TCFG Has Prepared This Report in Accordance with U.S. Securities and Exchange Commission

TCFG has prepared this report in accordance with U.S. Securities and Exchange Commission Exchange Act Rule 606 that requires broker/dealers to make public, quarterly reports containing certain information on their order routing practices. This report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution. This report also discloses the nature of the broker-dealer's relationship with these venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, upon customer request, where they routed a customer's individual order for execution.

TEG

TCFG WEALTH MANAGEMENT, LLC
28202 CABOT ROAD, SUITE 300
LAGUNA NIGUEL, CA 92677
SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2018

Securities Listed on New York Stock Exchange

Summary Statistics:

Non-directed orders as percentage of total customer orders100.00%
Market orders as percentage of total market orders 82.91%
Limit orders as percentage of total limit orders 9.98%
Other orders as percentage of total other orders 7.11%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

1. VIRTU Americas LLC / 41.12%
2. Citadel Securities LLC / 40.78%
3. Two Sigma Securities, LLC / 3.89%
4. NASDAQ Execution Services, LLC / 2.37%
5. Instinet LLC / 2.20%
6. UBS Securities, LLC / 2.20%
7. Cboe EDGX U.S. Equities Exchange / 1.86%
8. G1 Execution Services, LLC / 1.86%
9. New York Stock Exchange / 1.69%
10. Cboe BYX U.S. Equities Exchange / 1.52%

Information Concerning Significant Venues :
1. VIRTU Americas LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 45.51%
Limit orders as percentage of total limit orders 11.86%
Other orders as percentage of total other orders 30.95%

2. Citadel Securities LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 41.84%
Limit orders as percentage of total limit orders 25.42%
Other orders as percentage of total other orders 50.00%

3. Two Sigma Securities, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 4.29%
Limit orders as percentage of total limit orders 3.39%
Other orders as percentage of total other orders 0.00%

4. NASDAQ Execution Services, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 23.73%
Other orders as percentage of total other orders 0.00%

5. Instinet LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 2.65%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

6. UBS Securities, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 1.02%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 19.05%

7. Cboe EDGX U.S. Equities Exchange
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 18.64%
Other orders as percentage of total other orders 0.00%

8. G1 Execution Services, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 2.24%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

9. New York Stock Exchange
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 16.95%
Other orders as percentage of total other orders 0.00%

10. Cboe BYX U.S. Equities Exchange
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 1.84%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

Securities Listed on The Nasdaq Stock Market

Summary Statistics:

Non-directed orders as percentage of total customer orders100.00%
Market orders as percentage of total market orders 71.91%
Limit orders as percentage of total limit orders 21.70%
Other orders as percentage of total other orders 6.38%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

1. Citadel Securities LLC / 42.13%
2. VIRTU Americas LLC / 39.57%
3. G1 Execution Services, LLC / 3.83%
4. Instinet LLC / 3.83%
5. Two Sigma Securities, LLC / 3.83%
6. NASDAQ Execution Services, LLC / 2.13%
7. Cboe EDGX U.S. Equities Exchange / 1.70%
8. BNY Mellon Capital Markets LLC / 1.28%
9. UBS Securities, LLC / 0.85%
10. Cboe BYX U.S. Equities Exchange / 0.85%

Information Concerning Significant Venues :
1. Citadel Securities LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 42.01%
Limit orders as percentage of total limit orders 37.25%
Other orders as percentage of total other orders 60.00%

2. VIRTU Americas LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 42.01%
Limit orders as percentage of total limit orders 41.18%
Other orders as percentage of total other orders 6.67%

3. G1 Execution Services, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 2.96%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 26.67%

4. Instinet LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 5.33%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

5. Two Sigma Securities, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 4.73%
Limit orders as percentage of total limit orders 1.96%
Other orders as percentage of total other orders 0.00%

6. NASDAQ Execution Services, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 9.80%
Other orders as percentage of total other orders 0.00%

7. Cboe EDGX U.S. Equities Exchange
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 7.84%
Other orders as percentage of total other orders 0.00%

8. BNY Mellon Capital Markets LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 1.78%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

9. UBS Securities, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 1.96%
Other orders as percentage of total other orders 6.67%

10. Cboe BYX U.S. Equities Exchange
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 1.18%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

Securities Listed on NYSE American or Regional Exchanges

Summary Statistics:

Non-directed orders as percentage of total customer orders100.00%
Market orders as percentage of total market orders 92.75%
Limit orders as percentage of total limit orders 3.00%
Other orders as percentage of total other orders 4.25%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

1. VIRTU Americas LLC / 43.75%
2. Citadel Securities LLC / 40.25%
3. Instinet LLC / 4.00%
4. G1 Execution Services, LLC / 3.25%
5. Two Sigma Securities, LLC / 2.75%
6. Cboe BYX U.S. Equities Exchange / 2.00%
7. National Financial Services LLC / 1.25%
8. BNY Mellon Capital Markets LLC / 0.75%
9. UBS Securities, LLC / 0.75%
10. Cboe EDGX U.S. Equities Exchange / 0.50%

Information Concerning Significant Venues :
1. VIRTU Americas LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 46.63%
Limit orders as percentage of total limit orders 16.67%
Other orders as percentage of total other orders 0.00%

2. Citadel Securities LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 39.08%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 94.12%

3. Instinet LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 4.31%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

4. G1 Execution Services, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 3.50%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

5. Two Sigma Securities, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 2.43%
Limit orders as percentage of total limit orders 8.33%
Other orders as percentage of total other orders 5.88%

6. Cboe BYX U.S. Equities Exchange
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 2.16%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

7. National Financial Services LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 41.67%
Other orders as percentage of total other orders 0.00%

8. BNY Mellon Capital Markets LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.81%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

9. UBS Securities, LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.81%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

10. Cboe EDGX U.S. Equities Exchange
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 16.67%
Other orders as percentage of total other orders 0.00%

Exchange - Listed Options

Summary Statistics:

Non-directed orders as percentage of total customer orders100.00%
Market orders as percentage of total market orders 50.00%
Limit orders as percentage of total limit orders 50.00%
Other orders as percentage of total other orders 0.00%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

1. Cboe BZX Options Exchange, Inc. / 37.50%
2. NASDAQ PHLX Options / 37.50%
3. Cboe Options Exchange / 12.50%
4. ISE Gemini Options Exchange / 12.50%

Information Concerning Significant Venues :
1. Cboe BZX Options Exchange, Inc.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 75.00%
Other orders as percentage of total other orders 0.00%

2. NASDAQ PHLX Options
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 75.00%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

3. Cboe Options Exchange
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 25.00%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

4. ISE Gemini Options Exchange
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 25.00%
Other orders as percentage of total other orders 0.00%

Although TCFG Wealth Management, LLC (“TCFG”) has used commercially reasonable efforts to provide accurate information, the data is provided to you on an “as is” basis.

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