Charles Smith, Executive Commissioner
Request for Applications (RFA)
For
Project for Assistance in Transition from Homelessness (PATH)
RFA No. HHS0000433
Date of Release: March 23, 2018
Responses Due: April 23, 2018
Class/Item:
948-05
948-47
948-48
952-05
952-06
952-62
Table of Contents
ARTICLE 1.Executive summary, definitions, and authority
1.1Executive Summary
1.2Definitions
1.3Authority
ARTICLE 2.Scope of Grant Award
2.1Program Background
2.2Grant Award and Term
2.3Eligible Applicants
2.4Scope and Program Requirements
2.5Deliverables and Performance Measures
2.6Prohibitions
2.7Standards
2.8Data Use Agreement
2.9No Guarantee of Volume, Usage or Compensation
ARTICLE 3.Administrative Information
3.1Schedule of Events
3.2Changes, Amendment or Modification to Solicitation
3.3Irregularities
3.4Inquiries
3.5Solicitation Response Composition
3.6Solicitation Response Submission and Delivery
ARTICLE 4.Solicitation response evaluation and award Process
4.1Generally
4.2Eligibility Screening
4.3Evaluation
4.4Final Selection
4.5 Negotiation and Award
4.6Questions or Requests for Clarification By the System Agency
ARTICLE 5.Narrative APPLICATION
5.1Narrative Application
ARTICLE 6.Required Respondent Information
6.1Litigation and Contract History
6.2Conflicts
6.3Grant Application Disclosure
6.4Affirmations and Certifications
6.5HUB
ARTICLE 7.Expenditure APPLICATION
7.1Expenditure Application
ARTICLE 8.General Terms and Conditions
8.1General Conditions
ARTICLE 9.Submission checklist
ARTICLE 10.Forms and exhibits
ARTICLE 1.Executive summary, definitions, and authority
1.1Executive Summary
Projects for Assistance in Transition from Homelessness (PATH) shall provide outreach and engage people not currently connected to mainstream mental health services, primary health care and substance abuse service systems. Contracts will meet the Substance Abuse and Mental Health Services Administration (SAMHSA) goal for PATH programs to reduce or eliminate homelessness for individuals with serious mental illnesses or co-occurring substance use disorders who are homeless or at imminent risk of becoming homeless. To be considered for award, Respondents must complete all forms of this Solicitation and provide all other required information and documentation as set forth in this Solicitation.
1.2Definitions
Refer to Exhibit B, HHSC Grantee Uniform Terms and Conditions for additional definitions. Additionally, as used in this Solicitation, unless the context clearly indicates otherwise, the following terms and conditions have the meanings assigned below:
“Addendum” means a written clarification or revision to this Solicitation issued by the System Agency.
“Alcohol or Drug Treatment Services” Preventive, diagnostic, and other outpatient treatment services as well as support for consumers who have a psychological and/or physical dependence on one or more addictive substances, and a co-occurring mental illness.
“Apparent Awardee” means an organization that has been selected to receive a grant award through response to this RFA but has not yet executed a grant agreement or contract. May also be referred to as "Apparent Grant Recipient" or "Apparent Grantee."
“Assisted Referral” A referral that results in the completion and filing of a consumer’s application for a service. An assisted referral would include the following activities being conducted by the program on behalf of or in conjunction with the consumer (if some, but not all, of these activities are conducted it does not count as a complete assisted referral):
- Assisting the consumer in obtaining the application, AND
- Assisting the consumer in obtaining the appropriate supporting documentation, AND
- Assisting the consumer with completion of the application, AND
- Assisting the consumer in filing the application with the appropriate agency or organization (business if employment), or
- Referral to a program that specializes in assisting consumers with an application process and who can provide certification that the application has been successfully filed by the consumer.
“Attainment” – The PATH provider confirms that the consumer attained the indicated service through consumer self-report or confirmation by other providers. A consumer is counted as attaining a service when they begin receiving the service. The consumer is not counted as attaining a service when the application process for a service is complete. PATH Providers are not required to obtain written documentation from another provider to confirm attainment.
“Case Management Services” – Services that develop case plans for delivering community services to PATH eligible consumers. The case plans should be developed in partnership with consumers who receive PATH services to coordinate the assessment, treatment, housing and/or care of consumers, tailored to consumer needs and preferences. Case Managers assist the consumer in accessing needed services, coordinate the delivery of services in accordance with the case plan, and follow-up and monitor progress. Activities may include financial planning, access to entitlement assistance, representative payee services, etc. Case management services include:
- preparing a plan for the provision of community mental health services to the eligible homeless consumer involved, and reviewing such plan not less than once every three months;
- providing assistance in obtaining and coordinating social and maintenance services for the eligible homeless consumers, including services relating to daily living activities, personal financial planning, transportation services, and habilitation and rehabilitation services, pre-vocation and vocational services, and housing;
- providing assistance to the eligible homeless consumers in obtaining income support services, including housing assistance, food stamps, and supplemental security income benefits;
- referring the eligible homeless consumer for such other services as may be appropriate; and
- providing representative payee services in accordance with Section 1631(a) (2) of the Social Security ACT if the eligible homeless consumer is receiving aid under Title XVI of such act and if the applicant is designated by the Secretary to provide such services.
“Client” or “Consumer” is defined as a person (1) who is homeless or at imminent risk of becoming homeless and has a serious mental illness or may also have co-occurring substance use disorders; (2) who receives services supported in some measure with Federal PATH funds, and (3) for whom a clinical or other formal record has been prepared, indicating formal PATH enrollment.
“Community Mental Health Services” – Community-based supports designed to stabilize and provide ongoing supports and services for consumers with mental illnesses and/or co-occurring disorders or dual diagnoses. This general category does not include case management, alcohol or drug treatment and/or habilitation and rehabilitation, since they are defined separately in this document. This category can include Mental Health Crisis Services which is defined separately in this document.
“Earned Income” – See Employment.
“Employment” – Employment is any instance where services are performed that is subject to the will and control of an employer for which wages are received by the worker. This definition of employment is not limited to full-time, part-time, or seasonal employment; a minimum number of hours worked per week; or the availability of benefits.
Employment Services – Services designed to assist consumers with obtaining employment. Services may include, but are not limited to, application completion, resume development, interview training, and providing access to job listings.
Habilitation and Rehabilitation Services – Community-based treatment and education services designed to promote maximum functioning, a sense of well-being, and a personally satisfying level of independence for individuals who are homeless and have mental illnesses and/or co-occurring disorders.
“Health and Human Services Commission” or “HHSC” means the administrative agency established under Chapter 531, Texas Government Code or its designee.
“Housing Services”[1] - Specialized services designed to increase access to and maintenance of stable housing for PATH-enrolled individuals who have significant or unusual barriers to housing. These services are distinct from and not part of PATH-funded case management, supportive and supervisory services in residential settings, or housing assistance referral activities. Housing services as specified in Section 522 (b) (10) of the Public Health Services Act include:
- Minor Renovation: Services or resources provided to make essential repairs to a housing unit in order to provide or improve access to the unit and/or eliminate health or safety hazards.
- Planning of Housing: Activities related to the analysis and formulation of a detailed set of action steps, timelines, and resources necessary to create or expand housing for the target population.
- Technical Assistance in Applying for Housing Services: Targeted training, guidance, information sharing, and assistance to, or on behalf of, PATH-enrolled individuals who encounter complex access issues related to housing.
- Improving the Coordination of Housing Services: The process of systematically analyzing interagency interactions among housing service providers, developing relevant information, and informing appropriate authorities of viable alternatives for selection of the most effective combination of available resources to best meet the residential needs of the target population.
- Security Deposits. Provision of funds for PATH-enrolled consumers who are in the process of acquiring rental housing but who do not have the assets to pay the first and last month’s rent or other security deposits required to move in.
- Costs Associated with Matching Eligible Homeless Consumers with Appropriate Housing Situations. Expenditures made on behalf of PATH-enrolled consumers to meet the costs, other than security deposits and one-time rental payments, of establishing a household. These may include items such as rental application fees, furniture and furnishings, and moving expenses. These may also include reasonable expenditures to satisfy outstanding consumer debts identified in rental application credit checks that otherwise preclude successfully securing immediately available housing.
- One-Time Rental Payments to Prevent Eviction. One-time rental payments are made for PATH-enrolled consumers who cannot afford to make the payments themselves, who are at risk of eviction without assistance, and who qualify for these services on the basis of income or need.
“Imminent Risk for Homelessness” – Commonly includes one or more of the following criteria: doubled-up living arrangement where the consumer’s name is not on the lease, living in a condemned building without a place to move, arrears in rent/utility payments, having received an eviction notice without a place to move, living in temporary or transitional housing that carries time limits, being discharged from a health care facility, such as a State Hospital, from a crisis unit or emergency respite care, or from a criminal justice institution without a place to live.
“Improving the Coordination of Housing Services” – The process of systematically analyzing interagency interactions among housing service providers, developing relevant information, and informing appropriate authorities of viable alternatives for selection of the most effective combination of available resources to best meet the housing needs of the target population.
“Income Benefits” – Income supports that are not earned income (wages), non-cash benefits (food stamps/Supplemental Nutrition Assistance Program, etc.), or temporary financial assistance (security deposits, rental assistance, utility or energy assistance). Income supports are financial supports that can be used at the consumer’s discretion and are not limited to specific uses. Examples include Supplemental Security Income (SSI), Social Security Disability Income (SSDI), Temporary Assistance for Needy Families (TANF) and pensions.
“Literally Homeless” – Includes people who are actually without shelter, except for emergency shelter provided by organizations such as the Salvation Army. Literally homeless people are most frequently found in emergency shelters or on the streets.
“Medical Insurance Program” – A program designed to provide medical insurance and/or medical co-pay assistance.
“Outreach” – The process of bringing consumers into service that do not access traditional services. Effective outreach utilizes strategies aimed at engaging consumers into the needed array of services, including identification of consumers in need, screening, development of rapport, offering support while assisting with immediate and basic needs, and referral to appropriate resources. Outreach results in increased access to and utilization of community services by consumers who are homeless and have mental illnesses/co-occurring disorders.
- Active outreach is defined as face-to-face interaction with literally homeless people in streets, shelters, under bridges, and in other non-traditional settings. In active outreach, workers seek out homeless individuals.
- Outreach may include methods such as distribution of flyers and other written information, public service announcements, and other indirect methods. This type of outreach is allowable, but must be offered in conjunction with active outreach activities.
- Outreach may also include passive outreach, also called “inreach”, defined as when outreach staff is placed in a service site frequented by homeless people, such as a shelter or community resource center, and direct, face to face interactions occur at that site. In passive outreach, homeless individuals seek out outreach workers. Passive outreach is allowable, but may not occur unless the PATH provider is also conducting active outreach activities.
“PATH Enrolled” – A PATH enrolled consumers is defined as a person (1) who is homeless or at imminent risk of becoming homeless and has a serious mental illness or may also have co-occurring substance use disorders; (2) who receives services supported in some measure with Federal PATH funds, and (3) for whom a clinical or other formal record has been prepared, indicating formal PATH enrollment.
“Primary Health Care” – Medical care that is overseen by a licensed medical primary care provider.
“Referrals for Primary Health Services, Job Training, Educational Services and Relevant Housing Services” – Services intended to link persons to primary health care, job training, income supports, education, housing, and other needed services not directly provided by the PATH program or individual PATH providers.
“Screening and Diagnostic Treatment” - A continuum of assessment services that ranges from brief eligibility screening to comprehensive clinical assessment.
“Staff Training” - Materials, packages or programs designed to increase the knowledge or skills of individuals who work in shelters, mental health clinics, and substance abuse programs and other sites regarding the needs of the target population, job related responsibilities and service delivery strategies to promote effective services and best practices. Staff training also includes annual training required by the Payee as referenced in the Section 2.4. K.
“Technical Assistance in Applying for Housing Assistance” – Targeted training, guidance, information sharing, and assistance to, or, on behalf of, PATH-enrolled individuals who encounter complex access issues related to housing.
1.3Authority
The System Agency is requesting applications under Title 10, Subtitle D of the Texas Government Code.
ARTICLE 2. Scope of Grant Award
2.1Program Background
This is a reprocurement for five years with contracts covering fiscal year 2019 through fiscal year 2023. The current procurement period and contracts end at the completion of fiscal year 2018.
PATH was created as part of the Stewart B. McKinney Homeless Assistance Amendments Act of 1990. Since 1991, PATH has funded the 50 states, the District of Columbia, Puerto Rico, and four U.S. Territories (the U.S. Virgin Islands, Guam, American Samoa, and the Commonwealth of the Northern Mariana Islands). The goal of the PATH Program is to reduce or eliminate homelessness for individuals with serious mental illnesses or serious mental illness and substance use disorders who experience homelessness or are at imminent risk of becoming homeless. PATH funds are used to provide a menu of allowable services, including street outreach, case management, and services that are not supported by mainstream mental health programs.
2.2 Grant Award and Term
2.2.1Available Funding
Total available funding for this grant is projected at $5,006,779.00 per fiscal year including approximately 97% federal funding and 3% state funding. In addition, each awarded site will provide non-state and non-federal match equivalent to 30% of HHSC award amount (e.g., HHSC Award Amount: $100k + Contractor Match Requirement: $30k = Total Program Cost: $130k). Payment is based on cost reimbursement and match met each month. There will not be any initial/advanced paymentthese amounts are estimates based on the last federal award cycle.
Funds are awarded for the purpose specifically defined in this RFA and must not be used for any other purpose. Funds may be used for personnel, fringe benefits, staff travel, contractual services, equipment, supplies, other direct costs, and indirect costs, as allowed in the budget. Funds must not be used to supplant local, state, or federal funds. If Respondent is applying in multiple Regions, a complete and separate RFA application is required for each Region.
2.2.2Grant Term
The grant funding period for this grant will be five years. It is anticipated that the grant funding period for this program will be September 1, 2018 through August 31, 2023. Reimbursement will only be made for those allowable expenses that occur within the term of the grant. No pre-award spending will be allowed. Funding may vary and is subject to change if renewed based on availability of grant funds.
2.3Eligible Applicants
In order to be awarded a contract as a result of this RFA, a Respondent must be:
An entity in the state of Texas that can provide or partner to provide homeless services, mental health services, and substance abuse services. Entities may be local mental health authorities, local behavioral health authorities, public or private non-profit 501 (c) (3) entities, or religious-based.All Respondents must comply with the criteria listed below under this RFA at the time the application is submitted.
1. Respondent must be established as an appropriate legal entity as described in the paragraph above, under state statutes, and must have the authority and be in good standing to do business in Texas and to conduct the activities described in the RFA.
2. Respondent must have a Texas address. A post office box may be used when the Application is submitted, but the Respondent must conduct business at a physical location in the Texas region where services are to be provided prior to the date that the contract is awarded.
3. Respondent must be in good standing with the U.S. Internal Revenue Service.
4. Respondent is not eligible to apply for funds under this RFA if currently debarred, suspended, or otherwise excluded or ineligible for participation in Federal or State assistance programs.
5. Respondent may not be eligible for contract award if audit reports or financial statements submitted with the application identify concerns regarding the future viability of the Apparent Awardee, material non-compliance, or material weaknesses that are not satisfactorily addressed, as determined by HHSC.