Introduction to Lattice Gauge Theories

Introduction to Lattice Gauge Theories

Introduction to lattice gauge theories
Rainer Sommer
DESY, Platanenallee 6, 15738 Zeuthen, Germany
WS 11/12: Di 9-11 NEW 15, 2’101
WS 11/12: Fr 15-17 NEW 15, 2’102
We give an introduction to lattice gauge theories with an emphasis on QCD. Requirements are quantum mechanics and for a better understanding relativistic quantum mechanics and continuum quantum field theory.
These are not lecturenotes written to be easily readable (a script), but my private notes.
Still I am of course happy to receive corrections.
References
[1] J. Smit, Introduction to quantum fields on a lattice: A robust mate, Cambridge Lect. Notes
Phys. 15 (2002) 1–271.
[2] H. J. Rothe, Lattice gauge theories: An Introduction, World Sci. Lect. Notes Phys. 74
(2005) 1–605.
[3] I. Montvay and G. Mu¨nster, Quantum fields on a lattice, . Cambridge, UK: Univ. Pr.
(1994) 491 p. (Cambridge monographs on mathematical physics).
[4] M. Creutz, QUARKS, GLUONS AND LATTICES, . Cambridge, Uk: Univ. Pr. ( 1983)
169 P. ( Cambridge Monographs On Mathematical Physics).
[5] T. DeGrand and C. E. Detar, Lattice methods for quantum chromodynamics, . New Jersey,
USA: World Scientific (2006) 345 p.
[6] C. Gattringer and C. B. Lang, Quantum chromodynamics on the lattice, Lect.Notes Phys.
788 (2010) 1–211.
[7] C. Morningstar, The Monte Carlo method in quantum field theory, hep-lat/0702020. Contents
1 Introduction 2
1.1 Particle physics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
1.2 Why a lattice? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
1.3 Where will we go? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2Pathintegral in quantum mechanics 8
2.1 Euclidean Green functions in QM . . . . . . . . . . . . . . . . . . . . . . . . . . 8
2.2 Quantum field theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.2.1 Problems with the path integral . . . . . . . . . . . . . . . . . . . . . . . 11
3Scalar fields on the lattice 13
3.1 Hypercubic lattice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
3.2 Momentum space . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
3.3 Green functions of the free field . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
3.4 Transfer matrix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
3.5 Translation operator, spectral representation . . . . . . . . . . . . . . . . . . . 19
3.6 Timeslice correlation function and spectrum of the free thory . . . . . . . . . . 22
3.7 Lattice artifacts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
3.8 Improvement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
3.9 Universality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
4Gauge fields on the lattice 27
4.1 Color, parallel transport, gauge invariance . . . . . . . . . . . . . . . . . . . . . 27
4.2 Group integration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
4.2.1 Some group integrals (for later) . . . . . . . . . . . . . . . . . . . . . . . 31
4.3 Pure gauge theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
4.3.1 Gauge invariance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
4.3.2 Transfer Matrix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
11 Introduction
1.1 Particle physics
It is about the fundamental forms of matter (quarks = constituents of nucleons and their relatives) and their interactions. About scattering processes (LHC!) but also about the bound states: HOW is a nucleon made up of quarks.
The fundamental formulation is a quantum field theory (or string theory, which for energies far below MPlanck is again a quantum field theory). Field theories combine Poincare invariance and quantum mechanics.
1.2 Why a lattice?
Field theories have coupling “constants”, e.g. the fine structure constant α in quantum electro dynamics (QED). The standard continuum treatment is an expansion in these coupling constants: “perturbation theory”.
QCD is the part of the theory which describes the by far dominant interactions of quarks
(up,down,charm,strange,top,bottom). It has a rather large effective coupling constant at distances of the order (0.1 fm to 1 fm).
• There are phenomena, in particular in QCD, which are intrinsically non-perturbative: confinement: quarks are never observed as free particles mproton = mp ꢀ 2mu + md
In fact in the limit of vanishing quark masses:
(1.1) mp ≈ mp|m =m =0 ∼ µ e−const./α (µ) = 0 to all orders in αs : 0 + 0α + 0α2 + . . . (1.2) sud
• the hadron mass spectrum is non-perturbative and can in principle be computed depending on just a few parameters (neglecting electromagnetism, weak interaction, gravitation):
αs, mu, md, ms, mc, mb, mt
• The lattice formulation is designed to enable such computations
• The lattice formulation is the only known formulation which contains perturbative and non-perturbative “sectors”.
It is therefore to be regarded as THE formulation (definition) of a quantum field theory, in particular QCD.
1.3 Where will we go?
• Introduce the ingredients
- path integral, Euclidean time
- lattice (scalar fields)
- gauge fields (gluons)
- fermions (quarks)
2• Discuss concepts and computational methods
- continuum limit, Symanzik effective theory
- strong coupling expansion
- MC method
- multiscale methods (maybe in part II)
• Discuss some results, e.g. quark — anti-quark potential
Figure 1: Static quark potential in the pure gauge theory. [2001]
3glueball spectrum pure gauge theory
12
0+−
3−−
2−−
1−−
2+−
3+−
1+−
10
2*−+
4
3
2
1
0
3++
0*−+
8
6
4
2
0
2−+
0−+
0*++
2++
0++
++ −+ +− −−
PC
Figure 2: Glueball spectrum in the pure gauge theory. [1998]
4hadron mass spectrum
1.4
1.2
1.0
0.8
K input
1.05
φ
K input
Ξ
1.00
0.95
Σ
Λ
K*
0.90
N
0.85
0.0 0.2 0.4 0.6 0.8 1.0 1.2
0.0 0.2 0.4 0.6 0.8 1.0 1.2
a [GeV−1 ]
a [GeV−1 ]
K input
1.7
1.5
1.3
1.1

Ξ*
Σ*

0.0 0.2 0.4 0.6 0.8 1.0 1.2
a [GeV−1 ]
Figure 3: Hadron mass spectrum. [2001]
52000
1500
1000
500
0
O
*
X
*
S
X
D
S
L
N
*
Krexperiment
Kwidth input p
QCD
Figure 4: Hadron mass spectrum. [2009]
6

chiral symmetry breaking decay rates: π → µν
[running of QCD coupling (maybe in part II)]
Figure 5: αs: left: lattice gauge theory [2005], right: experiment + PT [2004].
[interplay with effective theories (maybe in part II) i.e. e.g. expansion in a or 1/mb]
[elastic scattering phases (maybe in part II)]
72Pathintegral in quantum mechanics
2.1 Euclidean Green functions in QM
We start from a QM Hamiltonian of one degree of freedom pˆ2
ˆ
H = + V (qˆ) (2.1) h/(2π) = 1, c = 1 .
2m
The statistical mechanics quantum partition function can be written as (T=1/temperature!)
Z
ˆ
Z = Tr e−TH =(2.2)
D[q] e−S[q]
q(0)=q(T)
(we will “show” that). The Euclidean action
Z
T
Y
.mq2
S[q] = (2.3) dt ( dq(t)“
+V (q)) , D[q] = “ 2
0
|{z }t
= L|t→it
A “derivation”:
We define the Euclidean time evolution operator (= transfer matrix) by a small (infinitesimal) time unit a,
ˆˆ
−aH
T = e T(q, q0) = hq|e−aH|q0i ,
ˆ
,(2.4) such that
N
ˆ
Z = Tr T , N = T/a
(2.5)
Z
Z = (2.6) dq0 dq1 . . . dqN−1 T(q0, q1) T(q1, q2) . . . T(qN−1, q0)
Use the BCH formula (or explicitly) to show
1
2m pˆ2
T(q, q0) = hq|e−aV (qˆ)−a
|q0i
(2.7)
(2.8)
1
2m pˆ2
= hq|e−aV (qˆ)/2e−a e−aV (qˆ)/2|q0i + O(a3)
1
2
hq|e−aV (qˆ)/2|q0i = e−a V (q)δ(q − q0)
[(2.9) hp|p0i = δ(p − p0) ,
(2.10)
1hq|pi = e−ipq (2.11)
(2.12)
(2π)1/2
Z
11
2m pˆ2
2m p2 hq|e−a |q0i = dp hq|pihp|q0ie−a r
Z
112πm
11
0
2m p2
2a (q−q0)2
=dpe−ip(q−q )e−a =e−m (2.13)
2π 2π a](2.14) r
0
1q−q
(V (q)+V (q0))+ m ()2]
m
=e−a[ + O(a3) (2.15)
2a
2
2πa
And with
.qq(t + a) − q(t)
2
=(t + a/2) + O(a ) (2.16)
a
8we have naively shown the equivalence of quantum mechanics and a 1-dimensional Euclidean pathintegral. [remark about unboundedness, therefore a-expansion is not obvious]
Z
dq0 dq1 . . . dqN−1 T(q0, q1) T(q0, q1) . . . T(qN−1, q0)
Z=(2.17)
YY
[(2.18) dq(t) = q(ti) = D[q] ti
](2.19)
!
Z
N−1
Xaqi+1 − qi
const. × D[q] exp −
=(2.20) ()2 + V (qi) ,
qN = q0
2ai=0
Zconst. × D[q] exp(−S[q]) approximated on a 1-d lattice
=(2.21)
(2.22)
Za→0 const. × D[q] exp(−Scont[q]) .
−→
Euclidean Green functions: t1 ≥ t2
(2.23)
Z
1
G(t1, t2) (2.24) =
D[q] e−S[q] q(t1) q(t2) , ni = ti/a
Z
1
Z
=
dq0 dq1 . . . dqN−1 T(q0, q1) T(q1, q2) . . . T(qN−1, q0) qn qn (2.25)
12
Z
T/a −1 (T−t1)/a
(t1−t2)/a t2/a
ˆˆˆˆ
Tr
=)
( Tr T Tr T qˆT qˆT
(2.26)
=(2.27)
P
ˆˆ
n |nihn|e−E (T−t ) qˆe−H (t −t ) qˆe−H t n
1122
P
n T
Tr
n |nihn|e−E
P
ˆˆ
nhn|e−E (T−t ) qˆe−H (t −t ) qˆe−H t |ni n
1212
P
=(2.28)
n T
n e−E
[ the ground state is non-degenerate ] (2.29)
ˆˆˆˆ
T→∞ h0|eH t qˆe e(2.30) qˆe
|0i
−H t1 H t2 −H t2
1
−→
=(2.31) h0|qˆ(t1) qˆ(t2)|0i
ˆ ˆ qˆ(t) = eH tqˆe−H t = Euclidean Heisenberg operators (2.32)
And more generally: t1 ≥ t2 ≥ t3 . . . , T → ∞
G(t1, t2, ..., tn) = (2.34)
(2.33)
Z
1
D[q] e−S[q]q(t1) q(t2) . . . q(tn) .
Z
= h0|qˆ(t1) qˆ(t2) . . . qˆ(tn)|0i
(2.35)
(2.37) general ti , (2.36)
T → ∞
G(t1, t2, ..., tn) = h0|T {qˆ(t1) qˆ(t2) . . . qˆ(tn)} |0i
In lattice gauges theories, Euclidean Green functions = correlation functions = correlators are the central objects (but for 1+3=4 dimensions). They are mostly computed numerically by a Monte Carlo process. Assume one has the Euclidean Green functions. Real time physics is
9obtained (in principle) by analytic continuation (see later). But also directly:
(T → ∞)
ˆˆˆˆ
−H t1 H t2 −H t2
G(t1, t2) = G(t1 − t2) = h0|eH t qˆe |0i eqˆe (2.38)
(2.39)
(2.40)
1
ˆ
= h0|qˆe−H (t −t )qˆ|0ieE
0 (t1−t2)
12
X
n (t1−t2)
0 (t1−t2)
= h0|qˆ |nie−E hn| qˆ|0i eE n
X
=αn2 e−(E −E ) (t −t ) ,(2.41)
αn = hn|qˆ|0i
n
012
nfrom the large t2 − t1 behaviour: E1, E2, . . .. Improvement of precision by different f(qˆ) .
In various places we dropped O(a2) terms. The result of a lattice path integral is only unique (universal) in the limit a → 0.
2.2 Quantum field theory
Let us give a very rough overview what QFT (and therefore QCD) is about.
It describes
• particles moving in space and time |pi
• multiparticle states |p1, p2i: qq
H|p1, p2i ≈ ( p1 + m1 + p22 + m22)|p1, p2i
ˆ
(2.42)
22
≈ because there is always some (small) interaction
• scattering, decays, particle creation
• bound states → one of the main subjects of LGT .
Construction of QFT (scalar particles):
Creation and annihilation of particles at any point in space and time: QM operators at any point, quantum fields:
ˆqˆ → φ(x)
(2.43)
(2.44)
(2.46) ipˆ → πˆ(x) i
ˆˆ
[φ(x), φ(y)] = 0 = [πˆ(x), πˆ(y)] (2.45)
ˆ
[φ(x), πˆ(y)] = iδ(x − y) x not the QM variable, but more an index, labelling dof’s. Free particle:
Zm2
322
11
22
ˆ
ˆˆˆ
d x{ πˆ(x) + ∂jφ(x)∂jφ(x) + φ (x)}
H = (2.47)
2
Interactions: very restricted by general principles:
• unitarity, causality
10 • renormalizability → locality, dimension of fields in the Lagrangian
Only
λ0 λ0
Lint(x) = φ4(x) →
4
ˆ
Hint =φ (x) (2.48)
ˆ
44is possible. There is only one parameter: λ0, dimensionless.
Let us take two fields, combine them into one complex field, corresponds in the end to a charged particle and its anti-particle.
1λ0
[φ1 + iφ2] , |φ| = (φ1 + φ2) , Lint(x) = |φ(x)|
2224
1
2

φ = (2.49)
4
2
The formal continuum path integral:
Z
Z = D[φ]D[φ†] e−S[φ] ,(2.50)
(2.52)
Z
λ0
24
S[φ] = (2.51) d4(x) {∂µφ∗(x)∂µφ(x) + m2|φ(x)| + |φ(x)| }
4
Z
G(x, y) ≡ hφ(x)φ∗(y) ≡ Z−1 D[φ]D[φ∗] e−S[φ]φ(x)φ∗(y) .
2.2.1 Problems with the path integral
It is a rather formal object:
• λ0 = 0: gaussian integrals as in QM
• λ0 0: perturbation theory (PT) in λ,
G(x, y) : (2.53)
G = G(0) + λ0G(1) + λ20G(2) + . . . (2.54) again gaussian integrals −→Feynman diagrams
• λ0 0: singular:
Z

+|λ0|φ4(x) → ∞ e(2.55)
−∞
PT has a zero radius of convergence: asymptotic series
• Divergences: start with m0, λ0, compute
E2 = p2 + m2R (2.56)
(2.57) m2R = m20 + λ0 × (divergent integral) + O(λ20)) similar for λR
Reason: per unit volume: infinite number of dof m0, λ0 → mR, λR involves infinite (undefined) relations
(2.58)
−→regularize, renormalize
11 • Regularize: modify short distances such that theory becomes defined, in particular Feynman diagram integrals become finite, depend on some parameter. Infinities appear when parameter is removed. e.g. a → 0. Most popular versions:
1 Regularize Feynman diagram integrals,
RRe.g. “dimensionally” d4p → dnp , n = 4 − ꢀ
2 Regularize the path integral: lattice with spacing a • Renormalize: take a limit of some regularization parameter (ꢀ → 0 , a → 0) at fixed mR, λR observable(mR, λR) = lim {observable(a, m0, λ0)}
(2.59)
(2.60) mR,λR a→0 m0(a) , λ0(a) , : lim λ0(a) = ∞ is possible (allowed) a→0 more precisely, everything is dimensionless, measure masses etc in units of a observable(mR, λR) = lim {observable(am0, λ0)}
(2.61) mR,λR amR→0 am0(amr) , λ0(amr) , : lim λ0(amr) = ∞ is possible (allowed) (2.62) amr→0 bare parameters = parameters in the Lagrangian are not observable, irrelevant; once they are eliminated there are no divergences.
1) Dimensional regularization mixes definition and and approximation gives asymptotic expansion in λR is tremendously successful (QED!)
2) Lattice regularization non-perturbative definition of the theory validity, precision of expansion in λR can be checked
12 3Scalar fields on the lattice
3.1 Hypercubic lattice lattice:
Λ = aZ4 = {xµ = anµ| nµ ∈ Z , µ = 0, 1, 2, 3}
(3.1)
finite lattice = lattice in finite volume
Λ = {xµ = anµ| nµ = 0, 1, . . . Lµ/a}
(3.2)
mostly
L0 = T , L1 = L2 = L3 = L . (3.3)
Having the same spacing in all directions enhances the symmetry and is relevant.
Integral as for the action
Z
XX
S = d4x L(x) → a4
L(x) ≡ a4
L(an0, an1, an2, an3) with xµ = anµ . (3.4) xn0,n1,n2,n3
Derivatives:
1∂µφ(x) ≡ (∂µφ)(x) = [φ(x + aµˆ) − φ(x)] forward: (3.5) backward: (3.6) symmetric: (3.7) a
1
∂µ∗φ(x) ≡ (∂µ∗φ)(x) = [φ(x) − φ(x − aµˆ)] a
11

˜
∂µφ(x) ≡ (∂µ + ∂µ)φ(x) = [φ(x + aµˆ) − φ(x − aµˆ)]
22a
Partial integration
ZZd4x (∂µφ∗(x))(∂µφ(x)) = − d4x φ∗(x)∂µ∂µφ(x) (3.8)
is valid
– in finite volume with pbc: φ(x + Lµµˆ) = φ(x)
– in infinite space-time and fields which vanish fast enough at infinity
Partial summation
XXa4 ψ(x)∂µφ(x) = a3 (3.9)
ψ(x)[φ(x + aµˆ) − φ(x)]
xx
XX
= a3[ (3.10) ψ(y)φ(y)]
ψ(y − aµˆ)φ(y) −
yy
X
= −a4
(∂µ∗ψ(y)) φ(y) (3.11) y
[ ψ(x) = ∂µφ∗(x) ] (3.12)
XXa4 (3.13)
∂µφ∗(x)∂µφ(x) = −a4
φ∗(x)∂µ∗∂µφ(x) . xx
13 This gives the action for a scalar field on the lattice
X
λ0
24
S = a4 (3.14)
{∂µφ∗(x)∂µφ(x) + m2|φ| (x) + |φ| (x)}
4x
X
λ0
= a4 (3.15)
{−φ∗(x)∂µ∗∂µφ(x) + m2|φ| (x) + |φ| (x)}
24
4x
= φ∗nMnmφm = φ†Mφ , φn = aφ(na) , n = (n0, n1, n2, n3) , (3.16)
M = M† , M 0 . (3.17)
Check as an exercise
Ordered the fields in some way ... Let us study the free field, λ0 = 0. We expect particles, states with a definite momentum. Decoupled (free). So expect that the action is diagonalized in momentum space:
˜† ˜ ˜
S = φ Mφ , Mnm = µ˜2mδmn
˜
.(3.18)
Let’s look at momentum space first.
3.2 Momentum space
Plane waves are eipx = eip x .(3.19)
µµ
Expanding a field in plane waves is a Fourrier transformation,
Zd4p ipx
˜f(x) = (3.20) e f(p) .
(2π)4
Since eip x = ei(p x +2πn ) = ei(p +2π/a)x (3.21)
(3.22)
µµµµµµµthe momenta
2π pµ ⇔ pµ + aare equivalent, and we can restrict them to the Brillouin zone,
ππaa
−≤ pµ
.(3.23)
So we have
Z
π/a d4p ipx
˜f(x) = (3.24) e f(p)
(2π)4
−π/a in infinite volume.
Finite volume
If in addition we put ourselves into a finite volume, there are clearly also a finite number
Qof momenta, µ Lµ/a of them. We can then write a field as
X
1ipx
˜f(x) = e f(p) , V = L0L1L2L3 = T L1L2L3 . (3.25)
Vp
14 Usually one chooses periodic boundary conditions (PBC),
XXf(x + µˆLµ) = eiθ f(x) → eipxeip L f(p) = (3.26) e e f(p) ,
ipx iθµ
µµµ
˜˜pp
(no summation over µ) and one has
2π θµ eip L = eiθ → pµ = kµ + (3.27) ,
kµ ∈ {0, 1, . . . , Lµ/a − 1}
µµµ
Lµ Lµ
2a
Lµ Lµ
(or a different range: − ≤ pµ 2a ). Normally one has
θµ = 0 “PBC” (3.28)
θµ = π (3.29) “APBC”
but general θµ allows more flexibility.
As the volume becomes bigger, our spacings in momentum space

ꢀµ = (3.30)
Lµ shrink and XX
11ipx ipx
˜˜f(x) = e f(p) = ꢀ0 . . . ꢀ3 e f(p) (3.31) V(2π)4 pp
Zd4p ipx
˜
→e f(p) . (3.32)
(2π)4
15 In the exercise we show a4
XYeip(x−y) =δn m (3.33)
[ xµ = anµ , yµ = amµ ]
µµ
Vpµ
|{z }
=a4 δ(x−y)
P
δ(x − y): lattice delta-function: a4 x δ(x − y) f(x) = f(y) and we always identify f(x) = f(x + aµˆLµ).
We can take the infinite volume limit
Z
π/a d4p
(2π)4 eip(x−y) = δ(x − y) .
(3.34)
−π/a
Of course we also have (written in a different way): a4 (2π)4
XYYeix(p−q) (3.35) =
δn m = δ(p − q) ꢀµ = δ(p − q)
µµ
VVxµµ
[ pµ = nµ2π/Lµ , qµ = mµ2π/Lµ ] (3.36)
Xxa4 (3.37) eix(p−q) = (2π)4 δ(p − q)
3.3 Green functions of the free field
X
S = φ∗nMnmφm = φ†Mφ , φn = aφ(na) . (3.38)
mn
M = M† , M 0 , (3.39) so there is a unitary matrix U,
U†U = 1 , (U†MU)nm = δmnµ2m , µm ∈ R.
(3.40)
¯
To solve the free theory, we introduce a generating functional (J, J = sources)
Z
P
4

¯
x[J(x)φ(x)+φ (x)J(x)]
¯
Z(J, J) = D[φ]D[φ∗] e−S[φ]+a ,(3.41)


∂∂hφ(x)φ∗(y)i = Z(0, 0)−1a−8
Z(J, J) (3.42) .
¯ ꢀ

¯
∂J(y)
∂J(x)
¯
J=J=0
It is evaluated as
Z
P
˜
m[−|φ|mµ2m+Jmφm+φmJm †
]
2

¯˜
˜˜˜
¯
˜
Z(J, J) = D[φ]D[φ∗] e
[ φm = Umnφn = Un∗mφn , . . . (3.43)
∗∗†∗
˜˜
D[φ]D[φ ] = D[φ]D[φ ] det U det U = D[φ]D[φ ] ] (3.44)
Z
Y
˜
2

¯˜
˜˜˜
∗−|φm| µ2m+Jmφm+φmJm
˜˜
=dφmdφm e (3.45)
m
Y
mJmµ−m2
T M−1J
π
˜
¯˜¯
=eJ = (det(M/π))−1 eJ (3.46)
µm2 m
P
8
¯
= (det(M/π))−1 ea (3.47)
x,y J(x)G(x,y)J(y)
16 with with
−1
Jn = a3J(na), M(3.48)
= a2G(an, am)
(3.49) nm
[−∂µ∗∂µ + m2]G(x, y) = δ(x − y)
From this we get the two-point function
∂∂
Z(0, 0)−1 Z(J, J) (3.50)
¯
¯
∂J(y)
∂J(x)
X
P

8
0
¯
J(z)G(z,z )J(z)
0z,z
=(3.51) a8[
G(x, z)J(z) ] × ea
∂J(y) z
P
8
0
¯
J(z)G(z,z )J(z)
= a8G(x, y) ea
(3.52)
0z,z
¯
+ terms that vanish when we set J = J = 0 (3.53)
→ hφ(x)φ∗(y)i = G(x, y) .
(3.54)
The matrix U which diagonalizes M is the matrix formed from the fourrier transformation.
This is due to translation invariance (periodic boundary conditions or infinite volume) and the fact that M just contains finite differences as non-trivial terms. So we have
X
1
˜
G(x, y) = G(x − y, 0) = eip(x−y) G(p) a graph (3.55)
Vp
11
G(p) = + O(a2 p2µ) exercise (3.56)
˜
∼pˆ2 + m2 p2 + m2
Exercise
What are the higher point functions, such as G(u, v, w), G(u, v, w, x)?
3.4 Transfer matrix
We treat here a real scalar field. The complex one is basically two copies of the real one.
The simple scalar action allows for the explicit derivation of a transfer matrix just like in quantum mechanics.
We set a = 1 (all dimensionful quantities in units of a until eq. (3.79)). The action is m2 λ0
X
φ2(x) + φ4(x)}
1
2
S = (3.57)
{ ∂µφ(x)∂µφ(x) +
24x
The transfer matrix acts between timeslices. Therefore we collect all variables in a timeslice:
Φ(x0) = {φ(x0, x) , x ∈ Λspace }
(3.58)
17 The action is rewritten as
X X
1 [φ(x0 + 1, x) − φ(x0, x)]2 + V (Φ(x0))
S = (3.59)
2x0 xm2 λ0
X
φ2(x) + φ4(x)} .
1
2
V (Φ(x0)) = (3.60)
{ ∂jφ(x)∂jφ(x) +
24x
We want to show as in QM
Z
ˆ
Z = Tr e−TH =.(3.61)
D[φ] e−S
ˆ
First we need a Hilbert space and operators. Introduce φ(x) as operator φ(x) and canonical conjugate πˆ(x) (Schro¨dinger picture):
ˆˆ
[φ(x), φ(y)] = 0 = [πˆ(x), πˆ(y)] (3.62)
Y
ˆ
[φ(x), πˆ(y)] = iδ(x − y) ≡
δx y (3.63) i i iand just as usually (think of φ(x) = q, π(x) = p) hφ0(x)|φ(x)i = δ(φ0(x) − φ(x)) hπ0(x)|π(x)i = δ(π0(x) − π(x))
(3.64)
(3.65)
(3.66)
00
ˆhφ (x)|F(φ(x))|φ(x)i = δ(φ (x) − φ(x))F(φ(x))
1hφ(x)|π(x)i = e−iφ(x)π(x) .(3.67)
(2π)1/2
The total Hilbert space is the direct product of Hilbert spaces at each x
Y
|Φi = |φ(x)i = |φ((0, 0, 0))i|φ(a, 0, 0)i . . . |φ((L − 1, L − 1, L − 1))i .
(3.68) x
An explicit representation is the Schro¨dinger representation:
Z
Y
2
ψ[u] = ψ[{u(x)}] , hψ|ψi = du(x) |ψ[u]| (3.69) x
ˆ
φ(x) ψ[u] = u(x) ψ[u] (3.70)

πˆ(x) ψ[u] = −i
∂u(x)
ψ[u] . (3.71)
We factorize the “Boltzmann factor”
Y
P
111
222
x[φ(x0+1,x)−φ(x0,x)]2
V (Φ(x0)) e−S =e− V (Φ(x +1)) e− e− (3.72) 0x0
Now consider the diPfficult term (as in quantum mechanics):
Y
11
22
x[φ(x0+1,x)−φ(x0,x)]2
[φ(x0+1,x)−φ(x0,x)]2 e− =e− (3.73)
=(3.74)
(3.75) x
Y
1
2
πˆ(x)2 hφ(x0 + 1, xP)|e−
|φ(x0, x)i x
1
2
x πˆ(x)2
= hΦ(x0 + 1)|e− |Φ(x0)i
18 and then
The TM,
P
111
222
x[φ(x0+1,x)−φ(x0,x)]2
V (Φ(x0)) e− V (Φ(x +1)) e− e− (3.76) 0
P
111
222
x πˆ(x)2 V (Φ)
ˆˆ
= hΦ(x0 + 1)|e− V (Φ) e− e− (3.77)
|Φ(x0)i .
P
111
222
ˆˆ

x πˆ(x)2 V (Φ)
T = e V (Φ) e− e− .(3.78)
(3.80)
ˆis hermitian and positive. Therefore (restoring a) writing
ˆ
−aH
ˆ
T = e
,(3.79)
ˆmakes sense. It defines the lattice hamiltonian H, a hermitian operator.
ˆˆ† ˆ
H = H , H ≥ 0 .
A formal expansion in a gives: m2 λ0
X
2422
11
22
ˆ
ˆˆ
ˆˆ
{ πˆ(x) + ∂jφ(x)∂jφ(x) +
φ (x) + φ (x)} + O(a ) .
H = (3.81)
24x
Remarks:
• The exisitence of a positive, hermitian operator is called positivity. It corresponds to unitarity in Minkowsky space, the conservation of probablity, very important.
ˆ
• An action with just 2nd order derivatives was important in deriving T.
• We emphasize the huge Hilbert space. A QM degree of freedom at each space-point.
3.5 Translation operator, spectral representation
Let us introduce the spatial translation operator by
0
ˆ
U(x)|ψi = |ψ i ,
(3.82)
(3.83)
00
ˆˆhψ1|φ(y)|ψ2i = hψ1|φ(y − x)|ψ2i .
This means that
† ˆ ˆ
ˆˆ
hψ1|U(x) φ(y)U(x)|ψ2i = hψ1|φ(y − x)|ψ2i
(3.84)
(3.85) and therefore the operators transform as
† ˆ ˆ
ˆˆ
U(x) φ(y)U(x) = φ(y − x) .
Clearly our Hamiltonian is chosen invariant
ˆ† ˆ ˆ ˆ
U(x) HU(x) = H . (3.86)
19 ˆ
Another property that we need is that U(x) is unitary. We look at the Schro¨dinger representation
Z
Z
Z
Y
ˆhψ1|φ(y − x)|ψ2i = dv(z) ψ1∗[v]v(y − x)ψ2[v]
(3.87)
z
Y
=(3.88) dv0(z) ψ1∗[v0] v0(y) ψ2[v0] , [ v0(y) = v(y + x) ] z
Y
0∗000
ˆ
=dv(z) (ψ1) [v] v(y) ψ2[v] = hψ1|φ(y)|ψ2i
(3.89)
z
000
ˆ
ψi[v] = U(x)ψi[v] = ψi[v ] , v (y) = v(y + x) (3.90)
From this we see immediately that
00
ˆ† ˆ hψ1|ψ2i = hψ1|U(x) U(x)|ψ2i = hψ1|ψ2i .
(3.91)
ˆˆˆ
There are simultaneous eigenstates of H and U. For eigenstates of U we have
2
U(x)|λ(x)i = λ(x)|λ(x)i , |λ(x)| = 1 , λ(x) = eiα(x)
(3.92)
(3.93)
ˆ
α(x) + α(y) = α(x + y) → α(x) = −xp with some p .
The last equation is just because of the linearity seen before. So we have with |λ(x)i = |p, ni, n for other quantum numbers,
−ixp
ˆ
U(x)|p, ni = e |p, ni ,
(3.94)
(3.95)
ˆ
H|p, ni = (E(p, n) + E0)|p, ni ,
E0 (3.96) :
the ground state energy
The physical interpretation is that p is the momentum of the state. And on a finite, periodic lattice we have the restrictions for p as before. As normalization we choose hp, n|p0, n0i = 2 E(p, n) L3 δ(p − p0) δnn
(3.97)
0
Let us now look at the 2-point function and use translation invariance to derive the spectral representation.
T → ∞
,L finite (3.98)
(3.99)
G(x − y) = hφ(x) φ(y)i
ˆ
E0 (x0−y0)
ˆ−H |x −y | ˆ
00
=
= h0|φ(x)e φ(y)|0i e
(3.100)
X
11e−E(p,n) |x −y |h0|φ(x)|p, nihp, n|φ(y)|0i
00
ˆˆ
L3 2 E(p, n) p,n
ˆ† and, assuming the translation invariance of the ground state, U (x)|0i = |0i (for a finite system it can be proven that the ground state is translation invariant)
ˆˆ
ˆˆ† h0|φ(x)|p, ni = h0|U(x)φ(0)U (x)|p, ni
(3.101)
(3.102)
= eipxh0|φ(0)|p, ni
ˆip(x−y)
2
ˆˆˆh0|φ(y)|p, nihp, n|φ(x)|0i = e |h0|φ(0)|p, ni|
(3.103)
20 This gives
2
X
ˆ
1
|h0|φ(0)|p, ni|
G(x − y) = eE(p,n) |x −y | eip(x−y) (3.104)
00
L3 2E(p, n) p,n
Z
X
1
L3 dω =ρL(ω, p) e−ω |x −y | eip(x−y) (3.105) ,
00
p
2
X
ˆ
|h0|φ(0)|p, ni|
2E(p, n)
ρL(ω, p) = (3.106)
δ(ω − (E(p, n))) .
n
And in infinite volume
G(x − y) →
ZZd3p
(2π)3 dω ρ(ω, p) e−ω |x −y | eip(x−y) ,(3.107)
00
ρ(ω, p) = lim ρL(ω, p) = spectral density. (3.108)
L→∞
From our derivation we have seen that the spectral density is nothing but the coupling of a 2
ˆ
field-operator to states of definite momentum: |h0|φ(0)|p, ni| . The x-dependence of the twopoint function follows from space and time translations, in terms of two dynamical quantities,
E(p, n) , ρ(ω, p).
21 3.6 Timeslice correlation function and spectrum of the free thory
The free propagator is
ZZd4p d3p
(2π)4 (2π)3 ipx e G(p) = eipxG(x0; p) (3.109)
˜
G(x) = hφ(x)φ(0)i = Z
π/a dp0 e−ip x G(p) . (3.110)
00
G(x0; p) =
(2π)
−π/a
From the above use of translation invariance we have
Z
Xdω ρ(ω, p) e−ω|x | =.(3.111)
c2n(p) e−E(p,n)|x |
00
G(x0; p) = n
We now evaluate this explicitly.
Z
π/a dp0 eip x
(2π) pˆ2 + m2
00
G(x0; p) = (3.112) for x0 ≤ 0
−π/a
[ φ = ap˜0 , n0 = −x0/a ]
(3.113)
Z
πdφ 1
= a eiφn (3.114)
0
2 ˆ2
22
(2π) a m + a p + 2(1 − cos φ)
−π
Z
πdφ 1
2 ˆ2
22= a eiφn [ A = 2 + a m + a p ] (3.115)
0
(2π)
A − 2 cos φ
−π
[ z = eiφ , dz = izdφ , 2 cos φ = (z + z−1) ] (3.116)
I
X
11
= a dz zn (3.117) =Residues
0
2πi z[A − (z + z−1)]
|z|=1
(3.118)
The poles are at (ω 0)
D = z[A − (z + z−1)] = 0 , z1 = e−aω , z2 = eaω
A = 2 cosh(aω) ω 0 , (3.120)
→ D = −(z − e−aω)(z − eaω) .
,(3.119)
(3.121)
Only z1 is inside the circle. Its residue is e−n aω
0
.(3.122)
2 sinh(aω)
So we have e−|x |ω
0
G(x0; p) = ,(3.123)
(also for x0 0)
2 sinh(aω)/a
22
2 ˆ2
→ E(p) = ω(p) , 2[cosh(aE(p)) − 1] = a m + a p ,
(3.124)
1
ρ(ω, p) = aδ(ω − E(p))
2 sinh(aω) spectral density: (3.125)
We observe
22 • There is only one intermediate state per p; the spectral density is a single δ-function.
Such a state is created from the vacuum by
X
3ipx
ˆ
ˆ
O1(p) = Ca φ(x)e .(3.126)
x
Namely we had
ˆ
G(x0 − y0; p) ∝ hO1(x0, −p)O1(y0, p)i ∝ h0|O1(p)†e−|x −y |HO1(p)|0i
(3.127)
00
• The energy momentum relation is (when a2 pi2 ꢁ 1 , a2m2 ꢁ 1):
E2 = p2 + m2 + O(a2) (3.128)
⇒ a free particle with relativistic energy momentum relation.
• 2-particle states are simply created by
ˆˆˆˆˆ
O2(p, q) = O1(p) O1(q) = O1(q) O1(p) (3.129)
A correlation function is
X
G4 = a12 (3.130) e−i(pz+qw−px−qy)hφ(t, z) φ(t, w)φ(0, x)φ(0, y)i x,y,z,w this gives: a graph time dependence C1(p, q) e−|t|(E(p)+E(q)) + C2(p, q) δ(p + q) (3.131)
So
E = E(p) + E(q) ≥ 2m a graph (3.132)
For later use we note that above we have shown that
Z2π dp0 sinh(aω) cosh(aω) − cos(ap0) e−|x |ω =.(3.133)
eip x
00 0
3.7 Lattice artifacts
Let us include the O(a2) effects:
22
[cosh(aE(p)) − 1] = E2 + a2E4 + O(a4)
(3.134)
a2 4!
(m2 + p2)2a2
= E2 + (3.135)
+ O(a4)
12 p4j a2
2pˆ2j =(3.136)
(1 − cos pja) = p2j −
+ O(a4) ,
a2 12 a2
X
E2(p) = m2 + p2 − [(m2 + p2)2 + p4j ] +O(a4) . (3.137)
12 j
|{z }
≈10% when aE(p)=1
23 Now we have to be careful, however. This includes the mass in the Lagrangian, not an observable. We should renormalize first, even at tree level! Not unique, but very natural: mass = energy at rest : renormalization condition (3.138)
(3.139) a2 m2R = E2(p = 0) = m2 (1 − m2 + . . .)
12 a2 m2 = m2R (1 + m2R) + O(a4) (3.140)
(3.141)
12
→a2
X
E2(p) = mR2 + p2 − [2mR2 p2 + (p2)2 + p4j ] +O(a4) . (3.142)
12 j
|{z }
≈10% when aE(p)=1
See Fig. 5, left.
Can this be improved? Better discretization?
3.8 Improvement
In general there is Symanzik improvement:
X X
S → Simpr = S + δS , δS = a4 ciad −4Oi(x) , (3.143)
Oxi
Here we have
3a2
XXciad −4Oi(x) = c1
[∂µ∂µφ(x)]2 (3.144)
O
2i
µ=0
3
X
= [ ∂µ∂µφ(x) ]2 (3.145)
µ=0
X
22 2
1
→E2(p) = m2 + p2 + a2[c − 12 ][(m + p ) + p4j ] + O(a4) (3.146) j
Remarks (here not really explained):
• In general in a scalar theory in 4 dimensions: Oi(x) local fields with mass dimension 6
Even more generally: local fields with mass dimension ≥ 5 ci = ci(λ0) (3.147)
• On-shell improvement: terms which vanish by the e.o.m can be dropped (see exercise for the e.o.m.)
• Also fields in correlation functions have to be improved (correction terms). We here looked only at energies (which are on-shell).
24 Figure 6: E2(p)/E2(p)cont for p = (p, 0, 0), m = 0, against the square lattice spacing a2E2. Left side: c = 0, right side: c = 1/12.
3.9 Universality
Z
Z = D[φ] e−S[φ] ,(3.148)
(3.149)
Zhφ(x)φ(y)i = Z−1 D[φ] e−S[φ]φ(x)φ(y) .
Xx0→∞
Rx0 hφ(x)φ(0)i a3 e−E(p=0)x = e−m (3.150)
= e−n /ξ
00
∼x
A change of notation
S → H/(kTtemp
)(3.151)
(3.152)
(3.153)
(3.154) d = 3 + 1 → d = 4 (+0 : static)
(amR)−1 → ξ a → 0 → ξ → ∞ shows that a lattice field theory in 3 + 1 dimensions is a statistical model in 4 dimensions. The continuum limit is reached at a critical point. Statistical models are known to have universality there.
Universality means that a change of the Hamilton function which does not change the symmetries (axis permutations, φ → −φ etc.) gives the same correlation functions.
In the QFT this means the continuum limit is unique; it does not depend on the details of the discretization (adding e.g. (∂µ∂µφ)2 term).
More precisely: the continuum limit only depends on the coefficients of the renormalizable interaction terms: [O(φ(x), ∂µφ(x)] ≤ 4 . Eg. the addition of φ6 changes only the cutoff effects.
In terms of continuum field theory best looked at in the corresponding action: m2
X
S = a4 (3.155)
{ ∂µφ(x)∂µφ(x) +
φ2(x)} + Sint
1
2
2x
25 Figure 7: E2(p)/E2(p)cont against the square lattice spacing a2E2. Improved case: c = 1/12. Left side: for p = (p, p, 0), m = 0, right side: p = (p, 0, 0), mR = p. then
P
• assume locality: Sint = a4 x const. M−(n+4k−4) φn(x)(∂µφ(x)∂µφ(x))k + . . .
• renormalizability when (we just state this):
X
Sint = a4 (3.156)
Lint(x) , [Lint(x)] ≤ 4
x
.[Φ] = mass dimension: [∂µ] = 1 , [φ(x)] = 1 , (3.157) and no odd powers of φ and Euclidean invariance
λ0
λ0
4
Lint(x) = φ4(x) →
ˆ
Hint =φ (x) (3.158)
ˆ
44
λ0 is the only possible coupling constant, free parameter
QFT’s are very predictive
• how well is this established (proven)? to all order in λ0 → λR (T. Reisz, lattice power counting theorem) non-renormalizability of eg. φ6(x)/m62 in the same way to all orders in m6−2 .non-perturbatively: numerical investigations are in agreement with this.
Remark: do not confuse higher dimensional operators in Symanzik improvement and a theory with higher dimensional operators in the continuum limt. In one ca−se4 the coefficients are proportional to ad −4, in the other case they are proportional to 1/md .
OO
26 4Gauge fields on the lattice
4.1 Color, parallel transport, gauge invariance
Quarks carry color, A, B = 1 . . . 3 (1 . . . N in an SU(N) gauge theory):

ψ1(x)
3

ψ(x) = ψ2(x) ∈ C .
ψ3(x)
(4.1)
The basic principle is gauge invariance: different colors are completely equivalent. One can rotate the fields and physics does not change.
Λ(x) ∈ SU(3) : ψ(x) → ψΛ(x) = Λ(x) ψ(x) .
(4.2)
(There is also the possibility to rotate by a phase ( U(1) ), but this corresponds to electrodynamics, a separate issue). Λ(x) ∈ SU(3) is an arbitrary function of x. So it makes no sense to compare ψ(x) and ψ(y). Before comparing we have to parallel-transport ψ(y), such that it transforms as ψ(x). Parallel transporter:
P(x ← y) : P(x ← y) → PΛ(x ← y) = Λ(x) P(x ← y) Λ−1(y)
P(x ← y) ψ(y) → Λ(x) P(x ← y) ψ(y) .
(4.3)
(4.4)
The parallel transporter will in general depend on the path from y to x. Think of a straight path for definiteness. For the definition of a (continuum derivative) we need the transporter by an infinitessimal distance:
Dµψ(x) = (Dµψ)(x) = lim[P(x ← x + ꢀµˆ) ψ(x + ꢀµˆ) − ψ(x)] .
(4.5)
ꢀ→0
Every SU(N) matrix can be written in the form
N2−1
X
P = eB , B = −B† =
BaTa (4.6)
(4.7) a=1
Ba ∈ R , T = −(T ) , tr T = 0 , tr T T = − δab , [T , T ] = fabcTc . a † aaabab
1
2
For example in SU(2):
1
Ta = τa , Pauli matrices . (4.8)
2i
So we can write for an infinitessimal path
P(x ← x + ꢀµˆ) = eꢀA (x) →
Dµ = ∂µ + Aµ . (4.9)
µ
Aµ has mass dimension one. If quarks were scalars, gauge invariance would force the kinetic term in the Lagrangian to look like
X
2
|DµψA| .
(4.10)
A
27 It contains a coupling to the field Aµ (gluon field), an interaction term. What about a kinetic term for Aµ? Gauge invariance is the basic principle. First in the continuum:
The basic object is Dµ because it is gauge covariant,
DµΛ = Λ(x)DµΛ−1(x) . (4.11)
We want something Euclidean invariant and gauge invariant: tr DµDµ = tr (∂µ∂µ + . . .) ∂µ acting on what? (4.12)
(4.14)
(4.15)
tr Fµν Fµν , (4.13)
Fµν = [Dµ, Dν] = ∂µAν − ∂νAµ + [Aµ, Aν]
= Ta{∂µAaν − ∂νAµa + fabcAµb Aνc }
= TaFµaν . (4.16)
Other terms have higher dimension, are not renormalizable. So the action is
ZZ
1
1
2g02
SG = − d4x tr Fµν(x)Fµν(x) = (4.17) d4x F2 .
2g02
|{z} convention
Unlike QED, there are interaction terms already in here even without the quark fields.
On the lattice, the quark fields are at the lattice points x, but the gluon field has to provide the parallel transporter from point to point, it is sitting on a link
P(x ← x + aµˆ) = U(x, µ)
P(x + aµˆ ← x) = U−1(x, µ)
:(4.18)
.:(4.19)
Gauge covariant derivative:
1Dµψ(x) = [U(x, µ)ψ(x + aµˆ) − ψ(x)] forward: (4.20)
a
1backward: (4.21)
Dµ∗ψ(x) = [ψ(x) − U−1(x − aµˆ, µ)ψ(x − aµˆ)] a
With these we could build a kinetic term for scalar quarks
X X X X X
2
Sφ = a4 (4.22)
|DµψA| = a4
ψA∗ (−Dµ∗Dµψ)A = a4
ψ†(−Dµ∗Dµ)ψ .
xxx
AA
For fermions we do that later.
For the kinetic term we need a local object, gauge invariant. The most local one is the parallel-transporter around a plaquette (elementary square): x + a ν
Oµν(x) = tr U(x, µ)U(x + aµˆ, ν)U−1(x + aνˆ, µ)U−1(x, ν) : (4.23)
.
xx + a µ
28 Assume that we have a smooth classical field, so the parallel transporters are close to one, we can then write
U(x, µ) = eaA (x) (4.24)
Then we can expand in a (classical continuum limit)
Oµν(x) = tr U(x, µ)U(x + aµˆ, ν)U−1(x + aνˆ, µ)U−1(x, ν) (4.25)
µ
= tr eaA (x)eaA (x+aµˆ) (4.26) e,−aA (x+aνˆ)e−aA (x)
µνµν
1
|{z } | {z }eB eC
23
B = a(Aµ(x) + Aν(x + aµˆ)) + a [Aµ(x) , Aν(x + aµˆ)] + O(a ) , (4.27)
(4.28)
2
23
1
C = a(−Aµ(x + aνˆ) − Aν(x) + a [Aµ(x + aνˆ) , Aν(x)] + O(a ) ,
2
1
2
[B,C]+... eBeC = eB+C+ (4.29)
= eD ,
(4.30)
D = −a2∂νAµ(x) + a2∂µAν(x) + a2[Aµ(x) , Aν(x)] + O(a3)
= a2 Fµν(x) + O(a3) (4.31)
We note that
D = DaTa , (4.32)
→tr D = 0 .
This is true for the O(a2) terms but also for the higher ones: they are formed from derivatives or from commutators. Commutators always can be written again as CaTa . Therefore we can write
D25
1
2
Oµν(x) = tr e = N + tr D + tr D + O(a ) (4.33)
425
1
= N + a tr (Fµν(x)) + O(a ) (4.34)
2x + a νxx + a µ
= tr U(p) , p = (x, µ, ν) (4.35)
And finally have the Wilson plaquette action
.
XX X
g02
11g02
SG[U] = (4.36) tr {1 − U(p)} = tr P(x, µ, ν) ,
pxµ,ν
P(x, µ, ν) = 1 − U(x, µ) U(x + aµˆ, ν) U(x + aνˆ, µ)−1 U(x, ν)−1
.(4.37)
Of course other forms are possible. In fact, take any small loop on the lattice (a graph), sum over all orientations. The result will be
XX
4tr (Fµν(x))2 + O(a2) , (4.38)
˜
Oµν(x) = c1 + c2a x,µ,ν x,µ,ν because there is no other gauge invariant field of dimension ≤ 4. It was therefore not really necessary to do the above calculation. By the same logics, there is no dimension five axispermutation invariant field. This is why the next term is dimension 6, giving O(a2) for the lattice spacing corrections.
29 4.2 Group integration
We remain in the pure gauge theory. In order to fully define the path integral we have to specify the integration measure. The variables are in the group SU(3), so we want to know dU =? , U ∈ SU(N) .
The basic principle is gauge invariance, so we want the measure to be gauge invariant.
Parametrize the SU(N) matrices by
(4.39)
W(ω) = exp(ωaTa) . (4.40)
A gauge transformation gives
U(x, µ) = W(ω) → U0(x, µ) = Λ(x) U(x, µ) Λ(x + aµˆ)−1 = W(ω0)
W(ω) → W(ω0(ω)) ,
(4.41)
(4.42)
we want dU0(x, µ) = dU(x, µ) . (4.43)
Q
N2−1
A naive expectation would be that dU ∝ dωa, but it is not quite correct because SU(N) a=1 is a curved manifold. Eg. for SU(2) a parametrization is the following.
W = w0 + iwkτk , wµ ∈ R , wµwµ = 1 .
(4.44)
So the manifold is a 3-sphere. It has a curvature. We may choose (these ω are not the ω of exp(ωaTa)

W = 1 − ωaωa + iωaτa , ωa ∈ [0, 1] .
(4.45)
To account for the curvature we define a metric tensor on the manifold
∂W ∂W†
∂ωa ∂ωb
Gab = tr ( (4.46)
) = Gba , G ≥ 0 , ← exercise
In a transformation ω → ω0 it changes to
∂W ∂W†
∂ω0a ∂ω0b
∂W ∂W† ∂ωc ∂ωd
∂ωc ∂ωd
∂ω0a ∂ω0b
Gab(ω0) = Tr ( ) = Tr ( ).(4.47)
= Gcd(ω)
∂ωc ∂ωd ∂ω0a ∂ω0b
As a remark (we do not need it): an invariant line element is
∂ωa ∂ωb
∂ω0c ∂ω0d ds2 = Gabdωadωb = Gab(ω) (4.48) dω0c dω0d = Gcd(ω0)dω0cdω0d .
Now take
N2−1
YpdW(ω) = det(G) (4.49) dωa . a=1
The pieces transform as
∂ωa
∂ω0b eq. (4.47) det(G0) det(G)(det( ))2 (4.50)
=
N2−1 N2−1
∂ω0a
∂ωb
YYdω0a =det( )dωc (4.51)
a=1 c=1
→dW(ω0) = dW(ω) . (4.52)
30 So we choose
N2−1
Y
√dU(x, µ) = C (4.53) dωa det G
a=1
ZdU = 1 (4.54) fixes C .
This is the Haar measure, the invariant measure on the group.
Exercise
Show that for our SU(2)-parametrization
ωaωb + (1 − ωcωc) δab
Gab =,(4.55)
(1 − ωcωc)
Y
1
π2 const. × (1 − ωcωc)−1/2 dU(x, µ) =(4.56) dωa =
δ(1 − wµwµ)d4w . a
So the parameter space of the group is a 3-sphere.
4.2.1 Some group integrals (for later)
What about
ZZZhUi ≡ dU U = d(Λ−1U) U = dU0 ΛU0 = ΛhUi
(4.57)
(4.58) for all Λ ∈ SU(N) . In particular for
Λ = exp(i 2πn/N) ≡ exp(i 2πn/N) , n = 0 . . . N − 1 , the center of SU(N) then
N−1
X
1hUi = exp(i 2πn/N)hUi = hU†i = 0 . exp(i 2πn/N)hUi = 0
(4.59)
(4.60)
Nn=0
A non-trivial group integral:
ZZfijkl =dU Uij(U†)kl = dU Uij(Ulk)∗ (4.61)
ZZd(Λ−1U) Uij(U†)kl =(4.62) =
d(UΛ ) Uij(U )kl
−1

˜
ZZdU (ΛU)ij(U†Λ†)kl =(4.63) =
dU (UΛ)ij(Λ U )kl.
−1 †
˜˜
For:
fixed j, k: Fil = fijkl ,(4.64)
ΛFΛ−1 = F ⇒ F = c
|{z }exercise
˜ ˜−1
ΛGΛ = G ⇒ G = c0
fixed i, l: Gjk = fijkl ,(4.65)
⇒fijkl = c δilδjk (4.66)
31 It remains to determine c:
Z
XXfijjl =dU δil = c (4.67)
δilδjj
(4.68) jj
→ c = 1/N .
Exercise
F is an N × N matrix. Prove that if ΛFΛ−1 = F holds for all Λ ∈ SU(N) then F = c .
Hints: Start with N = 2. Find two special SU(2) matrices which allow to show F = c .
Embed SU(2) in SU(N) and use the N = 2 property to show it for all N.
4.3 Pure gauge theory
The path integral is now
Z
Y
G[U]
Z = D[U] e−S ,D[U] = dU(x, µ) , (4.69)
x,µ
Z
1
G[U] hO[U]i =
D[U] O[U] e−S (4.70)
Z
U(x + Lννˆ, µ) = U(x, µ) , PBC (4.71)
Λ(x + Lννˆ) = Λ(x) , for the gauge transformations (4.72) where S[U] = SG[U] when matter fields are neglected. This is the pure gauge theory. We will always first work with the finite volume theory and then discuss the limit of large volume.
4.3.1 Gauge invariance
Consider some observable, O[U], any polynomial of the fields U(x, µ). Its expectation value is the same as the expectation value of any gauge transform of it:
Z
Z
Z
Y
1hO[U]i = dU(x, µ) O[U] e−S[U] (4.73)
(4.75)
Zx,µ
Y
1
−1
=
=(4.74) dUΛ (x, µ) O[U] e−S[U]
Zx,µ
Y
1dU(x, µ) O[UΛ] e−S[U] = hO[UΛ]i .
Zx,µ
We may define a projector onto the gauge invariant part of O[U]:
Z
Y
P0O[U] = dΛ(x) O[UΛ] . (4.76)
(4.77) x
Then integrating above over Λ(x) we see that hP0O[U]i = hO[U]i ,
32 so one needs to consider only the gauge invariant part of any observable. Consider in particular an observable (e.g. a parallel transporter from y to x) which transforms as