I&RS Review Board

Submission Date: 9/30/2014 Name/Phone #/E-mail Address:

Saul Herrera / 319-373-5804 /

Requesting Company Name(s): Type of Change: _____ New

Ebix on behalf of all clients using AMP. ___x_ Mod to Existing _____ Legal Requirement

Priority: _x__ Low (can wait until next release) _____ Code List Add ____ Medium (Sooner than next release)

____ High (Immediate action)

When do you internally plan to implement this change? Ebix release immediately following DTCC release.

When do you plan to test this change? During DTCC release schedule

Application:

_____ ACATS/IPS _____ Financial Activity Reporting (FAR)

_____ Access Platforms __X__ Values Inquiry (21209 and 21207)

_____ Asset Pricing (AAP) _____ InForce Transactions (IFT)*

_____ Applications/Sub Pay (APP/SUB) _____ Licensing & Appointments (LNA)*

_____ Attachments (ATT)* _____ Positions and Valuations (POV)

_____ Commissions (COM) _____ Replacements (RPL)

_____ Settlement Processing (STL)

*For ATT, IFT and LNA please check the Access box if you want changes to be made to that platform as well.

1)  Overall Scope of the Enhancement (should include the Business Reason for the change): Add the following optional nodes to the Values Inquiry Request and Response message.

Holding.Policy.LineOfBusiness

Holding.Policy.ProductType

These nodes will be required in the PolicyInquiry transaction to be used in the AMP Phase 3 non-financial transactions. This request is to create consistency between the inquiry transactions.

2)  Recommended Record Layout Changes:

The allowable enumerations for each property are:

LineOfBusiness

·  tc=2 (Annuity)

ProductType

·  tc=9 (Fixed Annuity)

·  tc=10 (Variable Annuity)

·  tc=11 (Indexed Annuity)

3)  Business Scenario – (Used to determine Best Practices)

Ebix to include the nodes on the 212/21209 and 212/21207 request, using the corresponding nodes in the carrier PPfA to populate.

Carrier to echo the same values in the corresponding response message

4)  Standard Usage – (Should include specific field/code usage)

Ebix to include the nodes on the 212/21209 and 212/21207 request, using the corresponding nodes in the carrier PPfA to populate.

Carrier to echo the same values in the corresponding response message

5)  Status Update:

Approved for March 2015

Revision History

Date By Version Description

10/02/2014 Jon Volpe 0.1 Added req# and review date

10/16/2014 Jon Volpe 1.0 Updated status

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