1.Membership Type

1.1 Full Power Trading YES NO

Full trading rights to the Spot & Forward Power Markets, and the APX Power UK Auction. Includes Broker OTC Give-up service for Power

1.2 ECV Notification Service YES NO

Backup notification service for OTC Member Trades

1.3 View-Only Access (Power) YES NO

Non-trading rights to view the Spot Power Markets, and the APX Power UK Auction

2.Person Completing Form

Name:

Job Title:

Telephone:

Fax:

E-mail:

Postal Address:

3.Company Details

3.1State (a) full legal name and (b) trading name (if different):

3.2 State registered office address, and telephone number:

Registered Address:

Company Registration number:

Telephone:

Fax:

3.3 Company VAT number:

3.4 Bank details for (Sterling) energy settlement funds transfers:

Bank Account Name:

Bank Account Number:

IBAN:

Bank Name:

Bank Address:

SWIFT Address:

3.5 Please select your preferred method of security from the following security options:

Stand By Letter of Credit (Issuer at least Rated “A”)
Cash Deposit

3.6State if the new Member is regulated for financial services or banking business:

Yes No

If yes, please state by who it is regulated and registration number:

3.7State if the new Member is a publicly quoted company on the London Stock Exchange, or any other stock exchange.

Yes No

If yes, please state which exchange(s):

3.8State if a group parent or other consolidated affiliate of the new Member is a publicly quoted company on the London Stock Exchange, or any other stock exchange.

Yes No

If yes, please name the parent or affiliate, and state which exchange(s):

3.9State if new Member has been granted a formal credit rating:

Yes No

If yes, please state rating and provider:

3.10Please confirm if the new member is an established trading or brokerage firm which has been trading related energy products for more than 12 months.

Yes No

Please give business rationale for entering one or more of APX Commodities Ltd Markets (please provide any supporting documents necessary).

Business Rationale:

4.Ownership Structure

4.1 Name of ultimate parent company

Name / Country / Registration No. / Credit rating

4.2List any beneficial owner with at least a 25% stake holding in the ultimate parent company.

Name / Percentage Holding (%) / Address

4.3 List Names of all Directors:

Name / Department

5.Power Trading Information

5.1State if the new Member is a trading party for the purposes of the Balancing and Settlement Code.

Yes No

5.2State name(s) of any relevant brokers for purposes of Broker OTC Give-up Service for Power

trades:

6. User Interface Login / System Information for Power Trading

6.1For new Power UK Members, please confirm BSC Party ID to be used for the purposes of power notification:

6.2Please confirm Energy Account(s) to be used

Production:

Consumption:

6.3State if the new Member would prefer to log on using a EuroLight Digipass or using password accounts.

Digipass Password

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6.4 Active Power Trading individuals: (Please type ‘X’ in each desired cell).

Name

/ Spot /
Prompt Trading / Auction Trading / OTC Give-Up / OTC Bilateral Trades / ECVNA Notification / E-mail Address / Instant Messenger ID / Telephone

6.5View Only Power Trading individuals: (Please type ‘X’ in each desired cell).

Name

/ Spot/
Prompt Trading / Auction Trading / OTC Give-Up / OTC Bilateral Trades / ECVNA Notification / E-mail Address / Instant Messenger ID / Telephone

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7.ECV Notification Service Information

7.1 ECV Notification Counterparty Authorisations

From Energy Account Details / To Energy Account Details

8. Additional License Information

8.1State if the new member holds any other OFGEM licence relevant to the trading of UK electricity (e.g. distribution, generation, interconnector, supply, transmission).

Yes No

If yes, please indicate type(s) of licence:

9. General System Information

9.1 Trading Desks telephone number(s) (24 Hour contacts required): Please specify area of responsibility:

Name / Clearing / Power / E-mail Address / Telephone

9.2 Contacts for Operational Notices (Planned Outages, Clock change information):

Name / Clearing / Power / E-mail Address / Telephone

9.3Contacts for Important Trading and/or Clearing Updates:

Name / Clearing / Power / E-mail Address / Telephone

9.4 System Administrators[1] who are the Authorising Manager(s) for setting up new Logins:

(Please type ‘X’ in each desired cell).

Name

/ Authorised for Power Traders / E-mail Address / Telephone

9.5 Contact details for individual(s) responsible for APX Market Data Ownership on our FTP Server:

Name / Title / E-mail Address / Telephone

10.Settlement

10.1Individuals requiring APX Back-Office website access:

Name / Title / E-mail Address / Telephone

11.Key Contacts

Please notify us when there are changes in this information, so that we may keep our records current. All information is treated as confidential.

Name / E-mail Address / Telephone
Membership Agreement Signatory
APX Rules Modifications
Director for Energy Trading
Prompt and Futures Trading Manager
Risk Manager
CFO or Finance Director
Payment and Settlements Manager
IT Manager
Order and Trade Capture contact
Compliance Officer
24hr Trading Desk
Commercial Contact

Director Approval

Signed:
Name:
Date:

Please Note that APX Commodities Ltd reserves the right to publicly mention all recently joined members on our website and within our annual reports. A new member may state to remain anonymous by sending in a letter requesting this, prior to joining.Please use the documentation checklist to ensure complete information is provided. All applicants are subject to Regulatory due diligence in order to accede to markets provided by APX Commodities Ltd.

REGISTRATION - DOCUMENTATION CHECK-LIST

Please ensure that you have provided all the information listed below along with your completed registration form

APX Commodities Registration Form
APX Commodities Membership Agreement / (in two-fold)
Escrow Agreement
Collateral placed in the form of Cash or Letter of Credit
BSCP71 Form (please contact your Account Manager if you do not have this form) / (in three-fold)
Position Limit Form (please contact your Account Manager if you do not have this form)

Other documentation required:

Extract of the Chamber of Commerce
Articles of Association
Certificate of Incorporation
Audited Financial Statements for the last two years belonging to the entity signing the Agreement
List of ultimate beneficial owners whose share exceeds 25%
Shareholders chart
Certified Passport copies of individuals signing the Agreements
Passport copies of any Ultimate Beneficial Owners who hold over 25% of entity signing the Agreement
Power of Attorney of individuals signing the Agreements
Ultimate Beneficial Owners declaration

APX Commodities Limited / Registered Office: Ergo Building /Mere Way/ Ruddington Fields /Nottingham/ NG11 6JS

Registered in England No. 03751681 / VAT Registration No: GB 728 4155 27

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[1]The System Administrator is authorised for the following requests (new services and cancellation and amendments of existing services: trader registrations, EuroLight accounts, back officewebsite account, new markets to an account, segments and position accounts to EuroLight accounts, hard trading limits to EuroLight accounts, appoint System Administrators, change toposition limits, information requests, data services.