Ki-Chi Service Supplies Company Limited

Ki-Chi Service Supplies Company Limited

Introduction

This report records the results of a Certification Audit ofa provider of aged residential care services against the Health and Disability Services Standards (NZS8134.1:2008; NZS8134.2:2008 and NZS8134.3:2008).

The audit has been conducted byHealth and Disability Auditing New Zealand Limited, an auditing agency designated under section 32 of the Health and Disability Services (Safety) Act 2001, for submission to the Ministry of Health.

The abbreviations used in this report are the same as those specified in section 10 of the Health and Disability Services (General) Standards (NZS8134.0:2008).

You can view a full copy of the standards on the Ministry of Health’s website by clicking here.

The specifics of this audit included:

Legal entity:Ki-Chi Service Supplies Company Limited

Premises audited:Raglan Trust Hospital and Rest Home

Services audited:Hospital services - Medical services; Hospital services - Geriatric services (excl. psychogeriatric); Rest home care (excluding dementia care); Residential disability services – Sensory

Dates of audit:Start date: 12 February 2015End date: 13 February 2015

Proposed changes to current services (if any):None

Total beds occupied across all premises included in the audit on the first day of the audit:28

Executive summary of the audit

Introduction

This section contains a summary of the auditors’ findings for this audit. The information is grouped into the six outcome areas contained within the Health and Disability Services Standards:

• consumer rights
• organisational management
• continuum of service delivery (the provision of services)
• safe and appropriate environment
• restraint minimisation and safe practice
• infection prevention and control.

As well as auditors’ written summary, indicators are included that highlight the provider’s attainment against the standards in each of the outcome areas. The following table provides a key to how the indicators are arrived at.

Key to the indicators

Indicator / Description / Definition
Includes commendable elements above the required levels of performance / All standards applicable to this service fully attained with some standards exceeded
No short falls / Standards applicable to this service fully attained
Some minor shortfalls but no major deficiencies and required levels of performance seem achievable without extensive extra activity / Some standards applicable to this service partially attained and of low risk
A number of shortfalls that require specific action to address / Some standards applicable to this service partially attained and of medium or high risk and/or unattained and of low risk
Major shortfalls, significant action is needed to achieve the required levels of performance / Some standards applicable to this service unattained and of moderate or high risk

General overview of the audit

Raglan Trust Hospital and Rest Home provides hospital and rest home level care for up to 34 residents. On the day of audit there were 28 residents.

This certification audit was conducted against the relevant Health and Disability Standards and the contract with the District Health Board. The audit process included the review of policies and procedures, the review of residents and staff files, observations, interviews with residents, family, management, staff and a general practitioner.

The manager is a registered nurse who is appropriately qualified and experienced and is supported by a registered nurse. Feedback from residents and families was very positive about the care and services provided.

Improvements are required around maintaining a complaints register, quality systems, pain assessments, monitoring medication fridge temperatures, the updated fire evacuation plan, and restraint use.

Consumer rights

Includes 13 standards that support an outcome where consumers receive safe services of an appropriate standard that comply with consumer rights legislation. Services are provided in a manner that is respectful of consumer rights, facilities, informed choice, minimises harm and acknowledges cultural and individual values and beliefs. / Some standards applicable to this service partially attained and of low risk.

Staff demonstrate an understanding of residents' rights and obligations. This knowledge is incorporated into their daily work duties and caring for the residents. Residents are treated with respect. They receive services in a manner that considers their dignity, privacy and independence. Written information regarding consumers’ rights is provided to residents and families. Residents' cultural, spiritual and individual values and beliefs are assessed on admission. A Maori health plan is incorporated into the delivery of services for Maori residents. Evidence-based practice is evident, promoting and encouraging good practice. A policy on open disclosure is in place. There is evidence that residents and family are kept informed. The rights of the resident and/or their family to make a complaint is understood, respected and upheld by the service.

Organisational management

Includes 9 standards that support an outcome where consumers receive services that comply with legislation and are managed in a safe, efficient and effective manner. / Some standards applicable to this service partially attained and of low risk.

Services are planned, coordinated, and are appropriate to the needs of the residents. A manager and charge nurse are responsible for the day-to-day operations of the facility. Quality goals are documented for the service. Quality and risk management data is collated and trended. A risk management programme is in place, which includes a risk management plan, incident and accident reporting, and health and safety processes. Adverse, unplanned and untoward events are documented by staff.

Residents receive appropriate services from suitably qualified staff. Human resources are managed in accordance with good employment practice, meeting legislative requirements. An orientation programme is in place for new staff. Regular education and training for staff is in place.

Registered nursing cover is provided 24 hours a day, seven days a week. There are adequate numbers of staff on duty to ensure residents are safe.

The residents’ files are appropriate to the service type.

Continuum of service delivery

Includes 13 standards that support an outcome where consumers participate in and receive timely assessment, followed by services that are planned, coordinated, and delivered in a timely and appropriate manner, consistent with current legislation. / Some standards applicable to this service partially attained and of low risk.

There is an admission package. A registered nurse assesses and reviews residents’ needs, outcomes and goals with the resident and/or family/whanau input. Care plans are developed and demonstrate service integration. Changes to health status and interventions are updated on the care plans to reflect the residents current health status. Residents’ files include notes by the GP and allied health professionals. Medication policies reflect legislative medicine requirements and guidelines. All staff responsible for administration of medicines complete medicine competencies. An activities programme is in place. The programme meets the recreational preferences and abilities of the residents. All food is cooked on site. All residents’ nutritional needs are identified and documented. Choices are available. Meals are well presented and a dietitian has reviewed the menu plans.

Safe and appropriate environment

Includes 8 standards that support an outcome where services are provided in a clean, safe environment that is appropriate to the age/needs of the consumer, ensure physical privacy is maintained, has adequate space and amenities to facilitate independence, is in a setting appropriate to the consumer group and meets the needs of people with disabilities. / Some standards applicable to this service partially attained and of low risk.

Chemicals were stored safely throughout the facility. The building holds a current building warrant of fitness. There are single and shared rooms which are personalised. These are adequate in size with the new wing being more spacious. Communal areas are easily accessed with appropriate seating and furniture to accommodate the needs of residents. External areas are spacious, safe and well-maintained. There are adequate communal toilets and showers for the residents. Fixtures, fittings and flooring are appropriate. Cleaning and laundry services are monitored through the internal monitoring system. The temperature of the facility is comfortable and constant – the facility has solar roof panels and heat pumps. Electrical equipment is checked annually. Hot water temperatures are monitored. Emergency systems are in place.

Restraint minimisation and safe practice

Includes 3 standards that support outcomes where consumers receive and experience services in the least restrictive and safe manner through restraint minimisation. / Some standards applicable to this service partially attained and of medium or high risk and/or unattained and of low risk.

Restraint minimisation and safe practice policies and procedures are in place to guide staff in the use of an approved enabler and/or restraint. Policy is aimed at using restraint only as a last resort. Staff receive regular education and training on restraint minimisation.

The service has two hospital-level residents using bedrails as a restraint. Residents who are using a restraint underwent a full assessment prior to restraint being put into place. This included investigating alternative strategies. Family are consulted prior to restraint use.

Infection prevention and control

Includes 6 standards that support an outcome which minimises the risk of infection to consumers, service providers and visitors. Infection control policies and procedures are practical, safe and appropriate for the type of service provided and reflect current accepted good practice and legislative requirements. The organisation provides relevant education on infection control to all service providers and consumers. Surveillance for infection is carried out as specified in the infection control programme. / Standards applicable to this service fully attained.

The infection control programme and its content and detail are appropriate for the size, complexity and degree of risk associated with the service. The infection control coordinator and infection control nurse are responsible for providing education and training for staff. This occurs at least twice each year. The infection control manual outlines a range of policies, standards and guidelines. The infection control coordinator uses the information obtained through surveillance to determine infection control activities, resources and educational needs.

Summary of attainment

The following table summarises the number of standards and criteria audited and the ratings they were awarded.

Attainment Rating / Continuous Improvement
(CI) / Fully Attained
(FA) / Partially Attained Negligible Risk
(PA Negligible) / Partially Attained Low Risk
(PA Low) / Partially Attained Moderate Risk
(PA Moderate) / Partially Attained High Risk
(PA High) / Partially Attained Critical Risk
(PA Critical)
Standards / 0 / 44 / 0 / 5 / 1 / 0 / 0
Criteria / 0 / 93 / 0 / 7 / 1 / 0 / 0
Attainment Rating / Unattained Negligible Risk
(UA Negligible) / Unattained Low Risk
(UA Low) / Unattained Moderate Risk
(UA Moderate) / Unattained High Risk
(UA High) / Unattained Critical Risk
(UA Critical)
Standards / 0 / 0 / 0 / 0 / 0
Criteria / 0 / 0 / 0 / 0 / 0

Attainment against the Health and Disability Services Standards

The following table contains the results of all the standards assessed by the auditors at this audit. Depending on the services they provide, not all standards are relevant to all providers and not all standards are assessed at every audit.

Please note that Standard 1.3.3: Service Provision Requirements has been removed from this report, as it includes information specific to the healthcare of individual residents. Any corrective actions required relating to this standard, as a result of this audit, are retained and displayed in the next section.

For more information on the standards, please click here.

For more information on the different types of audits and what they cover please click here.

Standard with desired outcome / Attainment Rating / Audit Evidence
Standard 1.1.1: Consumer Rights During Service Delivery
Consumers receive services in accordance with consumer rights legislation. / FA / Information on the Code of Health and Disability Consumers’ Rights (the Code) is displayed in a visible location at the entrance to the facility. Policy relating to the Code is implemented. Staff can describe how aspects of the Code are incorporated into their everyday delivery of care. Staff receive training about the Code during their induction to the service, which continues through on-going in-service education. Interviews with all five caregivers, two registered nurses, one manager, and one activities assistant reflected their understanding of the key principles of the Code.
Standard 1.1.10: Informed Consent
Consumers and where appropriate their family/whānau of choice are provided with the information they need to make informed choices and give informed consent. / FA / Informed consent processes were discussed with residents and families on admission. Written general and specific consents were evident in the six resident files sampled (three rest home, three hospital). Care staff interviewed confirm consent is obtained when delivering cares. Resuscitation orders for competent residents were appropriately signed. Discussion with family members identifies that the service actively involves them in decisions that affect their relative’s lives. All six admission agreements sighted were signed within the required timeframe.
Standard 1.1.11: Advocacy And Support
Service providers recognise and facilitate the right of consumers to advocacy/support persons of their choice. / FA / Information on advocacy services through the Health and Disability Commissioner’s (HDC) Office is included in the resident information pack that is provided to residents and their family on admission and on the complaints forms that are readily accessible. Pamphlets on HDC Advocacy Services are also available at the entrance to the facility. Interviews with the residents and relatives confirmed their understanding of the availability of advocacy (support) services. Staff receive education and training on the role of advocacy services.
Standard 1.1.12: Links With Family/Whānau And Other Community Resources
Consumers are able to maintain links with their family/whānau and their community. / FA / The service has an open visiting policy. Residents may have visitors of their choice at any time. The service encourages the residents to maintain relationships with their friends, and community groups by continuing to attend functions and events, and providing assistance to ensure that they are able to participate in as much as they can safely and desire to do. Residents have access to a variety of community services, which is identified as one of the strengths of this service. A community van is available for outings. Resident/family meetings are held quarterly.
Standard 1.1.13: Complaints Management
The right of the consumer to make a complaint is understood, respected, and upheld. / PA Low / Discussions with the residents and relatives confirmed they were provided with information on complaints and complaints forms during their entry to the service. Complaints forms are also available at the entrance to the facility. Five complaints received in 2015 (year-to-date) were reviewed with evidence of appropriate follow-up actions taken.
A record of all complaints, both verbal and written) is not being maintained by the manager using a complaints’ register. Nor are complaints being collated to identify any possible trends (link to finding 1.2.3.6).
Standard 1.1.2: Consumer Rights During Service Delivery
Consumers are informed of their rights. / FA / Details relating to the Code and the Health and Disability Advocacy Service are included in the resident information pack that is provided to new residents and their family. This information is also available at the entrance to the facility. The manager/registered nurse (RN) discusses aspects of the Code with residents and their family on admission. Discussions relating to the Code are also held during the quarterly resident/family meetings. All six residents (four rest home level and two hospital level) and five relatives (one rest home level and four hospital level) interviewed reported that the residents’ rights are being upheld by the service.
Standard 1.1.3: Independence, Personal Privacy, Dignity, And Respect
Consumers are treated with respect and receive services in a manner that has regard for their dignity, privacy, and independence. / FA / The service ensures that the residents’ rights to privacy and dignity are recognised and respected at all times. The residents’ personal belongings are used to decorate their rooms. All rooms are single occupancy with the exception of one double room that is being used by two residents who have consented, along with their families, to sharing a room. Curtains are used for visual privacy.
Adequate space is available for discussions of a private nature. The caregivers interviewed report that they knock on bedroom doors prior to entering rooms, ensure doors are shut when cares are being given and do not hold personal discussions in public areas. They report that they encourage the residents to be as active as possible. All of the residents interviewed confirmed that their privacy is being respected.