Date :
Time :
Points :
Fee :
Level : / Saturday, 24 September 2016
9:30 am – 12:45 pm
3 CPD points
HK$990
Elementary level, for delegates who do not have prior knowledge of the subject area / Language :
Venue : / English
Joint Professional Centre
Unit 1, G/F.,
The Center, 99 Queen’s Road Central, Hong Kong
About the course:
The course will cover the following issues:
·  Regulatory environment
·  Dealings in Securities/Assets
·  Financial Reporting
·  Disclosure
·  Code on Takeovers and Mergers and Share Repurchases
·  Transactions undertaken by Listed Companies
·  Companies Ordinance and amendments
·  Corporate Governance
·  Sanctions for non-compliance
·  Recent Developments in relation to connected transactions and disclosure of price-sensitive information
Course objective:
The course introduces the issues facing companies which are listed on the Hong Kong Stock Exchange in terms of compliance with legislation as well as regulatory codes and rules.
About the presenter:
Julianne Doe, Partner, Dentons
Ms. Doe is a Partner of Dentons. She is a well-known conference speaker whose practice focuses on the corporate finance and commercial areas, and she has acted for financial advisers and companies on a large variety of public company and securities related matters. Such matters include equity issues for flotation of companies on the Hong Kong Stock Exchange, corporate restructurings, mergers and acquisitions, private placing of public company shares, schemes of arrangement in corporate redomiciliations and rescues, privatisations, and compliance and regulatory issues. She has spoken at many seminars in Hong Kong and mainland China, and has written a number of articles published in local and overseas legal journals.
Ms. Doe was a member of the Hong Kong Law Society’s Securities Law Committee from 2000 to 2011, and is also a council member of the Federation of Women Lawyers and chairs the Federation’s Securities and Finance Committee. She is a Fellow of the Hong Kong Institute of Directors.
Enrolment Conditions:
1.  Enrolments will be accepted on a first-come first-served basis.
2.  Places cannot be reserved by facsimile. Registrations will only be accepted upon full payment of the course fee and receipt of the registration form.
3.  If you cannot attend a booked course, written notification must be received by the Academy at any time before the date of the booked course and then you may either: 1. transfer your booking to a replacement delegate; or 2. transfer, up to 3 times, your booking to another Academy course of same value within 6 months of your written notification. If you still cannot attend the booked course after you have utilised the 3 transfers of your booking, no further transfers will be allowed and the course fees paid will be forfeited unless notice of cancellation is received in accordance with the cancellation policy.
4.  Notice of cancellation of a booking must be given so that it reaches the Academy not less than seven (7) days before the date of the course and is subject to an administration fee. This fee is presently set at HK$100. Cancellations received after this time will not be accepted - the registration fee will remain payable and shall under no circumstances be refunded. Registrations are transferable to another person at any time before commencement of the course provided that the Academy is notified in advance.
5.  If the course becomes full and you wish to have your name entered onto the waiting list of this course, please complete the enrolment slip and return it to the Academy together with the payment of the appropriate course fee. You will be notified before the date of the course if we are able to offer you a place at the course. A registrant whose enrolment is unsuccessful will receive a refund of the appropriate course fee.
6.  Please click here for the Bad Weather Policy.
7.  Please click here for the CPD Attendance Policy which applies to those who wish to claim CPD points from the Law Society of Hong Kong.
8.  The Hong Kong Academy of Law reserves the right to alter the contents, speaker(s) or otherwise of this course, or cancel this course.
Enrolment Slip:

Re: Corporate Compliance Issues for Listed Companies, Saturday 24 September 2016 (240916A)

To: Hong Kong Academy of Law, 3rd Floor, Wing On House, 71 Des Voeux Road Central, HK
(Attention: Ms. Hailey Luk / Ms. Vanessa Chan - Tel: 2846 0587 / 2846 0585)

Name: Mr./Ms.

(full name as on identity card or practising certificate or trainee solicitor contract)

Occupation: I am (please tick as appropriate)

a Solicitor a Barrister a Trainee Solicitor

(others, please specify) :

Solicitor No: Year of admission: Trainee: First/Second year (if applicable)

(if applicable) (if applicable)

Company/Firm: Position:

Address:

Email: Tel: Fax:

I enclose a cheque made payable to “Hong Kong Academy of Law Limited” for $ _ _ in payment for the above course.

I have read and accepted the Enrolment Conditions attached to the course flyer.

Signature: Date:

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