State Testing Apportionment Information Report Waivers

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California Department of Education
Executive Office
SBE-005 General (REV. 08/2014) / ITEM #W-18

CALIFORNIA STATE BOARD OF EDUCATION

July 2017 AGENDA
General Waiver
SUBJECT
Request by six local educational agencies to waive the State Testing Apportionment Information Report deadline as stipulated in the California Code of Regulations, Title 5, Section 11517.5(b)(1)(A), regarding the California English Language Development Test; or Title 5, Section 862(b)(2)(A), regarding the California Assessment of Student Performance and Progress System.
Waiver Numbers:
Cypress Elementary School District 19-4-2017
King City Union School District 25-4-2017
Lafayette Elementary School District 23-4-2017
San Jacinto Unified 11-4-2017
Whittier Union High School District 24-4-2017
Winship-Robbins Elementary School District 21-4-2017 /

Action

Consent

SUMMARY OF THE ISSUES

State regulations for the California English Language Development Test (CELDT), and the California Assessment of Student Performance and Progress (CAASPP) System each include, as a condition to be eligible for apportionment reimbursement, an annual deadline for the return of a certified State Testing Apportionment Information Report for prior year testing.

The local educational agencies (LEAs) filing for this waiver request missed the regulatory deadline for one or more State Testing Apportionment Information Report(s) for the 2014–15 or 2015–16 school years.

Authority for Waiver: Education Code (EC) Section 33050

RECOMMENDATION

Approval Approval with conditions Denial

The California Department of Education (CDE) recommends that the state regulatory deadline for submission of the State Testing Apportionment Information Reports be waived for the LEAs and school year(s) shown on Attachment 1.

SUMMARY OF KEY ISSUES

Each fall, the CDE develops separate State Testing Apportionment Information Reports for the CELDT and CAASPP compiled from data produced by the testing contractors. Standardized Testing and Reporting reports were developed and distributed from 1998 to 2013. The reports include the amount to be apportioned to the LEA based on the number of pupils tested during the previous school year. The CDE distributes the reports to the LEAs. State regulations require each LEA to certify the accuracy of the report by returning a signed report to the CDE by the regulatory deadline.

The LEAs filing for this waiver request missed the regulatory deadline for one or more State Testing Apportionment Information Report(s) for the 2014–15 or 2015–16 school years.

CDE staff verified that these LEAs submitted their report after the deadline and are required to submit a waiver as a condition to receive the applicable apportionment reimbursement.

Demographic Information:

Cypress Elementary School District has a student population of 4011 and is located in a suburban area of Los Angeles County.

King City Union School District has a student population of 2658 and is located in a rural area of Modoc County.

Lafayette Elementary School District has a student population of 3638 and is located in a suburban area of Mendocino County.

San Jacinto Unified has a student population of 9698 and is located in a small city in Glenn County.

Whittier Union High School District has a student population of 12510 and is located in a suburban area of Merced County.

Winship-Robbins Elementary School District has a student population of 180 and is located in a rural area in Marin County.

Because this is a general waiver, if the State Board of Education (SBE) decides to deny the waiver, it must cite one of the seven reasons in EC 33051(a), available at

http://leginfo.legislature.ca.gov/faces/codes_displaySection.xhtml?lawCode=EDC&sectionNum=33051.

SUMMARY OF PREVIOUS STATE BOARD OF EDUCATION DISCUSSION AND ACTION

The SBE has approved all previous LEA requests to waive the State Testing Apportionment Information Report deadline since deadlines for submission of the State Testing Apportionment Information Reports were added to the California Code of Regulations. The SBE Waiver Policy 08-#: State Testing Apportionment Informational Report Deadline is available at http://www.cde.ca.gov/re/lr/wr/documents/statetesting.doc.

FISCAL ANALYSIS (AS APPROPRIATE)

If these waivers are approved, these six LEAs will be reimbursed for the costs of the CELDT and/or the CAASPP System for the 2014–15 or 2015–16 school years. Total costs are indicated on Attachment 1, and the waiver request from the LEA is included as Attachments 2, 3, 4, 5, 6, and 7.

ATTACHMENT(S)

Attachment 1: Local Educational Agencies Requesting Waiver of State Testing Apportionment Information Report Deadline–July 2017 (2 Pages)

Attachment 2: Cypress Elementary School District General Waiver Request 19-4-2017 (2 Pages). (Original waiver request is signed and on file in the Waiver Office.)

Attachment 3: King City Union School District General Waiver Request

25-4-2017 (2 Pages). (Original waiver request is signed and on file in the Waiver Office.)

Attachment 4: Lafayette Elementary School District General Waiver Request 23-4-2017 (2 Pages). (Original waiver request is signed and on file in the Waiver Office.)

Attachment 5: San Jacinto Unified General Waiver Request 11-4-2017 (2 Pages). (Original waiver request is signed and on file in the Waiver Office.)

Attachment 6: Whittier Union High School District General Waiver Request 24-4-2017 (2 Pages). (Original waiver request is signed and on file in the Waiver Office.)

Attachment 7: Winship-Robbins Elementary School District General Waiver Request 21-4-2017 (2 Pages). (Original waiver request is signed and on file in the Waiver Office.)

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State Testing Apportionment Information Report Waivers

Attachment 1

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Local Educational Agencies Requesting Waiver of State Testing Apportionment Information Report Deadline –

July 2017

Waiver Number / Local Educational Agency / Period of Request / Test Report(s) Missing / Report(s) Submitted / School Year(s) / Reimbursement
Amount / Union
Position /
19-4-2017 / Cypress Elementary School District / Requested:
March 1, 2017 to
June 30, 2017
Recommended:
July 1, 2015 to
March 1, 2016 / California Assessment of Student Performance and Progress (CAASPP) / Yes / 2015-16 / $9,207.48 / Support
25-4-2017 / King City Union School District / Requested:
March 1, 2016 to
June 30, 2016
Recommended:
July 1, 2015 to
March 1, 2016 / California Assessment of Student Performance and Progress (CAASPP) / Yes / 2015–16 / $6,807.58 / Support
23-4-2017 / Lafayette Elementary School District / Requested:
July 1, 2014 to
December 31, 2016
Recommended:
July 1, 2014 to
March 1, 2015 / California Assessment of Student Performance and Progress (CAASPP) / Yes / 2014–15 / $7,171.30 / Support
23-4-2017 / Lafayette Elementary School District / Requested:
July 1, 2014 to
December 31, 2016
Recommended:
July 1, 2015 to
March 1, 2016 / California Assessment of Student Performance and Progress (CAASPP) / Yes / 2014–15 / $9,608.48 / Support
11-4-2017 / San Jacinto Unified / Requested:
July 1, 2016 to
June 30, 2017
Recommended:
July 1, 2015 to
March 1, 2016 / California Assessment of Student Performance and Progress (CAASPP) / No / 2015–16 / $22,601.14 / Support
24-4-2017 / Whittier Union High School District / Requested:
July 1, 2015 to
June 30, 2016
Recommended:
July 1, 2015 to
March 1, 2016 / California Assessment of Student Performance and Progress (CAASPP) / Yes / 2015–16 / $19,408.44 / Support
21-4-2017 / Winship-Robbins Elementary School District / Requested:
March 1, 2017 to
June 30, 2017
Recommended:
July 1, 2015 to
March 1, 2016 / California Assessment of Student Performance and Progress (CAASPP) / Yes / 2015–16 / $497.52 / Support

Created by the California Department of Education

May 2, 2017

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State Testing Apportionment Information Report Waivers

Attachment 2

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California Department of Education

WAIVER SUBMISSION - General

CD Code: 3066480 Waiver Number: 19-4-2017 Active Year: 2017

Date In: 4/19/2017 11:04:57 AM

Local Education Agency: Cypress Elementary School District

Address: 9470 Moody St.

Cypress, CA 90630

Start: 3/1/2017 End: 6/30/2017

Waiver Renewal: N

Previous Waiver Number: Previous SBE Approval Date:

Waiver Topic: State Testing Apportionment Report

Ed Code Title: CAASPP

Ed Code Section: CCR, Title 5, Section 862(b)(2)(A)

Ed Code Authority: 33050

Ed Code or CCR to Waive: CCR, Title 5, Section 862(b)(2)(A) [ ...postmarked by March 1]

Outcome Rationale: The Cypress Elementary School District did not meet the submission deadline. The report was reviewed and the data verified, however, the file submission deadline was inadvertently missed. Protocols were reviewed and backup procedures were put in place to prevent this from happening again. As instructed by the California Department of Education, we are now filing a waiver to request approval from the State Board of Education to submit the CAASPP 2015-16 Apportionment Information Report. Submission of this report will aid our district in obtaining reimbursement for expenditures associated with state testing and prevent the loss of this revenue.

Student Population: 4011

City Type: Suburban

Public Hearing Date: 4/13/2017

Public Hearing Advertised: The public hearing notice was posted at the Cypress School District Office, each of its six schools, and three public areas in the community.

Local Board Approval Date: 4/13/2017

Community Council Reviewed By: District English Language Advisory Committee (DELAC)

Community Council Reviewed Date: 3/23/2017

Community Council Objection: N

Community Council Objection Explanation:

Audit Penalty YN: N

Categorical Program Monitoring: N

Submitted by: Ms. Julie Gautreau

Position: Coordinator, Assessment & Technology

E-mail:

Telephone: 714-220-6929

Fax:

Bargaining Unit Date: 03/28/2017

Name: Association of Cypress Teachers (ACT)

Representative: Isis Ortiz

Title: ACT President

Position: Support

Comments:

Bargaining Unit Date: 03/28/2017

Name: California School Employee Association (CSEA) #325

Representative: Vickie Ohlman

Title: CSEA President

Position: Support

Comments:

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State Testing Apportionment Information Report Waivers

Attachment 3

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California Department of Education

WAIVER SUBMISSION - General

CD Code: 2766050 Waiver Number: 25-4-2017 Active Year: 2017

Date In: 4/21/2017 11:46:01 AM

Local Education Agency: King City Union School District

Address: 435 Pearl St.

King City, CA 93930

Start: 3/1/2016 End: 6/30/2016

Waiver Renewal: N

Previous Waiver Number: Previous SBE Approval Date:

Waiver Topic: State Testing Apportionment Report

Ed Code Title: CAASPP

Ed Code Section: 60640

Ed Code Authority: 33050

Ed Code or CCR to Waive: Section 862 Apportionment Information Report (B) if transmitted after March 1, the apportionment information report must be accompanied by a waiver request as provided by Ed. Code section 33050.

Outcome Rationale: A deadline was missed due to internal factors. We are requesting reimbursement of the CAASPP per the 2015-16 Apportionment Information Report. The reimbursement funds help the district cover the cost of administering assessments.

Student Population: 2658

City Type: Rural

Public Hearing Date: 4/19/2017

Public Hearing Advertised: Website per board agenda and posted at all local schools with physical copies of agenda.

Local Board Approval Date: 4/19/2017

Community Council Reviewed By: DELAC

Community Council Reviewed Date: 4/7/2017

Community Council Objection: N

Community Council Objection Explanation:

Audit Penalty YN: N

Categorical Program Monitoring: N

Submitted by: Dr. Beverly Eidmann

Position: Director of Curriculum, Instruction and Acct.

E-mail:

Telephone: 831-385-2940 x3012

Bargaining Unit Date: 4/4/2017

Name: King City Elementary Teachers Association

Representative: Rosa Uribe Ochoa

Title: Member

Position: Support

Comments:

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State Testing Apportionment Information Report Waivers

Attachment 4

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California Department of Education

WAIVER SUBMISSION - General

CD Code: 0761713 Waiver Number: 23-4-2017 Active Year: 2017

Date In: 4/21/2017 9:00:32 AM

Local Education Agency: Lafayette Elementary School District

Address: 3477 School St.

Lafayette, CA 94549

Start: 7/1/2014 End: 12/31/2016

Waiver Renewal: N

Previous Waiver Number: Previous SBE Approval Date:

Waiver Topic: State Testing Apportionment Report

Ed Code Title: CAASPP

Ed Code Section: CCR, Title 5, Section 862(b)(2)(A)

Ed Code Authority: 33050

Ed Code or CCR to Waive: Certified reports that are processed after March 1, 2016 will not be processed for payment without a waiver request approved by the State Board of Equalization.

Outcome Rationale: Due to District personnel changes, we missed the filing deadline for both the 2014-2015 apportionment as well as the 2015-2016 apportionment. Procedures have been put in place to ensure a timely filing for the 2016-2017 apportionment payment.

Student Population: 3638

City Type: Suburban

Public Hearing Date: 4/19/2017

Public Hearing Advertised: Noticed with Governing Board Meeting

Local Board Approval Date: 4/19/2017

Community Council Reviewed By: Lafayette School District Governing Board

Community Council Reviewed Date: 4/19/2017

Community Council Objection: N

Community Council Objection Explanation:

Audit Penalty YN: N

Categorical Program Monitoring: N

Submitted by: Ms. Dawn Lynn Lanier

Position: Administrative Assistant

E-mail:

Telephone: 925-927-3511

Fax: 925-284-1525

Bargaining Unit Date: 04/19/2017

Name: Lafayette Education Association

Representative: Carol Kerr

Title: Teacher

Position: Support

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State Testing Apportionment Information Report Waivers

Attachment 5

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California Department of Education

WAIVER SUBMISSION - General

CD Code: 3367249 Waiver Number: 11-4-2017 Active Year: 2017

Date In: 4/14/2017 2:07:08 PM

Local Education Agency: San Jacinto Unified

Address: 2045 South San Jacinto Ave.

San Jacinto, CA 92583

Start: 7/1/2016 End: 6/30/2017

Waiver Renewal: N

Previous Waiver Number: Previous SBE Approval Date:

Waiver Topic: State Testing Apportionment Report

Ed Code Title: CAASPP

Ed Code Section: CCR, Title 5, Section 862(b)(2)(A)

Ed Code Authority: 33050

Ed Code or CCR to Waive: CAASPP - CCR, Title 5, [Section 862(b)(2)(A)...postmarked by March 1]

Outcome Rationale: The CAASPP 2015-16 Apportionment Report was not submitted by the March 1, 2017 deadline, and therefore San Jacinto Unified School District submits a General Waiver to the California Department of Education for approval by the State Board of Education. It is important to San Jacinto Unified that all available revenue sources, including CAASPP Apportionment, be collected. These funds will be used to support he district goals specified in the our Local Control Accountability Plan.

Student Population: 9698

City Type: Small

Public Hearing Date: 4/11/2017

Public Hearing Advertised: A notice was posted in the local newspaper, at each school, and at the district office.

Local Board Approval Date: 4/11/2017

Community Council Reviewed By: District Advisory Council

Community Council Reviewed Date: 3/28/2017

Community Council Objection: N