NEORSD Investment Advisory Services Pre-Proposal Meeting 8/17/16

NEORSD – Investment Advisory Services Pre-proposal Meeting 8/17/16

Specific Q&A Supplemental Information

Question 1: Please provide a list of current primary dealers

Answer: Bank of Nova Scotia, New York Agency
BMO Capital Markets Corp.
BNP Paribas Securities Corp.
Barclays Capital Inc.
Cantor Fitzgerald & Co.
Citigroup Global Markets Inc.
Credit Suisse Securities (USA) LLC
Daiwa Capital Markets America Inc.
Deutsche Bank Securities Inc.
Goldman, Sachs & Co.
HSBC Securities (USA) Inc.
Jefferies LLC
J.P. Morgan Securities LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mizuho Securities USA Inc.
Morgan Stanley & Co. LLC
Nomura Securities International, Inc.
RBC Capital Markets, LLC
RBS Securities Inc.
Societe Generale, New York Branch
TD Securities (USA) LLC
UBS Securities LLC.
Wells Fargo Securities, LLC

Question 2: Please provide the basis point fee for the current custodial agreement with PNC

Answer: 1 basis point

Question 3: Please provide a copy of the existing investment portfolio

Answer: Reference file titled “NEORSD Portfolio 082516.xlsx”