ACB: Corporate Governance Report(2016)
CORPORATE GOVERNANCE REPORT(2016)
- Company: Asia Commercial Bank
- Address: 442 Nguyen Thi Minh Khai, Ward 5, District 3, Ho Chi Minh City
- Tel.: (08) 3929 0999Fax: (08) 3839 9885
- Charter capital: VND 10,273,238,960,000
- Stock code: ACB
I. Activities of annual General Meeting of Shareholders
No. / Board Resolution/Decision No. / Date / Content1 / 1333/TCQD – HDQT. 16 / 08 Apr 2016 / Report of Board of Directors on operation result of 2015 and plan for 2016
2 / 1334/TCQD – HDQT. 16 / 08 Apr 2016 / Operation report 2015 of Supervisory Board
3 / 1335/TCQD – HDQT. 16 / 08 Apr 2016 / Audited financial statement 2015
4 / 1336/TCQD – HDQT. 16 / 08 Apr 2016 / Appropriation for funds and profit distribution 2015; plan for profit distribution and profit for 2016
5 / 1337/TCQD – HDQT. 16 / 08 Apr 2016 / Supplement the contents of Business Registration Certificate of ACB
6 / 1338/TCQD – HDQT. 16 / 08 Apr 2016 / Remuneration for members of Board of Directors and Supervisory Board
7 / 1339/TCQD – HDQT. 16 / 08 Apr 2016 / Dismiss members of Board of Directors
8 / 1340/TCQD – HDQT. 16 / 08 Apr 2016 / Plan for raising charter capital from dividends based on common shares; plan for issuing, listing and depositing additionally issued shares
I. BOD’s activities
No. / Member of BOD / Title / Attendance / Rate (%) / Reason for not attending1 / Tran Hung Huy / Chair of Board of Directors / 05/05 / 100 / -
2 / Nguyen Thanh Long / Deputy Chair of Board of Directors / 05/05 / 100 / -
3 / Andrew Colin Vallis / Deputy Chair of Board of Directors / 05/05 / 100 / -
4 / Dominic Timothy Charles Scriven / Member of Board of Directors / 04/05 / 80 / On business trip (authorized to Tran Hung Huy)
5 / Dinh Thi Hoa / Member of Board of Directors / 05/05 / 100 / On business trip (authorized to Tran Hung Huy)
6 / Tran Mong Hung / Member of Board of Directors / 05/05 / 100 / -
7 / Tran Trong Kien / Member of Board of Directors / 05/05 / 100 / -
8 / Dang Thu Thuy / Member of Board of Directors / 05/05 / 100 / -
9 / Dam Van Tuan / Member of Board of Directors / 100 / On business trip (authorized to Tran Hung Huy)
II. Board resolution
No. / Board Resolution/ Decision No. / Date / Content1 / 114/ TCQD – HDQT. 16 / 13 Jan 2016 / Nominate a capital representative of ACB at ACB sports
2 / 115/ TCQD – HDQT. 16 / 13 Jan 2016 / Nominate a capital representative of ACB at Hoa Phat – A Chau Real Estate Joint Stock Company
3 / 116/ TCQD – HDQT. 16 / 13 Jan 2016 / Nominate a capital representative of ACB at Saigon Star Tourism
4 / 393/ TCQD – HDQT. 16 / 21 Jan 2016 / In competence of handling special issues
5 / 349/ TCQD – HDQT. 16 / 27 Jan 2016 / Plan for handling bank deposit of ACB at GPBAnk
6 / 387/ TCQD – HDQT. 16 / 28 Jan 2016 / Appoint Nguyen Duc Thai as member of Board of Directors of ACB Securities Co., Ltd
7 / 388/ TCQD – HDQT. 16 / 28 Jan 2016 / Buy a property to set up a branch in 2016
8 / 389/ TCQD – HDQT. 16 / 01 Feb 2016 / Approve the contracts of ACB with ACB leasing
9 / 414/ TCQD – HDQT. 16 / 01 Feb 2016 / Dismiss General Director of ACB Assets
10 / 415/ TCQD – HDQT. 16 / 01 Feb 2016 / Appoint General Director of ACB assets
11 / 416/ TCQD – HDQT. 16 / 01 Feb 2016 / Dismiss member of the debt handling council when approving the plans for handling special issues
12 / 417/ TCQD – HDQT. 16 / 01 Feb 2016 / Approve plan for bond issue, using and paying debts from the proceeds in 2016
13 / 443/ TCQD – HDQT. 16 / 03 Feb 2016 / Plan for handling debts of Vinalines to ACB
14 / 444/ TCQD – HDQT. 16 / 03 Feb 2016 / Collecting debts of G6 Group
15 / 445/ TCQD – HDQT. 16 / 03 Feb 2016 / Issue a regulation on securities investment of ACB Co., Ltd
16 / 963/ TCQD – HDQT. 16 / 22 Mar 2016 / Approval of revising the plan for bond issue, using and paying debts
17 / 1054/ TCQD – HDQT. 16 / 25 Mar 2016 / Approve the materials to be submitted to annual General Meeting of Shareholders 2016
18 / 1101/ TCQD – HDQT. 16 / 29 Mar 2016 / Change in the plan for handling the deposit of ACB at GPBank
19 / 1116/ TCQD – HDQT. 16 / 30 Mar 2016 / Approve the advisory contract on registration for issuing bonds to the public – bond issue agent between ACB Securities and ACBA
20 / 1316/ TCQD – HDQT. 16 / 07 Apr 2016 / Approve the statement on plan for raising charter capital from dividends based on common shares; plan for bond issuing , listing and depositing to submit annual General Meeting of Shareholders 2016
21 / 1376/ TCQD – HDQT. 16 / 13 Apr 2016 / Approve the registration for bond issue to the public in 2016
22 / 1693/ TCQD – HDQT. 16 / 21 Apr 2016 / Change in method of handling debts of Vinalines with ACBA
23 / 1694/ TCQD – HDQT. 16 / 21 Apr 2016 / Set up a new transaction office for period in 2016 -2017
24 / 2188/ TCQD – HDQT. 16 / 30 May 2016 / Dismiss Kollagunta Sreenivasan Gopalaswamy from the position of member of member council of ACB Securities
25 / 2343/ TCQD – HDQT. 16 / 13 Jun 2016 / Revise the registration for bond issue to the public in 2016
26 / 2772/ TCQD – HDQT. 16 / 14 Jul 2016 / Promulgate on Representative for contributed capital Average income A Chau Commercial Joint Stock Bank
27 / 2783/ TCQD – HDQT. 16 / 14 Jul 2016 / Buy real estate to build head office of the Branch Binh Duong
28 / 2784/ TCQD – HDQT. 16 / 14 Jul 2016 / Dismiss the Secretary and Chief of Secretary Board of the company
29 / 2785/ TCQD – HDQT. 16 / 14 Jul 2016 / Appoint a secretary of the company
30 / 2786/ TCQD – HDQT. 16 / 14 Jul 2016 / Limit the investment for self-business of ACB Securities Company (ACBS)
31 / 2787/ TCQD – HDQT. 16 / 14 Jul 2016 / Member Committee of the Debt Management and Asset Exploitation of A Chau Bank Company limited
32 / 2788/ TCQD – HDQT. 16 / 14 Jul 2016 / Level the investments in A Chau Commercial Joint Stock Bank
33 / 2789/ TCQD – HDQT. 16 / 14 Jul 2016 / Amend and promulgate Statute on investment of A Chau Commercial Joint Stock Bank
34 / 2790/ TCQD – HDQT. 16 / 14 Jul 2016 / Transfer the guaranteed asset of real estate to handle debts of A Chau Commercial Joint Stock Bank
35 / 2791/ TCQD – HDQT. 16 / 14 Jul 2016 / Expand the time for selling the mortgage assets the Phong Ngan Company.
36 / 2792/ TCQD – HDQT. 16 / 14 Jul 2016 / Adjust regulations on authority and approval of responsibility dissolution for members taking part in handling debts
37 / 2793/ TCQD – HDQT. 16 / 14 Jul 2016 / The authority of solving and approval of responsibility dissolution for members taking part in handling debts of Vinalines.
38 / 2794/ TCQD – HDQT. 16 / 14 Jul 2016 / The authority of solving and approval of responsibility dissolution for members taking part in handling debts of the group of 6 companies.
39 / 2795/ TCQD – HDQT. 16 / 14 Jul 2016 / The authority of solving and approval of responsibility dissolution for members taking part in handling deposits through BankNet at Global Petrol Bank and Construction Bank.
40 / 2796/ TCQD – HDQT. 16 / 14 Jul 2016 / The authority of solving and approval of responsibility dissolution for members taking part in handling debts of the ACB Real Estate Joint Stock Company (ACBR)/
41 / 2876/ TCQD – HDQT. 16 / 22 Jul 2016 / Amend and supplement the regulations on functions, duties and arrangement for the activities of the Credit Committee
42 / 2877/ TCQD – HDQT. 16 / 22 Jul 2016 / Amend and supplement the regulations on the approval authority of the Credit Committee
43 / 3290/ CV – HDQT. 16 / 21 Jul 2016 / Implement the recommendation of Committee on Banking Supervision and Inspection on separating the function of supervision of the Board of Directors and business management of the Management Board.
44 / 2964/ TCQD – HDQT. 16 / 02 Aug 2016 / Adjust the Statute on dissolution of interest for customers.
45 / 2965/ TCQD – HDQT. 16 / 02 Aug 2016 / Supplement contents of method to handling debts of Vinalines with A Chau Commercial Joint Stock Bank.
46 / 3006/ TCQD – HDQT. 16 / 04 Jul 2016 / Acquisition project of the Post Office Financial Company Limited.
47 / 3091/ TCQD – HDQT. 16 / 10 Aug 2016 / Adjust the Statutes on dissolution interest/initial capital (if any) for customers
48 / 3926/ TCQD – HDQT. 16 / 14 Oct 2016 / The authority of solving and approval of responsibility dissolution for members taking part in handling debts of the group of 6 companies.
49 / 3927/ TCQD – HDQT. 16 / 14 Oct 2016 / Adjust regulations on authority and approval of responsibility dissolution for members taking part in handling debts
50 / 3928/ TCQD – HDQT. 16 / 14 Oct 2016 / Purchase real estate to build the Branch Chau Van Liem.
51 / 3929/ TCQD – HDQT. 16 / 14 Oct 2016 / Purchase real estate to build the Binh Trieu Transaction Centre.
52 / 3966/ TCQD – HDQT. 16 / 17 Oct 2016 / Deploy the implementation of share issuance to pay dividend.
53 / 3983/ TCQD – HDQT. 16 / 19 Oct 2016 / Select an independent auditing organization for fiscal year 2017.
54 / 3994/ TCQD – HDQT. 16 / 04 Nov 2016 / Promulgate the Statutes on dissolution interest/initial capital (if any) for customers.
55 / 4216/ TCQD – HDQT. 16 / 10 Nov 2016 / Handle debts of Vietnam Construction Commercial Joint Stock Bank Limited.
56 / 4250/ TCQD – HDQT. 16 / 24 Nov 2016 / Approve the report on deposit and loans through Internet Banking at Vietnam Thuong Tin Commercial Joint Stock Bank
57 / 4433/ TCQD – HDQT. 16 / 16 Nov 2016 / Approve of the private share issuance of A Chau Commercial Joint Stock Bank in fiscal year 2016
58 / 4334/ TCQD – HDQT. 16 / 25 Nov 2016 / ACBS buys shares of Coteccons Company in the private issuance.
59 / 4446/ TCQD – HDQT. 16 / 15 Dec 2016 / Approve the service contract between ACB Securities Company Limited (ACBS) and A Chau Commercial Joint Stock Bank related to the private share issuance 2016.
60 / 4601/ TCQD – HDQT. 16 / 15 Dec 2016 / Handle debts with Vinalines
61 / 4602/ TCQD – HDQT. 16 / 15 Dec 2016 / The authority of solving and approval of responsibility dissolution related to arising cost from the share transfer of Kien Long Commercial Joint Stock Bank
62 / 4604/ TCQD – HDQT. 16 / 15 Dec 2016 / Human resource for the Committee of Handling Risk
63 / 4605/ TCQD – HDQT. 16 / 15 Dec 2016 / Buy real estate to build the head office and date centre.
64 / 4605/ TCQD – HDQT. 16 / 15 Dec 2016 / Buy real estate to build the head office of the Branch Quang Ngai.
65 / 4606/ TCQD – HDQT. 16 / 15 Dec 2016 / Budget of buying real estate to build the head office of distribution and working office in 2017.
66 / 4677/ TCQD – HDQT. 16 / 22 Dec 2016 / Receive bonds to deduct debts.
67 / 4678/ TCQD – HDQT. 16 / 22 Dec 2016 / Transfer shares to recover debts
68 / 4679/ TCQD – HDQT. 16 / 22 Dec 2016 / Authorized for stock investment.
69 / 4687/ TCQD – HDQT. 16 / 23 Dec 2016 / Authorize to decide the limits in bond investment of the Government.
70 / 4688/ TCQD – HDQT. 16 / 23 Dec 2016 / Authorize to decide the limits in risk management in the market
71 / 4780/ TCQD – HDQT. 16 / 30 Dec 2016 / Appoint human resource.
II. Change in connected persons/institutions (no change)
No. / Organization/individual / Title (if any) / Moment to be connected persons/institutions / Moment to be not connected persons/institutions / Reason1 / Alain Xavier Candy / Director of BOD / 22 Apr 2015 / Dismissed
2 / Dominic Timothy Charles Scriven / Director of BOD / 22 Apr 2015 / Appointed
3 / Nguyen Thi Thuyen Van / Deputy General Manager / 26 Jan 2015 / Appointed
4 / Tu Tien Phat / Deputy General Manager / 26 Jan 2015
5 / Le Ba Dung / Deputy General Manager / 29 Aug 2012 / 30 Jul 2015 / Dismissed
6 / Vijay Kumar Maheshwari / Financial Manager / 29 Mar 2012 / 31 Dec 2015 / Dismissed
7 / Nguyen Van Hoa / Chief Accountant cum Financial Manager / 31 Dec 2015 / Appointed
8 / Julian Fong Loong Choon / Member of Board of Directors / 25 Jul 2005 / 08 Apr 2016 / Dismissed
IV. Transactions of PDMRs and connected persons/institutions
- List of PDMRs and connected persons/institutions
No. / Name / Trading Account / Position of PDMR at the company (if any) / Shareholding at the end of the term / Shareholding percentage at the end of the term (%) / Note
1 / Tran Hung Huy / - / Chair of Board of Directors / 28,772,070 / 3.07%
2 / Tran Mong Hung / - / Director / 16,523,854 / 1.76%
3 / Dang Thu Thuy / - / Director / 10,978,636 / 1.17%
4 / Dtran Dang Thu Thao / - / Connected person / 10,572,256 / 1.13%
5 / Tran Minh Hoang / - / Connected person / 11,503,880 / 1.23%
6 / Nguyen Thanh Long / - / Deputy Chair of Board of Directors / 338,944 / 0.04%
7 / Le Thi Tuyen / - / Connected person / 0 / 0.00%
8 / Nguyen Van Mau / - / Connected person / - / -
9 / Nguyen Thi Diem / - / Connected person / 0 / 0.00%
10 / Nguyen Dong Ha / - / Connected person / 0 / 0.00%
11 / Nguyen Thanh Truc / - / Connected person / 0 / 0.00%
12 / Nguyen Thi Tien / - / Connected person / 0 / 0.00%
13 / Nguyen Thi Dung / - / Connected person / 0 / 0.00%
14 / Nguyen Viet Thang / - / Connected person / 0 / 0.00%
15 / Nguyen Viet Thuy / - / Connected person / 0 / 0.00%
16 / Nguyen Viet Tung / - / Connected person / 0 / 0.00%
17 / Nguyen Viet Truc / - / Connected person / 0 / 0.00%
18 / Andrew Colin Vallis / - / Deputy Chair of Board of Directors / 0 / 0.00%
19 / Philip Harvey Vallis / - / Connected person / - / -
20 / Mary Patricia Vallis / - / Connected person / 0 / 0.00%
21 / Zoe Marie Vallis / - / Connected person / 0 / 0.00%
22 / Edward James Vallis / - / Connected person / 0 / 0.00%
23 / Justin Charles Vallis / - / Connected person / 0 / 0.00%
24 / Dr Martin Philip Vallis / - / Connected person / 0 / 0.00%
25 / Richard Christopher Vallis / - / Connected person / 0 / 0.00%
26 / Julian Fong Loong Choon / - / Connected person / 0 / 0.00%
27 / Fong Anthony Chu Chai / - / Director / - / -
28 / Fong Nathalene Mei Lin / - / Connected person / - / -
29 / Tan Lay Tin / - / Connected person / 0 / 0.00%
30 / Fong Karen Tan / - / Connected person / 0 / 0.00%
31 / Fong Kay Li Tan / - / Connected person / 0 / 0.00%
32 / Fong Lan Loong Kin / - / Connected person / - / -
33 / Fong Nathelene Pik Yoke / - / Connected person / - / -
34 / Standard Chartered Apr Limied / - / Connected person / - / -
35 / Standard Chartered Bank Hong Kong Limited / - / Connected person / 58,395,142 / 6.23%
36 / Dominic Timothy Charles Scriven / - / Director / 0 / 0.00%
37 / Tran Thi Kim Loan / - / Connected person / - / -
38 / John Scriven / - / Connected person / - / -
39 / Sylvia Valerie / - / Connected person / 0 / 0.00%
40 / Valerie Amanda Timley / - / Connected person / 0 / 0.00%
41 / Dragon Financial Holdings Limited / - / Connected person / 63,899,631 / 6.81%
42 / Dinh Thi Hoa / - / Director / 13,833 / 0%
43 / Dinh Nho Liem / - / Connected person / - / -
44 / Le Thi Luong / - / Connected person / 3,828 / 0.00%
45 / Dinh Hung / - / Connected person / 0 / 0.00%
46 / Dinh Dung / - / Connected person / 0 / 0.00%
47 / Tran Mong Hung / - / Director / 16,523,854 / 1.76%
48 / Dang Thu Thuy / - / Director / 10,978,656 / 1.17%
49 / Tran Van Tha / - / Connected person / 0 / 0.00%
50 / Nguyen Thi Anh / - / Connected person / - / -
51 / Tran Dang Thu Thao / - / Connected person / 10,572,256 / 1.13%
52 / Tran Hung Huy / - / Chair of Board of Directors / 28,772,070 / 3.07%
53 / Tran Minh Hoang / - / Connected person / 11,503,880 / 1.23%
54 / Tran Tuyet Nga / - / Connected person / 917,321 / 0.10%
55 / Tran Phu My / - / Connected person / 7,726,398 / 0.82%
56 / Tran Tuyet Lan / - / Connected person / 0 / 0.00%
57 / Tran Phu Hoa / - / Connected person / 253,726 / 0.03%
58 / Tran Tuyet Nhung / - / Connected person / 0 / 0.00%
59 / Tran Trong Kien / - / Director / 0 / 0.00%
60 / Tran Trong Kiem / - / Connected person / 0 / 0.00%
61 / Nguyen Thi Nguyen / - / Connected person / 0 / 0.00%
62 / Le Thi Viet Ha / - / Connected person / 1,418 / 0.00%
63 / Tran Ha Ngan / - / Connected person / 0 / 0.00%
64 / Tran Trong Minh / - / Connected person / 0 / 0.00%
65 / Tran Gia Han / - / Connected person / 0 / 0.00%
66 / Tran Thi Hong Nhung / - / Connected person / 0 / 0.00%
67 / Dang Thu Thuy / - / Director / 10,978,656 / 1.17%
68 / Dong Kim Khanh / - / Connected person / - / -
69 / Luu Thi Phuong / - / Connected person / 44,860 / 0.00%
70 / Tran Mong Hung / - / Director / 16,523,854 / 1.76%
71 / Tran Dang Thu Thao / - / Connected person / 10,572,256 / 1.13%
72 / Tran Hung Huy / - / Chair of Board of Directors / 28,772,070 / 3.07%
73 / Tran Minh Hoang / - / Connected person / 11,503,880 / 1.23%
74 / Dang Kim Hong / - / Connected person / 0 / 0.00%
75 / Dang Kim Tan / - / Connected person / 0 / 0.00%
76 / Dang Thu Ha / - / Connected person / 9,444,189 / 1.01%
77 / Dang Van Thang / - / Connected person / 0 / 0.00%
78 / Dang Thi Thu Van / - / Manager of Trading Office / 295,128 / 0.03%
79 / Dang Thi Thu Hue / - / Connected person / 0 / 0.00%
80 / Dang Tan Cuong / - / Connected person / 0 / 0.00%
81 / Dang Van Phu / - / Connected person / 3,191,526 / 0.34%
82 / Dang Phu Vinh / - / Manager / 3,368,664 / 0.36%
83 / Dam Van Tuan / - / Director - Deputy General Manager / 22,651 / 0.00%
84 / Dam Van Chuc / - / Connected person / - / -
85 / Hoang Thi Dac / - / Connected person / 0 / 0.00%
86 / Dam Tinh Lien / - / Connected person / 0 / 0.00%
87 / Dam Thi Ngoc / - / Connected person / - / -
88 / Dam Dinh Toan / - / Connected person / 0 / 0.00%
89 / Dam Thi Binh Thuan / - / Connected person / 0 / 0.00%
90 / Dam Dinh Ngon / - / Connected person / 0 / 0.00%
91 / Dam Dinh Luan / - / Connected person / 0 / 0.00%
92 / Dam Thi Kim Xuan / - / Connected person / 0 / 0.00%
93 / Dam Thi Kim Loan / - / Connected person / 0 / 0.00%
94 / Dam Dinh Mai / - / Connected person / 0 / 0.00%
95 / Huynh Nghia Hiep / - / Chief of Supervisory Board / 178,576 / 0.02%
96 / Huynh Minh Hue / - / Connected person / 0 / 0.00%
97 / Le Thi Vang / - / Connected person / 0 / 0.00%
98 / Nguyen Thi Nga / - / Connected person / 60,522 / 0.01%
99 / Huynh Van Khoi / - / Connected person / 3,395 / 0.00%
100 / Huynh Van Khanh / - / Connected person / 0 / 0.00%
101 / Huynh Thi Xuan Lan / - / Connected person / 0 / 0.00%
102 / Huynh Thi Xuan Hue / - / Connected person / 0 / 0.00%
103 / Huynh Thi My Hanh / - / Connected person / 0 / 0.00%
104 / Nguyen Thi Minh Lan / - / Member of Supervisory Board / 0 / 0.00%
105 / Nguyen The Bao / - / Connected person / 0 / 0.00%
106 / Nguyen Minh Chau / - / Connected person / 0 / 0.00%
107 / Phan Thanh Linh / - / Connected person / 0 / 0.00%
108 / Phan Thanh Minh Hang / - / Connected person / 0 / 0.00%
109 / Phan Thanh Minh Tu / - / Connected person / 0 / 0.00%
110 / Nguyen The Dong / - / Connected person / 0 / 0.00%
111 / Nguyen Thanh Huong / - / Connected person / - / -
112 / Hoang Ngan / - / Member of Supervisory Board / 38,864 / 0.00%
113 / Hoang Vu Phuc / - / Connected person / - / -
114 / Ha Ngoc Anh / - / Connected person / - / -
115 / Huynh Cao Nha / - / Connected person / 0 / 0.00%
116 / Huynh Bao Ngoc / - / Connected person / 24,302 / 0%
117 / Huynh Bao Vinh / - / Connected person / 0 / 0.00%
118 / Hoang Ha / - / Connected person / 4,000 / 0.00%
119 / Hoang Giang / - / Connected person / 0 / 0.00%
120 / Hoang Hai / - / Connected person / 0 / 0.00%
121 / Hoang Ngan / - / Connected person / 0 / 0.00%
122 / Hoang Thi My / - / Connected person / 0 / 0.00%
123 / Hoang Van Thien / - / Connected person / 0 / 0.00%
124 / Phung Thi Tot / - / Member of Supervisory Board / 49,688 / 0.01%
125 / Phung Van Dui / - / Connected person / - / -
126 / Huynh Thi Cho / - / Connected person / - / -
127 / Do Minh Toan / - / General Manager / 94,836 / 0.01%
128 / Do Tho / - / Connected person / - / -
129 / Nguyen Thi Dong / - / Connected person / - / -
130 / Bui Thi Tuyet Loan / - / Connected person / 120,832 / 0.01%
131 / Do Nhat Minh Huy / - / Connected person / - / -
132 / Do Nhat Minh Quan / - / Connected person / - / -
133 / Do Minh Tu / - / Connected person / - / -
134 / Bui Tan Tai / - / Deputy General Manager / 23,747 / 0.00%
135 / Bui Tan Thanh / - / Connected person / - / -
136 / Nguyen Thi Nuong / - / Connected person / 0 / 0%
137 / Tran Doan Trinh / - / Deputy General Manager of Branch / 112,346 / 0.01%
138 / Bui Diem Quynh / - / Connected person / - / -
139 / Bui Tan Dat / - / Connected person / - / -
140 / Bui Tan Thinh / - / Connected person / 0 / 0.00%
141 / Bui Thi Ai Loan / - / Connected person / 0 / 0.00%
142 / Bui Tan Phuoc / - / Connected person / 0 / 0.00%
143 / Bui Tan Loc / - / Connected person / 0 / 0.00%
144 / Bui Tan Tho / - / Connected person / 0 / 0.00%
145 / Bui Ai Phuong / - / Connected person / 0 / 0.00%
146 / Bui Ai Hanh / - / Connected person / 0 / 0.00%
147 / Nguyen Duc Thai Han / - / Deputy General Manager / 23,747 / 0.00%
148 / Nguyen Duc Huan / - / Connected person / - / -
149 / Tran Thi Theu / - / Connected person / - / -
150 / Vo Thi Ngoc Lanh / - / Connected person / 1,535 / 0.00%
151 / Nguyen Duc Vinh Khang / - / Connected person / - / -
152 / Nguyen Duc Thuc Nghi / - / Connected person / - / -
153 / Nguyen Duc Trieu Huynh / - / Connected person / 0 / 0.00%
154 / Nguyen Duc Huyen Tran / - / Connected person / 0 / 0.00%
155 / Nguyen Duc Hanh Tu / - / Connected person / 0 / 0.00%
156 / Nguyen Duc Tuan Hao / - / Connected person / 0 / 0.00%
157 / Nguyen Thanh Toai / - / Deputy General Manager / 23,016 / 0.00%
158 / Nguyen Vong / - / Connected person / - / -
159 / Le Thi Thanh Day / - / Connected person / - / -
160 / Le Thi Cuc / - / Connected person / 0 / 0.00%
161 / Nguyen Thanh Phu / - / Connected person / 0 / 0.00%
162 / Nguyen Thanh Cong / - / Connected person / 0 / 0.00%
163 / Nguyen Thanh Nguyen / - / Connected person / 0 / 0.00%
164 / Nguyen Thi Bach Van / - / Connected person / 0 / 0.00%
165 / Nguyen Thanh Hy / - / Connected person / 0 / 0.00%
166 / Nguyen Thi Bach Mai / - / Connected person / 0 / 0.00%
167 / Nguyen Thi Bach Nga / - / Connected person / 0 / 0.00%
168 / Nguyen Thanh Binh / - / Connected person / - / -
169 / Nguyen Thanh Minh / - / Connected person / 0 / 0.00%
170 / Nguyen Thi Hai / - / Deputy General Manager / 0 / 0.00%
171 / Nguyen Ba Nghia / - / Connected person / 0 / 0.00%
172 / Nguyen Ba Ngoc Han / - / Connected person / - / -
173 / Nguyen Ba Nghia / - / Connected person / - / -
174 / Nguyen Ba Ngoc Hanh / - / Connected person / - / -
175 / Nguyen Thien / - / Connected person / 364,340 / 0.04%
176 / Nguyen Hap / - / Connected person / - / -
177 / Nguyen Thi Tuyet Van / - / Connected person / 18,262 / 0.00%
178 / Tran Nung / - / Connected person / 0 / 0.00%
179 / Nguyen Van Hoa / - / Connected person / 0 / 0.00%
180 / Nguyen Thi Phuong / - / Connected person / 0 / 0.00%
181 / Tran Nguyen Anh Linh / - / Connected person / 0 / 0.00%
182 / Tran Nguyen Nhat Linh / - / Connected person / 0 / 0.00%
183 / Nguyen Thi Hong Minh / - / Connected person / 0 / 0.00%
184 / Nguyen Thi Hong An / - / Connected person / 0 / 0.00%
185 / Tu Tien Phat / - / Connected person / 0 / 0.00%
186 / Nguyen Thi Bich Dao / - / Connected person / 0 / 0.00%
187 / Lieu A Tam / - / Connected person / 0 / 0.00%
188 / Tu Muoi Muoi / - / Connected person / 0 / 0.00%
189 / Tu Tien Long / - / Connected person / 0 / 0.00%
190 / Tu Tien Dat / - / Connected person / - / -
191 / Nguyen Van Hoa / - / Chief Accountant cum Financial Manager / 17,816 / 0.00%
192 / Tran Thi Dieu Trang / - / Director of Transaction Office / 10,835 / 0.00%
193 / Nguyen Chau / - / Manager of Trading Office / - / -
194 / Ndoan Thi Khe / - / Connected person / 0 / 0.00%
195 / Nguyen Bao Minh Tam / - / Connected person / 0 / 0.00%
196 / Nguyen Bao Khuong / - / Connected person / - / -
197 / Nguyen Van Khoa / - / Connected person / 0 / 0.00%
198 / Nguyen Van Cong / - / Connected person / 0 / 0.00%
199 / Nguyen Thi Le Thu / - / Connected person / 0 / 0.00%
200 / Ngo Thi Tuyet Nhung / - / Connected person / 0 / 0.00%
201 / Ngo Minh Hien / - / Connected person / - / -
2. Transactions of PDMRs and connected persons/institutions