Risk Profiling Questionnaire

Risk Profiling Questionnaire

Member of the Chartered Insurance Institute and the Personal Finance Society.

FCA Registration number 206992. Consumer Credit Licence No.506969.

Principal: Robert Byrne DipPFS CII MP DM

Statement of Professional Standing: FCA Ref No:RXB00111

Robert Byrne Investments is an appointed Representative of BV Services which is authorised and regulated by the Financial Conduct Authority. BV Services FCA Registration No.117954

Below are twelve statements. Please selectthe answer that best reflects on how closely it resembles your current situation, attitudes and feelings.

1. People who know me would describe me as a cautious person.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I feel comfortable about investing in the stockmarket.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I generally look for safer investments, even if that means lower returns.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. Usually it takes me a long time to make up my mind on investment matters.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I associate the word “risk” with the idea of “opportunity

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I generally prefer bank deposits to riskier investments.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I find investment matters easy to understand.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I’m willing to take substantial investment risk to earn substantial returns.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I’ve little experience of investing in stocks and shares.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I tend to be anxious about the investment decisions I’ve made.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I’d rather take my chances with higher risk investments than increase the amount I’m saving.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

1. I’m concerned by the volatility of stockmarket investments.

StronglyagreeAgreeNo Strong OpinionDisagreeStrongly Disagree

Your capacity for financial loss

Questionnaire

By ‘capacity for loss’ we refer to your ability to absorb falls in the value of any proposed investment. If any loss of capital would have a materially detrimental effect on your standard of living, this should be taken into account in assessing the risk that you are able to tolerate in meeting your investment objectives.

1. What is your investment time horizon - how many years are you able/willing to leave your money invested?

Up to 5 years / 5-7 / 7-10 / 10+ years

2. What is the primary aim for your investment?

Income

Growth

Combination of Income and Growth

3. Is your investment strategy for or linked to retirement? Yes No

4. Investments can go up as well as down. By how much could the total value of all your investments

go down before you would begin to feel uncomfortable?

Percentage fall: / 10% / 20% / 25% / 33% / 50% / 50%+

5. If all of your investments fell byMORE than the percentage specified above how long would you be

prepared to remain invested?

1 – 2 years
with regular reviews / I would seriously consider cashing in my investment

6. I can tolerate the risk of losses in my investments in order to achieve my overall investment objectives.

Agree Disagree

7. I understand and accept that inflation alone can erode the value of capital.

Yes No

Name:
Signed: / Date: