PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 01/2013

DATED: 11.01.2013

Reg:- OTS Policy for adjustment of small loan cases upto Rs.1.00 lac

The Board of Directors of the Corporation in its meeting held on

27.12.2012 has considered the Memorandum No.BD/772/2012 dated

12.09.2012 and resolved that the proposal contained therein be and is

hereby approved. It was further resolved that the Managing Director is

henceforth authorized to settle such small loan cases, at his own level.

All concerned may note.

Sd/-

(AJAY GUPTA)

DEPUTY GENERAL MANAGER

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 02/2013

DATED: 11.01.2013

Reg :- Re-imbursement claim received from State Govt. in Semfex &

TADA cases

The Board of Directors of the Corporation in its meeting held on

27.12.2012 has resolved as under:-

Considered the Memorandum No.BD/791/2012 dated 20.12.2012

and resolved that the recommendations/proposal, as contained

therein, beand is hereby approved.”

i)After adjusting the claim received from the State Govt. in TADA cases,the balance outstanding amount lying in the Memorandum account ofthese cases be reversed.

ii)In 134 Semfex cases where the borrower has paid the

Settlementamount and after crediting the claim received from the State Govt. thebalance outstanding amount lying in the Memorandum account inthese cases be reversed.

iii)45 no. Semfex cases where the borrower has not responded to anyOTS policy but the interest claim received from the State Govt. hasbeen credited in their account, no further interest is to be charged inthese cases till any decision for settling their loan account is taken bythe Corporation.

iv) 2 no. Semfex cases where the borrower has approached

theCorporation for settlement of their loan account under OTS

policy2009 and not deposited the Principal amount so far but after

creditingthe interest claim now received from the State Govt.

these 2 no.borrowers may be allowed to settle their account as per

OTS Policy2009.

All concerned may note.

Sd/-

(AJAY GUPTA)

DEPUTY GENERAL MANAGER

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 03/2013

DATED: 14.01.2013

Reg:- OTS Policy for units situated at Goindwal Sahib.

The Board of Directors of the Corporation in its meeting held on

27.12.2012 has considered the Memorandum No.BD/796/2012 dated

27.12.2012 and resolved that the last date of repayment in respect of

OTS cases of Goindwal Sahib settled in the Settlement Committee

held on 21/05/2012 and 17/07/2012, which at present is 21/02/2013

be and hereby extended upto 20/02/2014 alongwith applicable rate of

interest i.e. 12.5% to be paid in quarterly installments.

All concerned may note.

Sd/-

(AJAY GUPTA)

DEPUTY GENERAL MANAGER

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 04/2013

DATED: 14.01.2013

Reg:- Dispoal of Collateral Security

The Board of Directors of the Corporation in its meeting held on

27.12.2012 has considered the Memorandum No.BD/780/2012 dated

20.12.2012 and resolved that the suggestions contained therein be

and hereby are approved.

All concerned may note.

Sd/-

(AJAY GUPTA)

DEPUTY GENERAL MANAGER

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 05/2013

DATED: 21/01/2013

Reg:- One Time Settlement Policy (OTS) – 2009

The Board of Directors of the Corporation in its meeting held on

27.12.2012 has considered the Memorandum No.BD/790/2012 dated

19.12.2012 alongwith its enclosures and after detailed deliberations,

while discussing the OTS for borrowers of Border Districts, the Board

also felt that some reasonable One Time Settlement Policy be also

offered for the borrowers of other Districts of the State and after due

deliberations, it was decided to extend OTS-2009 Policy which was

notified vide notification dated 2.3.2009 and 10.12.2009 for the

borrowers of the other districts of the State to be valid upto

31.03.2013.

Besides two industrial units financed by the Corporation under

Semfex scheme, whose interest claim has also been received by the

Corporation, from the State Govt., be also covered under the OTS

2009 policy as applicable to the Transport Semfex cases.

All concerned may note.

Sd/-

(AJAY GUPTA)

DEPUTY GENERAL MANAGER

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 06/2013

DATED: 21.01.2013

Reg:- OTS Policy for units located in the Border Districts

The Board of Directors of the Corporation in its meeting held on27.12.2012

has considered the Memorandum No.BD/790/2012 dated19.12.2012

alongwith its enclosures and after detailed deliberations, it wasresolved to

approve the proposal for One Time Settlement Policy for the unitsof Border

Districts valid upto 27.03.2013.

All concerned may note.

Sd/-

(AJAY GUPTA)

DEPUTY GENERAL MANAGER

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 07/2013

DATED: 21.01.2013

Reg:- Accounting Policy concerning sale of Acquired Property -

Purchaser’s Account.

The Board of Directors in its meeting held on 27.12.2012 considered the

Memorandum No.BD/795/2012 dated 24.12.2012 and resolved as under:-

That in cases where the property was sold on deferred payment basis and

the possession was delivered on part payment, the purchaser account be

nullified after the property is resumed on account of default and resold to

another party to the debit/credit of the profit & loss account to the extent of

balance principal outstanding in purchaser account after adjusting the further

sale amount. The outstanding interest in the Memorandum account of the

purchaser be also reversed at that stage and any legal proceedings initiated by

the Corporation against such purchasers under Section 32(G) or civil suit, etc.

be withdrawn, as the account of such purchasers stands closed/nullified.

It was further resolved that the purchaser accounts in default which have

been resumed but are unsold, be kept alive till their further sale and consequent

upon the sale, these accounts will also be treated in the same manner as

detailed above.

It was further resolved by the Board that in cases where the Corporation has

filed FIR for misappropriation of sold properties and these FIRs are still pending,

the accounts of such cases be not adjusted in line with above decision and their

accounts be kept alive.

It was further resolved that the case where the properties have been sold but

the possession has not been delivered to the purchaser in view of the change in

sale policy, in case of non payment of the sale amount, the entire amount paid

by the purchaser be forfeited after nullifying the sale and be adjusted in

borrower’s account in terms of mortgage deed. It was also resolved that 6

number cases as per enclosed list wherein the Corporation has sold units and

recovered entire sale proceeds but certain expenses debited to these accounts

subsequently, could not recovered, the same be and are, hereby waived.

All concerned may note.

Sd/-

(S.S.BAINS)

MANAGING DIRECTOR

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 08/2013

DATED: 30.01.2013

Reg:- Conveyance charges for valuers

The Board of Directors of the Corporation in its meeting held on

27.12.2012 has considered the Memorandum No.BD/779/2012 dated

18.12.2012 and resolved that the revised conveyance charges for the

Valuersare as under:

a) For using their own car - Rs.5.50 per Km.

(as already approved by the BOD)

b) For using public conveyance/ - As being paid to the officersTaxi

with valid receipt of the Corporation.(including all taxes)

All concerned may note.

Sd/-

(S.S. BAINS)

MANAGING DIRECTOR

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 09/2013

DATED: 04.04.2013

Reg:- OTS Policy for units situated in Goindwal Sahib.

The Board of Directors of the Corporation in its meeting held on

25th March, 2013 has considered the Memorandum No.BD/803/2012 dated

08.02.2013 and resolved that the OTS Policy for units situated in the

Goindwal Sahib as notified by the State Govt. is and hereby extended upto

15th of May, 2013.

All concerned may note.

Sd/-

( AJAY GUPTA )

DEPUTY GENERAL MANAGER

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 10/2013

DATED: 04.04.2013

Reg:- OTS Policy for units located in the Border Districts and

OTS in remaining districts of the State.

The Board of Directors of the Corporation in its meeting held on

25th March, 2013 has considered the Memorandum No.BD/814/2013 dated

25.03.2013 and resolved that the last date for applying under two OTS

Policies of the Corporation i.e. one for Border Districts, which was valid upto

27.03.2013 and another one i.e. OTS Policy – 2009 for the remaining

districts of the State, which was valid upto 31.03.2013 is hereby extended

upto 15th of May, 2013.

All concerned may note.

Sd/-

( AJAY GUPTA )

DEPUTY GENERAL MANAGER

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 11/2013

DATED: 26/04/20`3

Reg:- Empanelment as Recovery Agents

- Recovery of loan cases where the Corporation has initiated

proceedings Under Section 32(G) of the SFCs Act.

The Board of Directors of the Corporation in its meeting held on 25th March,

2013 had considered the Memorandum No.BD/798/2013 dated 21.03.2013 and

resolved that the 9 nos. short listed Recovery Agents be sent an offer to work as

Recovery Agents for the Corporation for recovery from the cases where the

Corporation had initiated action under section 32(G) of the SFCs Act with a

remuneration of 6% of the actual recovery effected by them and further the same

shall be inclusive of all expenses. It was further resolved that the Recovery Agents,

who send their acceptance to the said offer within 15 days shall be empanelled.

The list of 5 short listed Recovery Agents, who have given their acceptance within

stipulated period are as under:-

Sr. No Name of the Recovery Agency

1. M/s Sarfaesi Solutions, 33, Edward Lane, G.T.B. Nagar, Kingsway

Camp, New Delhi – 110 009.

2. M/s Khushboo NPA Recoveries & Financials Activities Pvt. Ltd.,

SCO 394, Second Floor, Sector 20, Panchkula.

3. M/s Kuber Financial Services, 2466/4, Telian Street, Near Chhoti

Baradari,Patiala – 147 001

4. M/s PGA Professionals Ltd., SCO 2461, Sector 22-C, Chandigarh –

160 022.

5. M/s Tricon Group, 46/4, 1st Floor, Opp. UCO Bank, G.T. Road,

MOGA.

The details regarding job/functions for and on behalf of the Corporation on

the terms and conditions for empanelment of Recovery Agents are enclosed as per

Annexure. The power to allot the work relating to their respective cases shall vest in

the Heads of Division of M&FU Sections and the respective M&FU Section officers

shall coordinate with the Recovery Agents in respect of their cases.

All concerned may note.

Sd/-

(AJAY GUPTA)

DEPUTY GENERAL MANAGER

Annexure

Recovery of loan cases where the Corporation has initiated proceedings Under Section 32(G) of the SFCs Act.

SCOPE OF WORK

- Agency will assist in tracing the borrower, their latest assets as an Agent

of the Corporation, in full compliance with the procedure laid down under

the Rules.

- Agency will locate the assets other than the mortgager assets owned by

the borrowers/guarantors and collecting evidence to enable Corporation

to attach their assets.

- Agency will assist the Corporation in sending notice to the borrowers and

follow up collections in the shape of recovery.

- Agency will assist the Corporation in carrying out discrepancies &

negotiations for assessing at settlement with borrowers as per prevailing

policy/rules.

- Agency will assist the Special Authority / District Collector’s’ staff in

locating the borrowers his successors and guarantors in tracing the

addresses whereabouts and location of the assets owned by the

borrowers/guarantors.

- Agency will also assist in getting PAN No., date of birth, telephone

number of borrowers/guarantors.

- Agency will assist in any other investigation/recovery related job may be

entrusted, from time to time.

TERMS & CONDITIONS FOR RECOVERY AGENCY

- Agency will not engage any Sub-Agent for recovery.

- The list of NPA/32-G accounts will be allotted to Agency by the

Corporation in due course. Agency will use the information in utmost

confidence.

- Agency will be requested to contact the borrower and pursue him/her to

come to the Corporation for a settlement in the account with the

parameters of the Corporation’s existing policy. Agency are not

supposed to take resort to any coercive and unlawful means for effecting

recovery, so that the Corporation does not face any unwarranted litigation

and Corporation’s reputation is not impaired in any event. The

Corporation will not be in any way responsible or liable for any

illegal/unauthorized act committed by Agency in course of undertaking the

recovery work.

- Agency will have to submit monthly progress report to the Corporation, in

respect of recoveries made in the accounts allotted to them.

- If any criminal and / or legal action is taken against the Agency by any

person for Agency any action, Agency will be liable to defend their self

without looking for any relief from the Corporation and in case

Corporation is involved in such litigation due to any action of yourself,

Agency will be liable to reimburse the Corporation all the expenses

incurred and Corporation would be at liberty to deduct the same from the

fees payable to Agency.

- Agency will neither enter into any compromise with the borrower /

guarantor nor shall give anything in writing to the borrowers on behalf of

the Corporation.

- Agency will not accept any cash directly from the borrower /guarantor / 3rd

parties towards liquidation of loan or otherwise. The borrower / guarantor

is required to make deposits for liquidation of loan directly in the

Corporation’s Bank A/c.

- Agency will not part / disclose any confidential information pertaining to

the Corporation or the borrower / guarantor in respect of the account to

which Agency may have access during the course of engagement with

the Corporation.

- The Corporation reserves the right to discontinue Agency services as

Recovery Agent at any point of time, under due intimation to Agency.

- Agency shall allow any person authorized by the Corporation to access

documents, record of transaction and the necessary information given as

stored or processed by them, within a reasonable time.

- Please note that this is not any appointment of any kind in the

Corporation. This engagement will not give Agency any right to claim

continuation of Agency services as Recovery Agent on termination of

Agency engagement for any reason. Agency engagement is purely

outsourcing for recovery of Corporation’s dues from borrowers.

- In case of any breach of the above terms & conditions or any adverse

features on Agency part being observed by the Corporation at any time

during the currency of this arrangement and if the Corporation wants to

terminate the contact/arrangement at any point of time for any other

reason at the sole discretion of the Corporation, the Corporation will have

the right to terminate this arrangement/contract and Corporation’s

decision in this regard will be final and binding on Agency.

- The amount of recovery made in the entrusted cases shall be deposited

with the Corporation and no amount of recovery shall be kept by Agency

on behalf of the Corporation.

- Agency shall be governed by the rules and regulations of the Corporation

in force or to be framed from time to time.

- While performing duties under this agreement Agency should act in a

professional manner and take utmost care to ensure that no damage is

caused to the assets and Corporation is not exposed to any claims from

borrowers/guarantors/third parties.

- Agency will indemnify the Corporation against the cost, damages,

expenses, loss which may be incurred/suffered by the Corporation on

account of any action/inaction on Agency part while performing the

functions/job assigned to them. Agency shall keep the Corporation

harmless and indemnified if any of the assets are lost or damaged due to

action/inaction on Agency part or which will result in diminishing the

realizable value of the assets or which exposed the Corporation to claim

from the borrower/guarantor or any other party. Agency would be

required to execute an Indemnity Bond in this regard as per format

prescribed by the Corporation.

- Agency should not use Corporation’s logo or Corporation’s letterhead for

promoting Agency business interests.

- Agency will strictly adhere to and comply with the RBI guidelines/code for

Recovery Agents and will be entirely responsible for any consequences/

litigation due to non compliance of the said guidelines.

PUNJAB FINANCIAL CORPORATION: CHANDIGARH

(MANAGEMENT INFORMATION & STATISTICAL SECTION)

OFFICE ORDER

No. 12/2013

DATED: 11.07.2013

Reg:- Empanelment as Recovery Agents

- Recovery of loan cases where the Corporation has initiated

proceedings Under Section 32(G) of the SFCs Act.

In continuation with office order No.11/2013 dated 26/04/2013 the following two additional recovery agents out of the 9 short listed candidates have been empanelled for recovery of loan cases where the Corporation has initiated proceedings Under Section 32(g) of the SFCs Act, following their acceptance to the terms & conditions: -

Sr. No. Name of the Recovery Agency

1. M/s B & B Associates, Ludhiana.

2. Smt. Sukhdeep Kaur Josan, AdvocateDistt. Shri Mukatsar Sahib

The details regarding job/functions for and on behalf of theCorporation on the terms and conditions for empanelment of RecoveryAgents are enclosed as per Annexure. The power to allot the work relatingto their respective cases shall vest in the Heads of Division of M&FUSections and the respective M&FU Section officers shall coordinate with theRecovery Agents in respect of their cases.The complete list of all the recovery agents empanelled, so far, isenclosed as per Annexure.

All concerned may note.

Sd/-

(AJAY GUPTA)

DEPUTY GENERAL MANAGER

Annexure - I

Recovery of loan cases where the Corporation has initiatedproceedings Under Section 32(G) of the SFCs Act.

SCOPE OF WORK

- Agency will assist in tracing the borrower, their latest assets as an Agentof the Corporation, in full compliance with the procedure laid down underthe Rules.