Office of Financial Management

InformationServicesDivision

Agency Financial Reporting System

______

AFRS/DRS OMWBE INSTRUCTIONS

February 1994

PREFACE

The AFRS OMWBE data collection and reporting process has been updated. The primary changes are:

1.The OMWBE screens have been updated to make them easier to use.

2.The OMWBE screen are now accessed from the AFRS Primary Menu instead of from the Disbursement System Primary Menu.

3.The fiscal year for OMWBE on-demand reporting and sub-contractor file maintenance is designated on the OMWBE Menu.

4.OMWBE on-demand reporting selection criteria has been updated.

The general concept and mechanisms for OMWBE reporting are unchanged.

1.Agencies can elect to report to OMWBE out of the AFRS Transaction History file or the Disbursement History (DRS) file.

2.The reports to OMWBE from AFRS and DRS are transmitted in electronically.

3.The AFRS OMWBE data collection and reporting process provides agencies with a facility to collect and report to OMWBE the expenditures made to subcontractors.

The most important thing an agency can do to ensure their OMWBE reports are complete and accurate is to ensure each disbursement transaction is correctly coded with the vendor's Taxpayer Identification Number (TIN). OMWBE cannot give credit for doing business with a minority or woman owned business unless a transaction contains a TIN. Other coding critical to complete reporting includes identifying adjustments to the OMWBE reporting base, and using contract numbers on payments for mandatory use contracts.

The following instructions have been developed to help agencies with the AFRS/DRS OMWBE coding and reporting process. Suggestions for improvement of these instructions are welcome and can be sent to:

AFRS OMWBE Product Manager

Mail stop: 43123

FAX: 664-3363 (SCAN 366-3363)

Find OMWBE screens1, 2

OMWBE Reporting (On-Demand) Screen (OM.1)2, 3

OMWBE Report Request View (OM.2)2, 8

OMWBE Sub-Contractor Entry/Update Screen (OM.3)2, 9

OMWBE Sub-Contractor Reporting Screen (OM.3.1)

(On-Demand Reporting)2, 11, 14

OMWBE Sub-Contractor File Screen (OM.4) (On-Line Search

and View of Sub-Contractor Records)2, 17

Disbursement Reporting System OMWBE On-Line View Screen

(View OMWBE Information)(DM.9)19, 20

Designate the Fiscal Year for OMWBE Views, Adds, Changes, and Deletes2

OMWBE Reporting (On-Demand) (OM.1)3

Request On-Demand OMWBE Reports for Reporting Base (Part One)4, 6, 7

Request On-Demand OMWBE Reports for Exception Transactions (Part Two)4, 6, 7

Request Custom On-Demand OMWBE Reports4, 6, 7

Order a Report from AFRS Transaction History4, 6

Order a Report from Disbursement History4, 7

OMWBE Monthly Reporting (OM.2)8

Request Monthly OMWBE Reports8

Viewing OMWBE Monthly Report Request Selections8

OMWBE Sub-Contractor Entry/Update (OM.3)9

Add OMWBE Sub-Contractor Records10

Change OMWBE Sub-Contractor Records10

Clear the Sub-Contractor Entry/Update Screen11

Delete OMWBE Sub-Contractor Records10

OMWBE Sub-Contractor Reporting (On-Demand Reporting) (OM.3.1)14

Print a Report from the Sub-Contractor File (Access the

OMWBE Sub-Contractor Reporting Screen)11, 14

OMWBE Sub-Contractor Reporting Screen14

Request a Sub-Contractor Report15

OMWBE Sub-Contractor File Screen (OM.4)17

Partial Search For Sub-Contractor Records18

Exact Search For Sub-Contractor Records18

Review (Select) The Detail Associated With A Sub-

Contractor Transaction18

Disbursement Reporting System - View OMWBE Information Screen (DM.9) 19, 20

Exact Search on Vendor Number21

Exact Search on Vendor Name22

Partial Search on Vendor Number22

Partial Search on Vendor Name23

Review (Select) the Detail Associated With A Specific Transaction23

Transferring to OMWBE Sub-Contractor from Input ScreensAppendix A

25

OMWBE Reporting Coding Summary & Selection LogicAppendix B

27

Sample OMWBE On-Demand ReportsAppendix C

DRS421/422/423/424/425/42629

Sample OMWBE Sub-Contractor ReportsAppendix D

DRS42837

Sample OMWBE Monthly ReportsAppendix E

MWP686/687/688/689/69039

ACCESS TO OMWBE THROUGH AFRS PRIMARY MENU

=== AFRS ======PRIMARY MENU ======C105P05A ===

TM -- TABLES IN -- INPUT/CORRECTION/WARRANT

MI -- MASTER FILE INQUIRY MR -- MANAGEMENT REPORTING SYSTEM

RD -- ON-DEMAND REPORTING SYSTEM RR -- REPORT REQUEST

EX -- EXCHANGE DATA SETS DR -- DISBURSEMENT REPORTING SYSTEM

SS -- SYSTEM SECURITY SC -- SYSTEM CONTROL

CL -- HELP PHONE LIST OM -- OMWBE REPORTING

AGENCY: 9990

SELECT FUNCTION: OM

PF3=RETURN, PF12=MESSAGE, CLEAR=EXIT

Access OMWBE screens:

Enter agency number in 'Agency' field,

Enter 'OM' in 'Select Function' field,

Press 'Enter'.

Access Disbursement Reporting System OMWBE on-line view screen DM.9 (VIEW OMWBE INFORMATION)(also see page 19):

Enter agency number in 'Agency' field,

Enter 'DR' in 'Select Function' field,

Press 'Enter',

Enter 'DM' in Select Function Field,

Enter '9' in Select Function Field,

Press 'Enter'.

OMWBE MENU (OM)

=== AFRS ==(OM)======OMWBE MENU ======C105V040 ===

TR: ______9990

1 - OMWBE REPORTING (ON-DEMAND)

2 - OMWBE REPORT REQUEST VIEW

3 - OMWBE SUB-CONTRACTOR ENTRY/UPDATE SCREEN

4 - OMWBE SUB-CONTRACTOR FILE

REPORTING FISCAL YEAR: 94

FUNCTION: _

PF1=HELP, PF3=RETURN, PF12=MESSAGE, CLEAR=EXIT

Designate the fiscal year for OMWBE views, adds, changes, and deletes.

NOTE: The year displayed when the screen is first viewed is the current fiscal year. The fiscal year can be changed to select the fiscal year to be worked with.

Enter the fiscal year number in the 'Reporting Fiscal Year' field.

Enter the numerical selection of the desired screen in 'Function' field.

Press 'ENTER'.

Selection 1OMWBE REPORTING (ON-DEMAND)(Screen OM.1) - This selection allows reports to be requested from AFRS History or Disbursement History Files to display OMWBE relevant transactions. Report formats include OMWBE Part 1 and Part 2 transaction detail reports, and custom reports where data sorts can be selected and data limiters can be used, if necessary.

Selection 2OMWBE REPORTING (MONTHLY)(Screen OM.2) - This selection allows viewing of the OMWBE related selections in the Report Request File.

Selection 3OMWBE SUB-CONTRACTOR ENTRY (Screen OM.3) - This selection allows recording of payments to sub-contractors for reporting to OMWBE through the MWP690 report (OMWBE Sub-Contractor). It also allows changes and deletions of payments to sub-contractors. Access the sub-contractor on-demand reporting (report printing) option (Screen OM.3.1) through this screen.

Selection 4OMWBE SUB-CONTRACTOR FILE (Screen OM.4) - This selection allows a summary view of up to 10 sub-contractor records on one screen, and allows the details of an individual record to be quickly viewed through a 'select' feature.

OMWBE REPORTING (ON DEMAND) (OM.1)

OMWBE ON-DEMAND PART 1, PART 2, AND CUSTOMIZED REPORTS

=== DRS ===(OM.1)======OMWBE REPORTING (ON DEMAND) ======C105V045 ===

TR: ______REPORTING FISCAL YEAR: 94 (FROM OM MENU) 9990 - 0001

FUNCTION: P (P=PRINT)

DATA SOURCE: A A=AFRS TRANSACTION HISTORY, D=DISBURSEMENT HISTORY

REPORT SELECTION: 1 FISCAL MONTHS:

1=OMWBE PART 1, 2=OMWBE PART 2, AFRS -- C=CM, P=PM, 9=99, 5=25? _

C=CUSTOMIZED (SPECIFY CRITERIA BELOW) DRS -- FM START __ FM END __

SORT SELECT CODES LIMITERS

A = VNDR NAME

SORT PRIORITY 1: _ B = VNDR FEDID (TIN) ______

SUB-TOTAL: _ (Y OR N) C = SUB-OBJECT __

SORT PRIORITY 2: _ D = CONTRACT NO ______

SUB-TOTAL: _ (Y OR N) E = PAYMENT FLAG _

SORT PRIORITY 3: _ F = AGENCY FLAG _

SUB-TOTAL: _ (Y OR N) G = E S N K ONLY

SORT PRIORITY 4: _ H = PROGRAM ___

SUB-TOTAL: _ (Y OR N) I = SUB-PROGRAM __

J = PROJECT ____

K = SUB-PROJECT __

L = FISCAL MONTH

PF1=HELP, PF3=RETURN, PF12=MESSAGE, CLEAR=EXIT

AGENCY NUMBER & SUPPLEMENTAL ID: The agency number is displayed. The additional four numbers after the agency number (Supplemental ID) are applicable only to agencies using Disbursement Reporting System Supplemental IDs. Agencies using Supplemental ID should use the supplemental ID when ordering reports from Disbursement History. The Supplemental ID will not work with reports ordered from AFRS Transaction History.

Agencies using Supplemental IDs: Reports ordered for a specific Supplemental ID will be limited to that Supplemental ID. Customized (C) reports can be ordered for Supplemental ID '0000' for Data Source 'D' if a report is needed for the entire agency. The reports for Supplemental ID '0000' will have a primary sort of Supplemental ID with a page break between each Supplemental ID. CAUTION: There are no edits on the supplemental ID, any numbers or letters will be accepted.

FUNCTION: P(Print): 'P' is the only function available. When a report is ready to be ordered,

Press 'Enter'.

DATA SOURCE: This field is used to tell the system whether the AFRS Transaction History or the Disbursement History file is to be used as a data source for the report that is being requested.

AEntry of 'A' will select the AFRS Transaction History file to be used as the data source for the requested report. NOTE for agencies that do not subscribe to the Disbursement Reporting System (DRS): The AFRS Transaction History file is the only source for OMWBE data. This data source is not available to Agency 3000 for on-demand reports because transactions are not maintained on-line.

DEntry of a 'D' will select the Disbursement History file to be used as the data source for the requested report. This data source is available to agencies using the Disbursement Reporting System and is limited only by the data (number and type of transactions) each agency has chosen to keep in the file. NOTE for agencies that subscribe to DRS: The AFRS Transaction History file can also be selected as an OMWBE Data Source.

REPORT SELECTIONS:

1OMWBE Part One report for the period selected. This report displays the individual transactions that qualify for inclusion in the OMWBE base for the fiscal year selected. The report uses the same selection criteria as the monthly base report that is produced for OMWBE.

2OMWBE Part Two report for the period selected. This report displays the individual transactions that qualify for inclusion in the OMWBE exception report. The report uses the same selection criteria as the monthly exception report produced for OMWBE.

CA 'Customized' (user defined) report is to be selected. If the sort priorities, sort select codes, and limiters are to be used, the 'Customized' report must be selected. Transactions eligible for selection are limited to those sub-objects that were eligible for inclusion in the selected fiscal year. For example:

Fiscal Year 92 eligible sub-objects: CA, EA, EB, ED, EE, EF, EG, EP, ER, ES, EZ, FD, FH,GB,GG, JC, JD, JE, JF, JG, JH, JJ, JK, JL, JM, JN, JZ, KA, NB, NZ.

Fiscal Year 93 eligible sub-objects: CA, EA, EB, ED, EE, EF, EG, EP, ER, ES, EZ, FD, FH, JC, JD, JE, JF, JG, JH, JJ, JK, JL, JM, JZ, KA.

Fiscal Year 94 eligible sub-objects: CA, CB, CC, CD, CE, CF, CG, CH, CJ, CK, CZ, EA, EB, ED, EE, EF, EG, EP, ER, ES, EZ, FD, FH, JC, JD, JE, JF, JG, JH, JJ, JK, JL, JM, JZ, KA.

Also see Appendix B.

FISCAL MONTHS:

AFRS: There are four fiscal month selections:

C = Current fiscal month,

P = Prior fiscal month,

9 = Fiscal month 99,

5 = Fiscal month 25.

DRS: The desired beginning and ending fiscal months of the fiscal year must be specified in the format BBMM (Biennium/Fiscal Month). Blanks are not valid. For example:

Fiscal Month 9399 would be START 9399 to END 9399;

January 1993 through June 1993 would be START 9319 to END 9324;

Fiscal Month 9325 would be START 9325 to END 9325;

July 1992 through Fiscal Month 9325 would be START 9313 to END 9325;

July 1993 would be START 9501 to END 9501;

August 1993 through November 1993 would be START 9502 to END 9505;

July 1994 would be START 9513 to END 9513;

July 1994 through September 1994 would be START 9513 to END 9515.

SORT PRIORITY: Report sort priority can be designated by entering the appropriate sort select code into 'SORT PRIORITY 1, SORT PRIORITY 2, SORT PRIORITY 3, and SORT PRIORITY 4' fields.

Sort Priority 1 must be used before Sort Priority 2 can be used

Sort Priority 2 must be used before Sort Priority 3 can be used

Sort Priority 3 must be used before Sort Priority 4 can be used

USE ONLY THE FIELDS NEEDED

1.Selection of both Vendor Name (A) and Vendor FedID(TIN) as sort priorities within the same on-demand report is not recommended. This is because selection of Vendor Name as a sort priority will automatically result in a sort by TIN within Vendor Name. Selection of Vendor TIN as a sort priority will result in a sort by Vendor Name within TIN.

2.Selection of a Sub-Program sort is not recommended unless a program sort is requested in the next higher sort priority. Therefore, Sub-Program is not recommended to be sort priority 1.

SUB-TOTAL: Sub-Totals on the selected sort priorities can be designated by entering 'Y' in the appropriate sort priority Sub-Total field. A 'Blank' OR 'N' in the field will not select a Sub-Total. NOTE: Sub-Totals will cause the ordered report to be longer because an extra line is added for each sub-total.

SORT SELECT CODES: Each sort select code is a single character code which represents the longer name shown in the Limiter column. Sort select codes are used in the sort priority fields when specifying a sort priority.

LIMITERS: Reports can be limited by entering the appropriate information in the 'LIMITER' fields. Selection of multiple limiters requires the selected records to meet all limiters specified. If no records meet all specified limiters, the report will be blank. If the SUB-PROGRAM limiter is selected, the program should also be entered in the PROGRAM field. If the SUB-PROJECT limiter is selected, the PROJECT should also be entered.

Order a report from AFRS Transaction History:

Enter 'A' in the Data Source field,

Enter '1', '2', or 'C' in the Report Selection field to designate the type of report needed,

Enter 'C', 'P', '9', or '5' in the AFRS Fiscal Months field,

If Report Selection is '1' or '2',

Press 'Enter',

Complete the Batch Job Submission screen,

Press 'Enter'.

-Report selection '1' ordered from AFRS Transaction History will be a DRS421 - OMWBE REPORT BASE SELECTED FROM AFRS TRANSACTION HISTORY. This is a report of transactions included in the OMWBE total reporting base (Part 1) for the specified fiscal month. (see Appendix C)

-Report selection '2' ordered from AFRS Transaction History will be a DRS422 - OMWBE EXCEPTION BASE SELECTED FROM AFRS TRANSACTION HISTORY. This is a report of transactions included in the OMWBE adjustments to the base (Part 2) for the specified fiscal month. (see Appendix C)

If Report Selection is 'C', enter the sort priority and limiter information as appropriate,

After a report selection has been made,

Press 'Enter',

Complete the Batch Job Submission screen,

Press 'Enter'.

Report selection 'C' ordered from AFRS Transaction History will be a DRS423 - OMWBE CUSTOM REPORT SELECTED FROM AFRS TRANSACTION HISTORY. This is a report of transactions that meet the specified limiters criteria. The transactions will be sorted in the selected sort priority. (see Appendix C) If no sort priority is selected the transactions will be sorted in the following sort priority:

TIN,

Sub-object,

Vendor Name.

Order a report from Disbursement History:

(If applicable, ensure the supplemental ID is correct.)

Enter 'D' in the Data Source field,

Enter '1', '2', or 'C' in the Report Selection field to designate the type of report needed,

Enter 'C', 'P', '9', or '5' in the AFRS Fiscal Months field,

If Report Selection is '1' or '2',

Press 'Enter',

Complete the Batch Job Submission screen,

Press 'Enter'.

-Report selection '1' ordered from Disbursement History will be a DRS424 - OMWBE REPORT BASE SELECTED FROM DISBURSEMENT HISTORY. This is a report of transactions included in the OMWBE total reporting base (Part 1) for the specified fiscal month. (see Appendix C)

-Report selection '2' ordered from Disbursement History will be a DRS425 - OMWBE EXCEPTION BASE SELECTED FROM DISBURSEMENT HISTORY. This is a report of transactions included in the OMWBE adjustments to the base (Part 2) for the specified fiscal month. (see Appendix C)

If Report Selection is 'C', enter the sort priority and limiter information as appropriate,

Press 'Enter',

Complete the Batch Job Submission screen,

Press 'Enter'.

Report selection 'C' ordered from Disbursement History will be a DRS426 - OMWBE CUSTOM REPORT SELECTED FROM DISBURSEMENT HISTORY. This is a report of transactions that meet the specified limiters criteria. The transactions will be sorted in the selected sort priority. (see Appendix C) If no sort priority is selected the transactions will be sorted in the following sort priority:

TIN,

Sub-object,

Vendor Name.

OMWBE REPORT REQUEST VIEW (OM.2)

(VIEW OMWBE MONTHLY REPORT REQUEST SELECTIONS)

=== AFRS =(OM.2)======OMWBE REPORT REQUEST VIEW ======C105V046 ===

TR: ______REPORTING FISCAL YEAR: 94 (FROM OM MENU) 9990

OMWBE MONTHLY REPORTS REQUESTED BY YOUR AGENCY FOR BIEN 95

REPORT REMOTE MON DISTRIB BILLING LAST

NUMBER TYPE COPY BURST PRINTER CYC AGY LOC AGENCY UPDATE

------

MWP686.. P 01 N ...... 3 9990 .. 9990 93-12-21

MWP687.. P 01 N ...... 3 9990 .. 9990 93-12-21

MWP690.. P 01 N ...... 3 9990 .. 9990 93-12-21

......

......

......

......

......

THIS IS A DISPLAY OF REPORTS SELECTED IN YOUR REPORT REQUEST FILE.

FOR THE SELECTED FISCAL YEAR. TO MAKE CHANGES, USE SCREEN RR.1

PF1=HELP, PF3=RETURN, PF12=MESSAGE, CLEAR=EXIT

This screen provides a view of the Report Request file for OMWBE report selections made for the selected fiscal year. The MWP686/687/688/689/690 reports are the only reports from the Report Request (RR) file that will be displayed on this screen. The displayed report numbers are those which are valid for the selected fiscal year.

NOTE:REPORT REQUEST ADDS, CHANGES, AND DELETES MUST BE MADE ON THE REPORT REQUEST SCREEN (RR.1).

REMINDER: Agencies can elect to report the reporting base (Part 1) and the exceptions to the base (Part 2) to OMWBE out of AFRS or DRS. The report numbers determine which system is the data source for the report. Please select monthly reporting out of either AFRS or DRS, but not both.

MWP686Reporting Base (Part 1)from AFRS

MWP687Exceptions to the Base (Part 2)from AFRS

MWP688Reporting Base (Part 1)from DRS

MWP689Exceptions to the Base (Part 2)from DRS

All agencies needing to report payments to sub-contractors can use the AFRS sub-contractor screen (see page 9) to add transactions for reporting these payments to OMWBE. If payment records are put into the sub-contractor file, they can be reported to OMWBE if the following report is put into the Report Request file:

MWP690Subcontractor Payments (Part 3)from Sub-contractor file

OMWBE SUB-CONTRACTOR ENTRY/UPDATE SCREEN (OM.3)

(ADD/CHANGE/DELETE OMWBE SUB-CONTRACTOR RECORDS)

=== AFRS ==(OM.3)===== OMWBE SUB-CONTRACTOR ENTRY/UPDATE SCREEN == C105V047 ===

TR: ______REPORTING FISCAL YEAR: 94 (FROM OM MENU) 9990 - 0001

FUNCTION: F (A=ADD, C=CHANGE, D=DELETE, F=FIRST, N=NEXT, P=PRINT,

S=CLEAR SCREEN FOR ADD)

------ESSENTIAL DATA ------

SUB-CONTRACTOR TIN: 111112222__

SUB-CONTRACTOR FIRM NAME: AL'S WIDGETS______

PRIME CONTRACT NO: T4______

SUB OBJ: EA

AMOUNT: 0000000780098 +/-: +

------OPTIONAL DATA ------

CURRENT PRIME PRIME

DOCUMENT NO VENDOR NO VENDOR NAME

33330000 44 0000004387 00 ANY PRIME VENDOR______

SUB-CONTRACT NO: W4563_____ PROGRAM: 044 SUB-PRGM: 22