/ Corporate Risk Management
Corporate Risk Assessment -Proposed Treatments to Reduce Future Risk Exposure

<Business Unit/School Risk Register

/

Last amended: <Date>

Risk No. : <#> / <Description of the corporate risk> / Risk owner: / <Enter the risk owners position>
Business Unit/School objective’s at risk: / <Identify if the objective is a strategic, operational or project objective>
<Provide a description of the objective> / Overall objective’s risk appetite: / <Enter the overall appetite approach for the collective objectives at risk
Causes responsible for exposing the University to this risk: / External:
Internal: /
  • <Cause 1>

Consequences we want to avoid if the risk was to occur: /
  • <Consequence 1>

Name of existing control: / Control type: / Control performance: / Authority over the control at UNE: / Responsibility for applying the control:
<Name of an existing control for this risk> / <Enter type> / <Enter rating> / <Enter business unit> / <Enter staff position>
Overall control environment performance rating: / <Enter rating> / Exposure to this level of corporate risk / ☐
☐ / Is acceptable
Is undesirable
Likelihood: / <Enter rating> / Impact: / <Enter rating> / Risk exposure level: / <Enter rating>
Trend in our exposure to this corporate risk: / <Enter trend>
Are There Proposed Treatments? / ☐
☐ / Yes (#)
No / Explanation for untreated exposure to an undesirable risk:
A16/2322: RISK MANAGEMENT RESOURCES - D16/90019 / Page 1 of 4
/ Corporate Risk Management
Corporate Risk Assessment -Proposed Treatments to Reduce Future Risk Exposure

<Business Unit/School Risk Register>

/

Last amended: <Date>

Risk No. : <#> / <Description of the corporate risk>
Risk Owner: / <Enter the risk owners position> / Overall control environment performance rating: / <Enter rating>
Risk Exposure Level: / <Enter level> / Trend in our exposure to this corporate risk: / <Enter trend>
Risk Treatment No. : <#.1> / <Name of the treatment for this risk>
Purpose of the corporate risk treatment: / ☐
☐
☐ / Enhance
Avoid
Share / <Identify the existing control the treatment is improving; or the new control the treatment will become; or the cause the treatment will avoid>
<Provide detail on how the treatment will fulfil its purpose>
Are all approvals in place? / <Yes, No, Partially> / Due date: / <Enter date>
Is all the funding in place? / <Yes, No, Partially> / Authority over the treatment at UNE: / <Enter business unit>
Status: / <Enter status> / Responsibility for applying the treatment to this risk: / <Enter staff position>
Risk Treatment No. : <#.2>
Purpose of the corporate risk treatment: / ☐
☐
☐ / Enhance
Avoid
Share
Are all approvals in place? / Due date:
Is all the funding in place? / Authority over the treatment at UNE:
Status: / Responsibility for applying the treatment to this risk:
Risk Treatment No. : <#.3>
Purpose of the corporate risk treatment: / ☐
☐
☐ / Enhance
Avoid
Share
Are all approvals in place? / Due date:
Is all the funding in place? / Authority over the treatment at UNE:
Status: / Responsibility for applying the treatment to this risk:
A16/2322: RISK MANAGEMENT RESOURCES - D16/90019 / Page 1 of 4
/ Corporate Risk Management
Corporate Risk Assessment -Proposed Treatments to Reduce Future Risk Exposure

<Business Unit/School Risk Register>

/

Last amended: <Date>

Objective / Risk Exposure / Future Treatments
Objective at Risk: / Objective Risk Appetite: / Corporate Risk Description: / Control Environment Performance: / Risk Exposure Level: / Evaluation of Exposure Level: / Comment by Risk Owner: / Number of Proposed Treatments / Treatments
with all Approvals / Treatments with full Funding
<Description of the objective at risk / <Enter the objectives risk appetite / <#.> <Description of the corporate risk> / <Enter rating> / <Enter rating> / <Acceptable, Undesirable> / Enter risk owners comment>
<Enter the risk owners position> / # / Yes (#)
No (#) / Yes (#)
No (#)
A16/2322: RISK MANAGEMENT RESOURCES - D16/90019 / Page 1 of 4