Name:Gabriela Antoniou

Address:Kedron 22A, 4105, Ay. Athanasios, Limassol

Contact:99 937 333,

Date of Birth:08/05/1976

Nationality:Czech Republic

  1. Work Experience
  1. Head of Compliance and Company Secretary

Saxo Capital Markets CY Ltd (a wholly owned subsidiary of Saxo Bank A/S)

Covering the role of Compliance Officer, AMLCO

(July 2014 – August 2015)

Preparation and timely delivery of all necessary reports to the CySec and Denmark Headquarters

Creating Client Agreements, IB Agreements, Application forms, Agreements with service providers

Monitoring and assessment of the correct and effective implementation of the policies, measures, procedures and controls in compliance with applicable local and European legislation

Ensuring of compliance with license of the Cyprus Securities and Exchange Commission (CySec)

Risk management obligations of the Company

Creating and updating AML and IOM manuals

Liaising with internal and external auditors

All duties related to the requirements of money laundering prevention

Training Company staff to ensure they are up to date with relevant laws, rules and regulations;

Creation and implementation of the “know your client” policy of the Company;

Categorization of clients according to the applicable law and the Company’s client classification policy

Response to all requests and requirements from CySec

MiFID, MiFIR, EMIR implementation

All duties of Company Secretary in relation to Registrar of Companies and Board of Directors duties

  1. Compliance Assistant

ForexTime Ltd

(March 2013 –June 2014)

Duties:

Ensuring all company operation is compliant with legal framework – current legislation, all new circulars and announcements of the regulator

Monthly cash statements, MOKAS reports, Compliance/AML reports

Internal procedures/manual

Tied Agent, Rep offices applications

Monitoring plan, Business continuity plan

Client complaints (handled by Company, or received from CySEC)

CIF electronic record (TRS reports)

AML staff training

KYC policy, approving of large deposits/withdrawals

Marketing material approvals (online and offline), website content

  1. Assistant Money Laundering Compliance Officer

Atlas Capital Financial Services (ACFX)

(December 2009 – March 2013)

Duties:

Responsible for internal AML procedures as per applicable legal framework

Reporting to MOKAS
Regular reports to CySec
Approving KYC documents, credit card copies
Handling a large portfolio of Italian and Asian clients
Dealing with existing and potential clients' queries
Opening clients' trading accounts
Co-operating with IT department on creating internal software for clients registrations and data filing
Translations of website/banners to Italian

  1. Business Administrator

Private Client Portfolio Ltd, Limassol

(December 2006 – November 2009)

Duties:

Handling new business applications
AML documentation checks
Handling brokers and clients' queries (new and existing)
Fund prices performance calculations
Applications for investments of funds into underlying funds
Office administration

  1. Business Administrator

Ametron Consultants Ltd

(May 2002 – December 2006)

All secretarial and administrative duties within a busy and active brokerage (share certificates, day to day administration, dealing with clients face to face and over the telephone, tailoring proper solution to their needs and requirements)

  1. Education

2015-2018- Business Management and Corporate Finance & Bachelor of Science in Business Administration from the Prague University of Finance and Administration

1993 -1997-Goethe Institute, Prague, BSc Languages. ‘German, English’

1990 -1993 – State Language School, Prague -Degree in Languages

  1. Languages:

English, German, Greek, Serbo-Croatian-Fluent

Italian & Czech - Native

Russian-Limited working proficiency

  1. Continuous professional training and seminars:
  2. The Risk Management in the Financial Services Sector Conference on the 20th of May 2015;
  3. How FATCA Affects Cyprus Based Financial Institutions on the 8th of July 2015;
  4. MiFID II and MiFIR: Preparing for Tomorrow on the 4th of December 2014;
  5. Continuous Professional Training for Persons Registered in the Public register of the Cyprus Securities and Exchange Commission on the 24th and 31st of October 2014.
  6. MiFID 2014 on 5 August 2014;
  7. Anti-Money Laundering and Counter Terrorist Financing 2014 on 1 August 2014;
  8. Market Abuse 2013/14 on 28 July 2014;
  9. Anti-Money Laundering: Analysis of the CySEC Requirements on 17 October 2013;
  10. Freedom to provide investment services and/or perform investment activities in a third country on 27 September 2013;
  11. Continuous Professional Training for Persons Registered in the Public register of the Cyprus Securities and Exchange Commission on the 13th and 14th of September 2013;
  12. Money Laundering & Terrorism Financing: An Advanced Approach on 25 January 2012;
  13. Two-Day Open Training Seminars for Employees of Cyprus Investment Firms on the 5th and the 12th of November 2011; and
  14. Prevention of Money Laundering on 3 & 4 November 2011.
  1. References

Reference letters are available upon request