An Explanation of Procedural Safeguards

Parental Rights

under the

Individuals with Disabilities Education Act

(Special Education)

South Dakota Office of Special Education

July, 1999

This document was developed in accordance with the final regulations under Part B of IDEA. It is subject to revision based upon the final state rules under ARSD 24:05, Special Education.

An Explanation of Procedural Safeguards
This document contains the rights afforded to parents of children in need of special education or special education and related services. Please review them carefully and if you have questions, contact any of the organizations listed at the end of this document or contact your local school district’s superintendent or designee.
Prior Notice

You will be notified in writing if the district proposes or refuses to change your child’s special

education program. The notice must be understandable. You must receive notice of

placement committee meetings 5 (five) days prior to the meeting being held.

The district must provide you with written notice whenever they propose to initiate or change or refuse to initiate or change the identification, evaluation or educational placement of your child or the provision of a free appropriate public education to your child. If parental consent is required as part of the action proposed by the district, the district may give notice at the same time your consent is being requested.

The notice must include:

1. a full explanation of all the procedural safeguards available to you;

1. a description of the action proposed or refused by the district;

1. an explanation of why the district proposes or refuses to take the action;

1. A description of any other options that the district considered and the reasons why those options were rejected;

1. A description of each evaluation procedures, test, record, or report the district used as a basis for the proposed or refused action; and
2. a description of any other factors that are relevant to the district’s proposal or refusal.

A copy of the procedural safeguards will be given to you at a minimum-

1. upon initial referral for evaluation;

1. upon each notification of an IEP meeting;

1. upon reevaluation of your child; and

1. upon making a request for a due process hearing.

Definitions

“Consent” means that the parent has been fully informed of all information relevant to the activity for which consent is sought, in his or her native language, or other mode of communication. The parent understands and agrees in writing to the carrying out of the activity for which his or her consent is sought, and the consent describes that activity and lists the records (if any) that will be released and to whom; and the parent understands that the granting of consent is voluntary on the part of the parent and may be revoked at any time.

If a parent revokes consent, that revocation is not retroactive (i.e., it does not negate an action that has occurred after the consent was given and before the consent was revoked).

“Evaluation” means procedures used in accordance with federal regulations of procedures for evaluations and determination of eligibility to determine whether a child has a disability and the nature and extent of the special education and related services that the child needs.

“Personally identifiable” means that information includes-

1. the name of the child, the child’s parent, or other family member;

1. the address of the child;

1. a personal identifier, such as the child’s social security number or student number; or

1. a list of personal characteristics or other information that would make it possible to identify the child with reasonable certainty.

Parental Consent

Your written permission is required before your child

is initially evaluated, reevaluated, or placed in special education.

The district must obtain your informed consent before your child is initially evaluated, reevaluated or initially placed into a program providing special education and related services. In conducting reevaluations, informed parental consent need not be obtained if the district can demonstrate that it has taken reasonable measures to obtain parental consent and the parent has failed to respond. To meet the “reasonable measures” requirement, the district must have a record of its attempts to obtain parental consent, such as:

1. Detailed records of telephone calls made or attempted and the results of those calls;
2. Copies of correspondence sent to the parents and any responses received; and
3. Detailed records of visits made to the parent’s home or place of employment and the results of those visits.

Parental consent for evaluation shall not be construed as consent for placement into a special education program.

The district may initiate an impartial due process hearing or mediation to determine if the child may be evaluated, reevaluated or initially provided special education and related services without parental consent. If the district does so, and the hearing officer upholds the district, the district may evaluate, reevaluate or initially provide special education and related services to the child without the parent’s consent, subject to the parent’s rights under administrative appeal.

Parental consent is not required before:

1. Reviewing existing data as part of an evaluation or reevaluation; or
2. Administering a test or other evaluation that is administered to all children unless, before administration of that test or evaluation, consent is required of parents of all children.

A district may not use a parent’s refusal to consent to one service or activity under this section to deny the parent or child any other service, benefit, or activity of this public agency, except as required by state rule.

Independent Educational Evaluation

If you disagree with the school’s evaluation of your child, you can request an

independent evaluation (IEE). This type of evaluation is one which is conducted by a

qualified person who is not employed by the school district.

An independent educational evaluation means an evaluation conducted by a qualified examiner who is not employed by the district responsible for the education of your child. Public expense means that the district either pays for the full cost of the evaluation or ensures that the evaluation is otherwise provided at no cost to the parent. At your request for an IEE, the district will provide you with information about where an IEE may be obtained, and the district criteria applicable for independent educational evaluations.

You have the right to an independent educational evaluation at public expense if you disagree with an evaluation obtained by the district. If you request an independent educational evaluation at public expense, the district must, without unnecessary delay either initiate a hearing to show that its evaluation is appropriate or insure an independent educational evaluation is provided at public expense unless, through the hearing process, the district demonstrates that the evaluation obtained by the parent did not meet district criteria. If the district initiates a hearing and the final decision is that the districts evaluation is appropriate, you still have the right to an independent educational evaluation, but not at public expense.

If you request an independent educational evaluation, the district may ask you for the reason why you object to the public evaluation. However, the explanation by you may not be required and the district may not unreasonably delay either providing the independent educational evaluation at public expense or initiating a due process hearing to defend the public evaluation.

If you obtain an independent educational evaluation at private expense, the results of the evaluation must be considered by the district, if it meets district criteria, in any decision made with respect to the provision of a free appropriate public education to your child. The results of the evaluation may be presented as evidence at a hearing under this state rule regarding your child.

If a hearing officer requests an independent educational evaluation as part of a hearing, the cost of the evaluation must be at public expense.

If an independent educational evaluation is at public expense, the criteria under which the evaluation is obtained, including the location of the evaluation and the qualifications of the examiner must be the same as the criteria that the district uses when it initiates an evaluation to the extent those criteria are consistent with the parent’s right to an independent educational evaluation. Except for the criteria described above, the district may not impose conditions or timelines related to obtaining an independent educational evaluation at public expense.

Opportunity to Examine Records;
Parent Participation in Meetings

As the parent of a child in need of special education or special education and related services,

you have the right to see all education records pertaining to your child.

You must be invited to meetings where the identification, evaluation or placement of your

child is discussed. You must also be invited to participate in meetings held where there

is discussion regarding the provision of a free appropriate public education for your child.

As a parent of a child with a disability, you must be afforded the opportunity to inspect and review all education records that relate to the identification, evaluation and educational placement of your child, and the provision of a free appropriate public education for your child. You must be afforded the opportunity to participate in meetings that pertain to the identification, evaluation and education placement of your child, and the provision of a free appropriate public education to your child.

The district shall provide notice to you which ensures that you have the opportunity to participate in meetings. The notice will inform you of the purpose, time, and location of the meeting, who will be in attendance, and your ability to invite other individuals who have knowledge or special expertise about your child. The term “meetings” does not include informal or unscheduled conversations involving district personnel and conversations on issues such as teaching methodology, lesson plans, or coordination of service provision, if those issues are not addressed in your child’s IEP. The term “meetings” also does not include preparatory activities that district personnel engage in to develop a proposal or response to a parent proposal that will be discussed at a later meeting.

The district shall ensure that you are members of any group that makes decisions on the educational placement of your child. If neither parent can participate in a meeting in which a decision is to be made relating to the educational placement of your child, the district shall use other methods to ensure their participation, including individual or conference telephone calls, or video conferencing.

To ensure your involvement in placement decisions, the district shall afford you the opportunity to participate in meetings including:

1. Notifying you of the meetings early enough to ensure that you will have an opportunity to attend; and
2. Scheduling the meeting at a mutually agreed on time and place.

A placement decision may be made by a group without your involvement, if the district is unable to obtain your participation in the decision. In this case, the district must have a record of its attempt to ensure your involvement, including information that is consistent with the requirements of parent participation in meetings. (i.e., records of telephone calls, correspondence, and home visits)

The district shall make reasonable efforts to ensure that you understand and are able to participate in any group discussion relating to the educational placement of your child, including arranging for an interpreter for parents with deafness or whose native language is other than English.

Access to Educational Records

You have the right to see or request copies of all your child’s school records. If you disagree with items in the records, you can request that they be changed or removed.

Definitions as used in this section -

“Destruction” means physical destruction or removal of personal identifiers from information so that the information is no longer personally identifiable.

“Education records” means the type of records covered under the definition of “education records” in 34 CFR part 99 (the regulations implementing the Family Educational Rights and Privacy Act of 1974).

“Participating agency” means any agency or institution that collects, maintains, or uses personally identifiable information, or from which information is obtained, under Part B of the IDEA.

The Office of Special Education shall give notice that is adequate to fully inform parents about the requirements of the confidentiality of personally identifiable information, including:

1. a description of the extent that the notice is given in the native languages of the various population groups in the state;

1. a description of the children on whom personally identifiable information is maintained, the types of information sought, the methods the state intends to use in gathering the information (including the sources from whom information is gathered), and the uses to be made of the information;

1. a summary of the policies and procedures that participating agencies must follow regarding storage, disclosure to third parties, retention, and destruction of personally identifiable information; and

1. a description of all rights of parents and children regarding this information, including the rights under the Family Educational Rights and Privacy Act of 1974, and implementing regulations in 34 CFR part 99.

Before any major identification, location, or evaluation activity, the notice must be published or announced in newspapers or other media or both, with circulation adequate to notify parents throughout the state of the activity.

The district must permit you to inspect and review any education records relating to your child which are collected, maintained or used by the district for the purposes of providing special education. The district must comply with your request without unnecessary delay and before any meeting regarding an individualized education program (IEP), hearing relating to discipline or hearing relating to the identification, evaluation, or education placement of your child or the provision of a free appropriate public education to your child. The district may not take more than 45 days to comply after the request has been made.

Your right to inspect and review records under this section includes:

1. the right to a response from the district to reasonable requests for explanations and interpretations of the records;

1. the right to request that the district provide copies of the records containing the information if failure to provide these copies would effectively prevent you from exercising your right to inspect and review the records;

1. the right to have your representative inspect and review the records.

The school district may presume that you have authority to inspect and review records relating to your child unless the district has been advised that the parent does not have the authority under applicable State law governing such matters as guardianship, separation, and divorce.

The district must keep a record of parties obtaining access to the record collect, maintained or used under special education (except access by you or authorized school personnel) including the name of the party, the date access was given and the purpose for which access to the records was given to the party.

If any education records include information on more than one child, the parents of those children have the right to inspect and review only the information relating to their child or to be informed of that specific information.

The district shall provide parents, upon request, a list of the types of records and the locations of those records collected, maintained and used by the district.

A fee may be charged by the district for copies of records that are made for parents, if the fee does not effectively prevent the parents from exercising their right to inspect and review those records. The district may not charge a fee to search for or retrieve information.

Except as to disclosures addressed in “Discipline” for which parental consent is not required by FERPA, your consent must be obtained before personally identifiable information is disclosed to anyone other than officials of the district collecting or using the information for the purposes of the provision of special education, or is used for any other purpose than meeting a requirement of special education.

The school district may not release information from education records subject to FERPA (Family Educational Rights and Privacy Act) 34 CFR part 99 to participating agencies without parental consent unless authorized to do so under FERPA.

If the parents refuse consent for the release of personally identifiable information to a third party, the district may proceed with the due process hearing procedures in an effort to obtain the desired information.

The district shall protect the confidentiality of personally identifiable information at collection, storage, disclosure and destruction stages. One person at the district shall assume responsibility for ensuring the confidentiality of any personally identifiable information. All persons collecting or using personally identifiable information must receive training or instruction regarding the State’s policies and procedures regarding confidentiality of personally identifiable information and FERPA. The district shall maintain, for public inspection, a current listing of the names and positions of those employees within the district who may have access to personally identifiable information. The district shall inform you when personally identifiable information collected, maintained or used for special education and related services is no longer needed to provide educational services to your child. The information must be destroyed at your request, however, a permanent record of your child’s name, address, phone number, his or her own grades, attendance record, classes attended, grade level completed and year completed may be maintained without time limitation.

The Office of Special Education shall provide policies and procedures regarding the extent to which children are afforded rights of privacy similar to those afforded to parents, taking into consideration the age of the child and type or severity of disability. In addition, the Office of Special Education shall provide polices and procedures, including sanctions that the State uses to ensure that its policies and procedures are followed and that the requirements of the IDEA and its implementing regulations are met.