Presenter:
Julia Charlton, Partner, Charltons
Date : Friday 4 September 2009
Time : 11:30 am – 1:00 pm
Level : Intermediate level, for delegates who have prior knowledge of the subject area
Points : 1.5 CPD points
Fee : HK$400
Language : English
Venue : Joint Professional Centre
Unit 1, G/F
The Centre, 99 Queen’s Road
Hong Kong / About the presenter:
Julia Charlton is a Hong Kong and English qualified solicitor and has been practising law in Hong Kong since 1987. She is the founder and a partner of Charltons. Julia practises as a corporate lawyer and has extensive experience in corporate finance both in Hong Kong and China. She advises regulators, financial institutions, and listed companies on the listing rules of both the Main Board of The Stock Exchange of Hong Kong Limited and the Growth Enterprise Market. She also handles derivatives, securities, funds, general corporate, restructuring and regulatory work and has recently advised on a number of listings of H share companies on the Hong Kong Stock Exchange.
Course objective:
This course aims to provide you with all the essential information in relation to listing mainland companies in Hong Kong as well as the latest developments on the subject.
About the course:
· Latest developments in listing mainland companies in Hong Kong
· Chinese regulatory requirements
· GEM and Main Board listing requirements
· Role of the Sponsor
· Procedures and timetable from a practical perspective
· Pre IPO investment and Red Chip restructurings
· Continuing obligations
· Notifiable and Connected transactions
· Corporate Governance
Enrolment Conditions:
1. Enrolments will be accepted on a first-come first-served basis.
2. The CPD Attendance & Bad Weather Policies will apply. Please enquire for further details.
3. The Hong Kong Academy of Law reserves the right to alter or cancel this course.
4. Places cannot be reserved by facsimile. Registrations will only be accepted upon full payment of the course fee and receipt of the registration form.
5. If you cannot attend a booked course, written notification must be received by the Academy at any time before the date of the booked course and then you may either: 1. transfer your booking to a replacement delegate; or 2. transfer, up to 3 times, your booking to another Academy course of same value within 6 months of your written notification. If you still cannot attend the booked course after you have utilised the 3 transfers of your booking, no further transfers will be allowed and the course fees paid will be forfeited unless notice of cancellation is received in accordance with the cancellation policy.
6. Notice of cancellation of a booking must be given so that it reaches the Academy not less than seven (7) days before the date of the course and is subject to an administration fee. This fee is presently set at HK$100.00. Cancellations received after this time will not be accepted - the registration fee will remain payable and shall under no circumstances be refunded. Registrations are transferable to another person at any time before commencement of the course provided that the Academy is notified in advance.
7. If you wish to have your name entered onto the waiting list of this course, please complete the enrolment slip and return it to the Academy together with the payment of the appropriate course fee. You will be notified before the date of the course if we are able to offer you a place at the course. A registrant whose enrolment is unsuccessful will receive a refund of the appropriate course fee.
------Enrolment Slip
Re: Listing Mainland Companies in Hong Kong (Module 2), Friday 4 September 2009 (090409A)
To : Hong Kong Academy of Law, 3rd Floor, Wing On House, 71 Des Voeux Road Central, Hong Kong
(Attention: Ms. Helen Chan/Mr. Joseph Lee - Tel: 2846 0509/2846 0552)
Name: Mr./Ms.
(full name as on identify card or practising certificate or trainee solicitor contract)
I have read and accepted the Enrolment Conditions attached to the course flyer.
Occupation: I am (please tick as appropriate)
a Solicitor a Barrister a Trainee Solicitor
(others, please specify) :
Solicitor No: Year of admission: Trainee: First / Second year (if applicable)
(if applicable) (if applicable)
Company/Firm: Fax:
Address:
E-mail: Tel:
I enclose a cheque made payable to “Hong Kong Academy of Law Limited” for $ ______in payment for the above course.
Signature: Date: