

 Annexure ‘B’ -- XAT Registration Form

 Annexure ‘C’ (Only if member wants STP / ECN.)

Note:

 Before applying for STP /ECN, member is requested to procure the digital certificate. For digital certificate, member has to fill up the form, which is available under the section ‘Digital Certificate procurement form’ on link for STP in BSEindia website. If member has already taken digital certificate through BSE then he need not apply again for the same.

 Every page of the form should be signed by authorized signatory and duly stamped.

The Completed forms have to be submitted to,

User Interface Department,

ISD Networks,

2nd Floor, P.J.Towers,

Dalal Street, Fort,

Mumbai – 400 001

 22721233/34 Extn: 8150.

Note: The members are requested to get two copies along with the originals (Original and one copy for the Exchange and one copy for Acknowledgment).

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APPLICATION FORM FOR MEMBERS ALREADY REGISTERED WITH BSE WEBX

ANNEXURE B – XAT Registration Form

Broker Registration Form for BSEWEBX- STP

Name of the Member

Exchange

/

Membership Code

(Clg. No./ Code)

Type

/  Individual /  Partnership /  Corporate

MAPIN Number

/

SEBI Regn No

/

PAN NO.

Contact Information

E-mail

Primary Address

City /

Pin Code

Phone /

Fax

Mobile
Secondary Address
City / Pin Code
Web Site
Modules the member wants to register for
Modules
 STP* /  ECN* (Electronic Contract Note) /  Streamer (Speedxplus) /  Internet Trading

* Annexure C to be filled in if the member has selected ECN (Electronic Contract Note) or STP (Straight Through Processing)

Contact Person Information

Contact Person

Role

E-Mail

Phone /

Fax

Mobile No.
Authorised Signatory

(Affix company stamp)

ANNEXURE C

*To be filled in if the member select for ECN (Electronic Contract Note) & STP (Straight Through Processing)

Digital Certificate Details & Name of Partner/Director/Proprietor

Please refer Annexure 1 for a sample

Person / Type – Proprietor (P), Partner (PA), Director (D), Authorised Signatory (A)** / Certifying Authority # / Serial Number # / Issue Date # / Expiry Date #
  • ** If the Person is a Director/Partner/Proprietor and also an Authorised Signatory, mention both abbreviations…Please include the names of all the Directors/Partners/Proprietors for registration failing which the contract note may be deemed invalid
  • # Applicable only if Digital Certificate is being issued to the person

Please Note: -

Members will be required to intimate their investors about the following

  1. Designated Location – The Contract Notes will be deemed to have been delivered at the location where the Investor logs into using his username password. The Investor accepts the same as delivery of the Contract Note
  2. The Contract notes will be available for 15 days at the Designated location. Investors will be required to save/print/download the contract notes (HTML/Files) for archiving
  3. Members must seek the explicit assent of Investors to enable issuance of Electronic Contract Notes as a substitute to Physical Contract Note
Authorised Signatory

(Affix company stamp)