State of Nebraska
REQUEST FOR PROPOSAL FOR CONTRACTUAL SERVICES FORM
RETURN TO:
Atten: Bob Storant
Department of Agriculture
301 Centennial Mall South, 4th Floor
Lincoln, NE 68508
Phone: 402-471-2341
Fax: 402-471-2759
BIDDER MUST COMPLETE THE FOLLOWINGBy signing this Request for Proposal For Contractual Services form, the bidder guarantees compliance with the provisions stated in this Request for Proposal, agrees to the terms and conditions unless otherwise agreed to (see Section III) and certifies that bidder maintains a drug free work place environment.
_____ I hereby certify that I am a Resident disabled veteran or business located in a designated enterprise zone in accordance with Neb. Rev. Stat. §73-107 and wish to have preference, if applicable, considered in the award of this contract.
FIRM:
COMPLETE ADDRESS:
TELEPHONE NUMBER: FAX NUMBER:
SIGNATURE: DATE:
TYPED NAME & TITLE OF SIGNER:
SOLICITATION NUMBER / RELEASE DATERFP 4699Z1 / May 5, 2014
OPENING DATE AND TIME / PROCUREMENT CONTACT
June 2, 2014, 2:00 p.m. Central Time / Bob Storant
This form is part of the specification package and must be signed in ink and returned, along with proposal documents, by the opening date and time specified.
PLEASE READ CAREFULLY!
SCOPE OF SERVICEThe State of Nebraska, Department of Agriculture is issuing this Request for Proposal, RFP Number 4699Z1 for the purpose of selecting a qualified Contractor to provide mediation services for the Farm Mediation Program.
Written questions are due no later than May 16, 2014, and should be submitted via e-mail to . Written questions may also be sent by facsimile to 402-471-2759 to the attention of Bob Storant.
Bidder should submit one (1) original of the entire proposal. Proposals must be submitted by the proposal due date and time.
PROPOSALS MUST MEET THE REQUIREMENTS OUTLINED IN THIS REQUEST FOR PROPOSAL TO BE CONSIDERED VALID. PROPOSALS WILL BE REJECTED IF NOT IN COMPLIANCE WITH THESE REQUIREMENTS.
1. Sealed proposals must be received in Department of Agriculture by the date and time of proposal opening indicated above. No late proposals will be accepted. No electronic, e-mail, fax, voice, or telephone proposals will be accepted.
2. This form “REQUEST FOR PROPOSAL FOR CONTRACTUAL SERVICES” MUST be manually signed, in ink, and returned by the proposal opening date and time along with bidder’s proposal and any other requirements as specified in the Request for Proposal in order to be considered for an award.
3. It is the responsibility of the bidder to check the website for all information relevant to this solicitation to include addenda and/or amendments issued prior to the opening date. Website address is as follows http://das.nebraska.gov/materiel/purchasing/rfp.htm
4. It is understood by the parties that in the State of Nebraska’s opinion, any limitation on the Contractor’s liability is unconstitutional under the Nebraska State Constitution, Article XIII, Section 3, and that any limitation of liability shall not be binding on the State of Nebraska despite inclusion of such language in documents supplied with the Contractor’s bid or in the final contract.
IMPORTANT NOTICE: Pursuant to §84-602, all state contracts in effect as of January 1, 2014 will be posted to a public website beginning July 1, 2014. Any non-proprietary, non-copyrighted information or other information not specifically excluded by §84-712.05 WILL BE POSTED FOR PUBLIC VIEWING.
TABLE OF CONTENTS
REQUEST FOR PROPOSAL FOR CONTRACTUAL SERVICES FORM i
TABLE OF CONTENTS ii
GLOSSARY OF TERMS v
I. SCOPE OF THE REQUEST FOR PROPOSAL 1
A. SCHEDULE OF EVENTS 1
II. PROCUREMENT PROCEDURES 2
A. PROCURING OFFICE AND CONTACT PERSON 2
B. GENERAL INFORMATION 2
C. COMMUNICATION WITH STATE STAFF 2
D. WRITTEN QUESTIONS AND ANSWERS 3
E. ORAL INTERVIEWS/PRESENTATIONS AND/OR DEMONSTRATIONS 3
F. SUBMISSION OF PROPOSALS 4
G. PROPOSAL OPENING 4
H. LATE PROPOSALS 4
I. REJECTION OF PROPOSALS 5
J. EVALUATION OF PROPOSALS 5
K. EVALUATION COMMITTEE 6
L. MANDATORY REQUIREMENTS 6
M. REFERENCE CHECKS 6
N. SECRETARY OF STATE/TAX COMMISSIONER REGISTRATION REQUIREMENTS 7
O. VIOLATION OF TERMS AND CONDITIONS 7
III. TERMS AND CONDITIONS 8
A. GENERAL 8
B. AWARD 9
C. COMPLIANCE WITH CIVIL RIGHTS LAWS AND EQUAL OPPORTUNITY EMPLOYMENT / NONDISCRIMINATION 10
D. PERMITS, REGULATIONS, LAWS 10
E. OWNERSHIP OF INFORMATION AND DATA 11
F. INSURANCE REQUIREMENTS 11
G. COOPERATION WITH OTHER CONTRACTORS 13
H. INDEPENDENT CONTRACTOR 14
I. CONTRACTOR RESPONSIBILITY 14
J. CONTRACTOR PERSONNEL 15
K. STATE OF NEBRASKA PERSONNEL RECRUITMENT PROHIBITION 16
L. CONFLICT OF INTEREST 16
M. PROPOSAL PREPARATION COSTS 17
N. ERRORS AND OMISSIONS 17
O. BEGINNING OF WORK 17
P. ASSIGNMENT BY THE STATE 18
Q. ASSIGNMENT BY THE CONTRACTOR 18
R. DEVIATIONS FROM THE REQUEST FOR PROPOSAL 18
S. GOVERNING LAW 19
T. ATTORNEY'S FEES 19
U. ADVERTISING 20
V. STATE PROPERTY 20
W. SITE RULES AND REGULATIONS 20
X. NOTIFICATION 21
Y. EARLY TERMINATION 22
Z. FUNDING OUT CLAUSE OR LOSS OF APPROPRIATIONS 23
AA. BREACH BY CONTRACTOR 23
BB. ASSURANCES BEFORE BREACH 24
CC. PENALTY 24
DD. FORCE MAJEURE 24
EE. PROHIBITION AGAINST ADVANCE PAYMENT 25
FF. PAYMENT 25
GG. INVOICES 26
HH. AUDIT REQUIREMENTS 26
II. TAXES 27
JJ. INSPECTION AND APPROVAL 27
KK. CHANGES IN SCOPE/CHANGE ORDERS 27
LL. SEVERABILITY 28
MM. CONFIDENTIALITY 28
NN. PROPRIETARY INFORMATION 29
OO. CERTIFICATION OF INDEPENDENT PRICE DETERMINATION/COLLUSIVE BIDDING 30
PP. PRICES 30
QQ. BEST AND FINAL OFFER 31
RR. ETHICS IN PUBLIC CONTRACTING 32
SS. INDEMNIFICATION 32
TT. NEBRASKA TECHNOLOGY ACCESS STANDARDS 33
UU. ANTITRUST 34
VV. DISASTER RECOVERY/BACK UP PLAN 34
WW. TIME IS OF THE ESSENCE 34
XX. RECYCLING 35
YY. DRUG POLICY 35
ZZ. EMPLOYEE WORK ELIGIBILITY STATUS 35
AAA. CERTIFICATION REGARDING DEBARMENT, SUSPENSION AND INELIGIBILITY 36
IV. PROJECT DESCRIPTION AND SCOPE OF WORK 37
A. PROJECT OVERVIEW 37
B. PROJECT ENVIRONMENT 37
C. PROJECT REQUIREMENTS 37
D. SCOPE OF WORK 38
E. TECHNICAL REQUIREMENTS 40
F. DELIVERABLES 41
V. PROPOSAL INSTRUCTIONS 43
A. TECHNICAL PROPOSAL SUBMISSION 43
B. COST PROPOSAL REQUIREMENTS 46
C. PAYMENT SCHEDULE 47
Form A Bidder Contact Sheet 48
Cost Proposal Summary for Contractor's Administrative Overhead for the Farm Mediation Program 49
Invoice for Reimbursement of Expenses Administrative Overhead 50
Cost Proposal Summary for Legal Counsel For the Farm Mediation Program 51
Invoice for Reimbursement of Expenses Legal Counsel 52
Cost Proposal Summary for Financial Counselors/Preparers for the Farm Mediation Program 54
Invoice for Reimbursement of Expenses Financial Counselor/Preparer 55
Cost Proposal Summary for the Mediators For the Farm Mediation Program 57
Invoice for Reimbursement of Expenses Mediators 59
Cost Proposal Summary for the Intake/Scheduling/Follow-up For the Farm Mediation Program 60
Invoice for Reimbursement of Expenses Intake/Scheduling/Follow-up 62
Mediation Intake/Scheduling and Follow-Up Log 63
iv
Revised: 12/06/2013
GLOSSARY OF TERMS
Acceptance Test Procedure: Benchmarks and other performance criteria, developed by the State of Nebraska or other sources of testing standards, for measuring the effectiveness of products or services and the means used for testing such performance.
Addendum: Something to be added or deleted to an existing document; a supplement.
Agency: Any state agency, board, or commission other than the University of Nebraska, the Nebraska State colleges, the courts, the Legislature, or any other office or agency established by the Constitution of Nebraska.
Agent/Representative: A person authorized to act on behalf of another.
Amend: To alter or change by adding, subtracting, or substituting.
Amendment: A written correction or alteration to a document.
Appropriation: Legislative authorization to expend public funds for a specific purpose. Money set apart for a specific use.
ARO: After Receipt of Order
Award: All purchases, leases, or contracts which are based on competitive proposals will be awarded according to the provisions in the Request for Proposal. The State reserves the right to reject any or all proposals, wholly or in part, or to award to multiple bidders in whole or in part. The State reserves the right to waive any deviations or errors that are not material, do not invalidate the legitimacy of the proposal, and do not improve the bidder’s competitive position. All awards will be made in a manner deemed in the best interest of the State.
Best and Final Offer (BAFO): In a competitive bid, the final offer submitted which contains the bidder’s (vendor’s) most favorable terms for price.
Bid/Proposal: The offer submitted by a vendor in a response to written solicitation.
Bid Bond: An insurance agreement, accompanied by a monetary commitment, by which a third party (the surety) accepts liability and guarantees that the vendor will not withdraw the bid.
Bidder: A vendor who submits an offer bid in response to a written solicitation.
Business: Any corporation, partnership, individual, sole proprietorship, joint-stock company, joint venture, or any other private legal entity.
Business Day: Any weekday, except State-recognized holidays.
Calendar Day: Every day shown on the calendar including Saturdays, Sundays and State/Federal holidays.
Cancellation: To call off or revoke a purchase order without expectation of conducting or performing it at a later time.
Collusion: An agreement or cooperation between two or more persons or entities to accomplish a fraudulent, deceitful or unlawful purpose.
Commodities: Any equipment, material, supply or goods; anything movable or tangible that is provided or sold.
Commodities Description: Detailed descriptions of the items to be purchased; may include information necessary to obtain the desired quality, type, color, size, shape or special characteristics necessary to perform the work intended to produce the desired results.
Competition: The effort or action of two or more commercial interests to obtain the same business from third parties.
Confidential Information: Unless otherwise defined below, “Confidential Information” shall also mean proprietary trade secrets, academic and scientific research work which is in progress and unpublished, and other information which if released would give advantage to business competitors and serve no public purpose (see Neb. Rev. Stat. §84-712.05(3)). In accordance with Nebraska Attorney General Opinions 92068 and 97033, proof that information is proprietary requires identification of specific, named competitor(s) who would be advantaged by release of the information and the specific advantage the competitor(s) would receive.
Contract: An agreement between two or more parties creating obligations that are enforceable or otherwise recognizable at law; the writing that sets forth such an agreement.
Contract Administration: The management of the contract which includes and is not limited to contract signing, contract amendments, and any necessary legal actions.
Contract Management: The management of day-to-day activities at the agency which includes and is not limited to ensuring receipt of deliverable(s), that specifications are met, handling meetings, and making payments to the contractor.
Contract Period: The duration of the contract.
Contractor: Any individual or entity having a contract to furnish commodities or services.
Cooperative Purchasing: The combining of requirements of two or more political entities to obtain advantages of volume purchases, reduction in administrative expenses or other public benefits.
Copyright: A property right in an original work of authorship fixed in any tangible medium of expression, giving the holder the exclusive right to reproduce, adapt and distribute the work.
CPU: Any computer or computer system that is used by the State to store, process, or retrieve data or perform other functions using Operating Systems and applications software.
Critical Program Error: Any Program Error, whether or not known to the State, which prohibits or significantly impairs use of the Licensed Software as set forth in the documentation and intended in the contract.
Default: The omission or failure to perform a contractual duty.
Deviation: Any proposed change(s) or alteration(s) to either the terms and conditions or deliverables within the scope of the written solicitation or contract.
Evaluation Committee: Committee(s) appointed by the requesting agency that advises and assists the procuring office in the evaluation of bids/proposals (offers made in response to written solicitations).
Evaluation: The process of examining an offer after opening to determine the vendor’s responsibility, responsiveness to requirements, and to ascertain other characteristics of the offer that relate to determination of the successful award.
Extension: Continuance of a contract for a specified duration upon the agreement of the parties beyond the original Contract Period. Not to be confused with ‘Renewal Period.’
Farm Mediation Act: The Farm Mediation Act, Neb. Rev. Stat. §§2-4801 to 2-4815.
Farm Mediation Clinics: Clinics are held each month at several sites across the state to provide farmers and ranchers with educational, one-on-one, confidential meetings with experts on financial matters, legal issues and the Farm Mediation Service.
Farm Mediation Program: The Nebraska Farm Mediation Program provides educational, counseling, and mediation services according to the Nebraska Farm Mediation Act to farm borrowers, lenders, landowners, and the United States Department of Agriculture to resolve disputes through mediation.
Financial Counselor/Preparer: An individual who has demonstrated an understanding of the legal and financial concepts involved in resolving financial disputes, is qualified in agricultural credit problems of borrowers and lenders, and who educates participants at Farm Mediation Clinics or in preparation for a mediation session. Financial counselors/preparers shall have extensive knowledge in determining ratios and developing net worth statements and cash flow analysis. The role of the financial counselor/preparer shall be that of advisor and educator and not that of advocate.
Free on Board (F.O.B.) Destination: The delivery charges are included in the quoted price and prepaid by the vendor. Vendor is responsible for all claims associated with damages during delivery of product.
Free on Board (F.O.B.) Point of Origin: The delivery charges are not included in the quoted price and are the responsibility of the agency. Agency is responsible for all claims associated with damages during delivery of product.
Foreign Corporation: A foreign corporation that was organized and chartered under the laws of another state, government, or country.
Installation Date: The date when the procedures described in ‘Installation by Contractor‘, and ‘Installation by State’, as found in the RFP, ITB (written solicitation) or contract are completed.
Late Bid/Proposal: An offer received after the Opening Date and Time.
Licensed Software Documentation: The user manuals and any other materials in any form or medium customarily provided by the contractor to the users of the Licensed Software which will provide the State with sufficient information to operate, diagnose, and maintain the Licensed Software properly, safely, and efficiently.