Millvale Lodge Lindale Limited

Millvale Lodge Lindale Limited

Introduction

This report records the results of aSurveillance Audit ofa provider of aged residential care services against the Health and Disability Services Standards (NZS8134.1:2008; NZS8134.2:2008 and NZS8134.3:2008).

The audit has been conducted byHealth and Disability Auditing New Zealand Limited, an auditing agency designated under section 32 of the Health and Disability Services (Safety) Act 2001, for submission to the Ministry of Health.

The abbreviations used in this report are the same as those specified in section 10 of the Health and Disability Services (General) Standards (NZS8134.0:2008).

You can view a full copy of the standards on the Ministry of Health’s website by clicking here.

The specifics of this audit included:

Legal entity:Millvale Lodge Lindale Limited

Premises audited:Millvale Lodge Lindale

Services audited:Hospital services - Psychogeriatric services; Hospital services - Geriatric services (excl. psychogeriatric); Rest home care (excluding dementia care); Dementia care

Dates of audit:Start date: 1 June 2016End date: 2 June 2016

Proposed changes to current services (if any):

Total beds occupied across all premises included in the audit on the first day of the audit:40

Executive summary of the audit

Introduction

This section contains a summary of the auditors’ findings for this audit. The information is grouped into the six outcome areas contained within the Health and Disability Services Standards:

• consumer rights
• organisational management
• continuum of service delivery (the provision of services)
• safe and appropriate environment
• restraint minimisation and safe practice
• infection prevention and control.

As well as auditors’ written summary, indicators are included that highlight the provider’s attainment against the standards in each of the outcome areas. The following table provides a key to how the indicators are arrived at.

Key to the indicators

Indicator / Description / Definition
Includes commendable elements above the required levels of performance / All standards applicable to this service fully attained with some standards exceeded
No short falls / Standards applicable to this service fully attained
Some minor shortfalls but no major deficiencies and required levels of performance seem achievable without extensive extra activity / Some standards applicable to this service partially attained and of low risk
A number of shortfalls that require specific action to address / Some standards applicable to this service partially attained and of medium or high risk and/or unattained and of low risk
Major shortfalls, significant action is needed to achieve the required levels of performance / Some standards applicable to this service unattained and of moderate or high risk

General overview of the audit

Millvale Lodge Lindale is part of the Dementia Care New Zealand (DCNZ) group, which is privately owned. The service is certified to provide rest home, hospital and dementia level of care for up to 47 residents. On the day of the audit, there were 40 residents.

This unannounced surveillance audit was conducted against a sub-set of the relevant Health and Disability Standards and the contract with the District Health Board. The audit process included the review of policies and procedures, the review of residents’ and staff files, observations, and interviews with residents, relatives, general practitioner, management and staff. Relatives and residents commented positively on the standard of care and services provided at Millvale Lodge Lindale.

The facility is managed and operated by an acting operations manager and an experienced clinical manager/registered nurse who has been in the role eighteen months. The north island regional clinical manager is also based at the site. The team are supported by the owner/directors, a clinical director, quality systems manager, operations management leader and an educator/psychiatric RN based in Christchurch.

Four of five findings from the previous certification have been addressed in regards to consents, registered nurse cover, dietitian referrals and standing orders. One finding remains around an approved evacuation scheme.

Consumer rights

Includes 13 standards that support an outcome where consumers receive safe services of an appropriate standard that comply with consumer rights legislation. Services are provided in a manner that is respectful of consumer rights, facilities, informed choice, minimises harm and acknowledges cultural and individual values and beliefs. / Standards applicable to this service fully attained.

The service has an open disclosure policy stating residents and/or their representatives have a right to full and frank information and open disclosure from service providers. Family members are informed in a timely manner when their family members health status changes. The complaints process and complaints forms were displayed on the family noticeboard. Information on how to make a complaint and the complaints process are included in the admission booklet and displayed throughout the facility.

Organisational management

Includes 9 standards that support an outcome where consumers receive services that comply with legislation and are managed in a safe, efficient and effective manner. / Standards applicable to this service fully attained.

The quality and risk programme includes quality improvement initiatives generated from meetings, resident, family and staff feedback and through the internal audit systems. Millvale Lodge has a current business and quality plan to support quality and risk management systems. Millvale Lodge implements an internal audit programme and collates data for comparisons against other Dementia Care New Zealand facilities. There is a benchmarking programme in place across the organisation. Relative surveys are undertaken annually. Incidents and accidents are appropriately managed. Staff requirements are determined using an organisation service level/skill mix process and documented. The service has a documented and implemented training plan.

Continuum of service delivery

Includes 13 standards that support an outcome where consumers participate in and receive timely assessment, followed by services that are planned, coordinated, and delivered in a timely and appropriate manner, consistent with current legislation. / Standards applicable to this service fully attained.

Assessments, care plans, interventions and evaluations are the responsibility of the registered nurses. The multidisciplinary team and families are involved in the review of the care plan. The outcomes of the interRAI assessments are linked into the comprehensive care plan. A 24-hour multidisciplinary care plan identifies a resident’s behaviours and, activities or diversions that are successful. There is at least a three monthly resident review by the general practitioner. Allied health professionals as relevant are involved in the residents’ care. The service contracts a physiotherapist, dietitian and podiatrist.

The activity team provides separate programmes for the rest home/hospital and dementia care homes residents that includes meaningful activities and meets the recreational needs and preferences of each resident. Individual activity plans are developed in consultation with the family and resident (as appropriate).

The medication management system meets legislative requirements. Registered nurses and senior caregivers are responsible for the administration of medications. Education and medication competencies are completed annually. The GP reviews the resident’s medication at least three monthly.

All meals and baking is prepared on site. The menu has been reviewed by a dietitian. Resident dislikes and dietary preferences are met. There are nutritious snacks available 24 hours in the dementia homes.

Safe and appropriate environment

Includes 8 standards that support an outcome where services are provided in a clean, safe environment that is appropriate to the age/needs of the consumer, ensure physical privacy is maintained, has adequate space and amenities to facilitate independence, is in a setting appropriate to the consumer group and meets the needs of people with disabilities. / Some standards applicable to this service partially attained and of low risk.

The building has a current warrant of fitness.

Restraint minimisation and safe practice

Includes 3 standards that support outcomes where consumers receive and experience services in the least restrictive and safe manner through restraint minimisation. / Standards applicable to this service fully attained.

Restraint policy and procedures are in place. The definitions of restraints and enablers are congruent with the definitions in the restraint minimisation standard. The service had no residents using enablers and three residents assessed for restraint. Staff regularly receive education and training on restraint minimisation and managing challenging behaviours.

Infection prevention and control

Includes 6 standards that support an outcome which minimises the risk of infection to consumers, service providers and visitors. Infection control policies and procedures are practical, safe and appropriate for the type of service provided and reflect current accepted good practice and legislative requirements. The organisation provides relevant education on infection control to all service providers and consumers. Surveillance for infection is carried out as specified in the infection control programme. / Standards applicable to this service fully attained.

The infection control coordinator (registered nurse) is responsible for the collation and reporting of infections. There are policies and guidelines in place for the definition and surveillance of infections. The infection control coordinator uses the information obtained through surveillance to determine infection control activities and education needs within the facility.

Summary of attainment

The following table summarises the number of standards and criteria audited and the ratings they were awarded.

Attainment Rating / Continuous Improvement
(CI) / Fully Attained
(FA) / Partially Attained Negligible Risk
(PA Negligible) / Partially Attained Low Risk
(PA Low) / Partially Attained Moderate Risk
(PA Moderate) / Partially Attained High Risk
(PA High) / Partially Attained Critical Risk
(PA Critical)
Standards / 0 / 17 / 0 / 1 / 0 / 0 / 0
Criteria / 0 / 40 / 0 / 1 / 0 / 0 / 0
Attainment Rating / Unattained Negligible Risk
(UA Negligible) / Unattained Low Risk
(UA Low) / Unattained Moderate Risk
(UA Moderate) / Unattained High Risk
(UA High) / Unattained Critical Risk
(UA Critical)
Standards / 0 / 0 / 0 / 0 / 0
Criteria / 0 / 0 / 0 / 0 / 0

Attainment against the Health and Disability Services Standards

The following table contains the results of all the standards assessed by the auditors at this audit. Depending on the services they provide, not all standards are relevant to all providers and not all standards are assessedat every audit.

Please note that Standard 1.3.3: Service Provision Requirements has been removed from this report, as it includes information specific to the healthcare of individual residents. Any corrective actions required relating to this standard, as a result of this audit, are retained and displayed in the next section.

For more information on the standards, please click here.

For more information on the different types of audits and what they cover please click here.

Standard with desired outcome / Attainment Rating / Audit Evidence
Standard 1.1.10: Informed Consent
Consumers and where appropriate their family/whānau of choice are provided with the information they need to make informed choices and give informed consent. / FA / There are established informed consent policies/procedures and advanced directives. General consent has been obtained and signed in all five resident files reviewed (one rest home, two hospital and two dementia level of care). The previous finding around general consents has been addressed.
Medically indicated not for resuscitation status evidences discussion with the EPOA/family. The GP or specialists have completed a letter of mental capacity for residents where appropriate in the files reviewed. The previous finding around cardiopulmonary status has been addressed.
Interviews with families state that they are involved in decisions affecting the residents care.
Standard 1.1.13: Complaints Management
The right of the consumer to make a complaint is understood, respected, and upheld. / FA / The service has complaints policy and procedures in place and residents and their family/whānau are provided with information on the complaints process on admission. Complaint forms are available at the entrance of the service. Four caregivers (three rest home/ hospital and one dementia care), one registered nurse (RN) and the clinical manager interviewed, were aware of the complaints process and to whom they should direct complaints. A complaints folder is maintained with a current on-line complaints register. There have been three complaints recorded for 2015. There have been three complaints for 2016 to date including one verbal, one written and one from the DHB. All complaints are well documented including investigation, action plans, follow-up and resolution. Advocacy has been offered to complainants. Complaints are discussed at the monthly quality improvement meetings and staff meetings.
Standard 1.1.9: Communication
Service providers communicate effectively with consumers and provide an environment conducive to effective communication. / FA / There is an open disclosure policy in place and information on the services is provided at the time of admission. Family members have regular contact with the clinical manager, who has an open-door policy. Incident forms reviewed identified family were informed. Discussion is entered onto the significant event log held in the resident files. Family members (one hospital and one dementia level of care) interviewed stated that they are always informed when their family member's health status changes.
The information pack and admission agreement is discussed with resident/family as part of the admission process. A site specific Introduction to Dementia home booklet provides information for family, friends and visitors visiting the facility. Families receive a full orientation to the service. Family support meetings are held monthly with a independent facilitator . Resident meetings are held monthly.
The service has policies and procedures available for access to interpreter services and residents (and their family/whānau).
Standard 1.2.1: Governance
The governing body of the organisation ensures services are planned, coordinated, and appropriate to the needs of consumers. / FA / Dementia Care New Zealand Limited (DCNZ) is the parent company for Millvale Lodge Lindale. Millvale Lodge Lindale provides rest home, hospital (geriatric) and dementia level care for up to 47 residents. There are 20 dual purpose beds in the rest home/hospital home. There are two dementia care homes, one with 12 beds and the other with 15 beds. One the day of audit there were six rest home residents, 12 hospital residents and 22 dementia level of care residents. All residents, including one under 65 years in the dementia home, were under the ARCC.
DCNZ has a corporate structure in place which includes the two owners/directors and a governance team of managers and coordinators. The north island regional clinical manager supports the acting operations manager (non-clinical) and the clinical manager.
The vision and values of the organisation underpin the philosophy of the service. The philosophy of the service also includes providing safe and therapeutic care for residents with dementia that enhances their quality of life and minimises risks associated with their confused states
There is Strategic plan for 2015-2018and a business plan for 2015-2016 in place for all facilities. The 2015 organisational goals has been reviewed by the governance team, clinical director, quality systems coordinator and company educator. Goals achieved include embedding of the interRAI assessments, recruitment and retention of staff, professional development and the implementation of a falls coordinator and falls mapping to reduce falls. Goals set for 2016 include raising the profile of diversional therapy, improving the standard of laundry services and increasing food satisfaction by 50%.
An acting operations manager (also the facility administrator with previous experience as operations manager) and a clinical manager/RN are responsible for the daily clinical and non-clinical operations of the facility. The clinical manager (registered nurse) has had 20 years nursing experience including aged care. She has been in the role since October 2014.
An organisational quality systems manager, a company clinical director, education coordinator/psychiatric RN and owners/directors regularly visit the facility and provide support to the team at Millvale Lodge Lindale.
The organisation holds an annual training day for all operations managers and all clinical managers. Both managers have attended at least eight hours of training relevant to their roles.
Standard 1.2.3: Quality And Risk Management Systems
The organisation has an established, documented, and maintained quality and risk management system that reflects continuous quality improvement principles. / FA / The organisation-wide risk management plan describes objectives, management controls and assigned responsibility. Progress with the quality and risk management programme is monitored through the quality meeting, health and safety/infection control committee and facility meetings. The acting operations manager and clinical manager log and monitor all quality data. Meeting minutes are maintained and staff are expected to read the minutes. Minutes sighted have included actions to achieve compliance where relevant. Quality improvement (QI) reports are provided to the monthly quality meeting. Staff interviewed confirmed involvement and feedback around the quality management system. The service analyses the trends and a comprehensive report is completed that includes outcomes and further actions required at a facility and organisational level. Quality data and graphs are included in the staff newsletter.