How Do You Arrange the Reference List?

How Do You Arrange the Reference List?

Learning Connection—Learning Guide
Referencing using the Harvard system (author-date system)
  • What is referencing?
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  • How do you arrange the reference list?

  • Why should you reference?
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  • What is the difference between a reference list and a bibliography?

  • Which referencing system should you use?
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  • Examples for reference lists

  • References in the text of your assignment
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  • Should you paraphrase or use quotations?

  • Examples of in-text references
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  • A sample extract from an essay

  • Reference lists
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  • Further reading

  • Keeping track of the referencing details
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  • More on referencing

What is referencing?

When you write an assignment at university, you are usually required to refer to the work of other authors. Each time you do so, it is necessary to identify their work by making reference to it—both in the text of your assignment (called ‘in-text’ referencing) and in a list at the end of your assignment (called a ‘Reference List’ or ‘end-text’ referencing). This practice of acknowledging authors is known as ‘referencing’.

References must be provided whenever you use someone else’s opinions, theories, data or organisation of material. You need to reference information from books, articles, videos, computers and other print or electronic sources. A reference is required if you:

  • paraphrase (use their idea in your own words)
  • summarise (use a brief account of their ideas)
  • quote (use someone else’s exact words)
  • copy (use their figures, tables or structure)

Why should you reference?

References enhance your writing and assist your reader by:

  • showing the breadth of your research
  • strengthening your academic argument
  • showing the reader the source of your information
  • allowing the reader to consult your sources independently
  • allowing the reader to verify your data.

By using references appropriately, you will avoid plagiarism, which is wrongfully claiming someone else’s words or ideas as your own. Visit the UniSA website for more information on plagiarism <http://www.unisanet.unisa.edu.au/plagiarism/>.

Which referencing system should you use?

There are a number of different referencing systems used in academic writing. The two most common types are:

1 author-date systems, such as the Harvard system or the APA (American Psychological Association) system

2 numerical systems, such as the Chicago or Turabian system, footnotes or endnote system.

It is important that you choose only one referencing system for an assignment and to be consistent with all the details required by the system.

If your course requires the use of a particular system (for instance, psychology students may be required to use the APA referencing system, and some engineering students may have to use endnotes), you should follow the system specified for your course. Check any specific requirements in the course handout materials or with your lecturer.

What is provided here is the Harvard system based on the 2002 Style Manual 6th edn. When you make use of the ideas of others, they must be acknowledged twice within your assignment.

1 The author and date (and sometimes the page number) must appear in the text/main body in round brackets.

2 All the details on each source must be in the reference list at the end.

In-text referencing: References in the text of your assignment

When you cite (identify) references in the text of your assignment—regardless of whether you paraphrase, summarise, quote or copy —you should include:

  • the author’s surname (family name) (or name of editor or organisation responsible)
  • the year of publication (latest edition or when site was last reviewed)
  • page numbers if appropriate and where available.

There are two ways of citing references. One way gives prominence to the information, with all the required referencing details in brackets:

It has been argued that the relative seriousness of the two kinds of errors differs from situation to situation (Smith 2001, p. 45).

The other way of citing gives prominence to the author by using the author’s name as part of your sentence, with the date and page number in round brackets:

Smith (2001, p. 45) has argued that the relative seriousness of the two kinds of errors differs from situation to situation.

Page numbers are necessary when you paraphrase or summarise an idea from a particular page, when you directly quote a passage, or when you copy tables or figures:

A recent study (Jones & Chan 1996, p.2) has shown a series of outcomes that ‘result from economic hardship in the community’.

Page numbers are not necessary when you paraphrase or summarise ideas that come from a larger portion of an author’s work:

A recent study (Jones & Chan 1996) has shown that more students stay in school if unemployment increases.

Examples of in-text references

The following examples show how to reference different sorts of publications in your text.

Two or three authors

/ A recent study (Lim, Thompson & King 1998, p. 27) found ...
or ... Lim, Thompson and King (1998) found ...
[use an ampersand (&) within the brackets; use ‘and’ in your sentence]

More than three authors

/ A recent study (Boyd et al. 2001) has indicated ...
or ... Boyd et al. (2001) have indicated ...
[‘et al.’ is an abbreviation of the Latin phrase ‘et alii’ meaning ‘and others’]

Several sources

/ Jones and Chan (1997), Kuwelesky (2000) and Lim (1996) all agree ...
or ... Recent studies (Jones & Chan 1997; Kuwelesky 2000; Lim 1996) agree ...
[names of authors are in alphabetical order separated by commas when in your sentence; but separated by semicolons when in brackets]

Different authors, same surname

/ The theory was first suggested in 1970 (Jones, CL 1971), but since then many researchers, including AG Jones (1993), have rejected the idea.
[differentiate between authors with the same surname by using initials]

Author cited in another work

/ Marini (Tan 2001, p. 71) stated that ...
or ... Marini’s study in 1975 (cited in Tan 2001, p. 71) stated that ...
or ... Tan (2001, p. 71), in reporting Marini’s study, states ...
[Marini is the primary reference contained in a book by Tan i.e. you read Tan who made reference to Marini]

Multiple works by same author

/ University research (Smith 1992, 1998) has indicated that ...

Multiple works by same author in same year

/ In recent reports (Nguyen 1998, 1999a, 1999b) ...
or ... Ideas by Nguyen (1999b) were implemented ...
[add a, b, c etc. to differentiate between works by the same author in the same year. These are listed in alphabetical order on the reference list.]

Author for a web site

/ Thomas (1997) summarises principles of …

No author, but sponsoring body

/ The program details include times, dates and venues (CSIRO 2002).

No author, but newspaper article or report

/ A recent study (The Advertiser 24 Jan. 2000, p. 5) ...
or ... A recent study (Population Projections 2000) shows ...
[cite the newspaper or the title of the article]

Editor is significant

/ Current articles (ed. Harris 2000) all point to ...
or ... Current essays edited by Harris (2000) suggest ...

No date of publication

/ Lewis (n.d.) began the study ...
or ... The study was pursued (Lewis n.d.) ...

Personal communication

/ In a telephone conversation on 17 July 2001, Dr H Lim ...
or... Evidence given (Lim, H 2001, pers. comm., 17 July) ...
or ... In an email communication on 3 May 2000, Kate Jones ...
[note that personal communications are not usually included in the reference list]

Reference lists

The reference list is arranged alphabetically and placed at the end of your assignment. It includes full details of all the sources (except for personal communications) that you cited in the text of your assignment. The reference list is usually titled ‘References’.

Reference lists based on the Harvard system are always in alphabetical order. Note that the lists of examples of referencing used in this Learning Guide have been arranged according to the type of publication so that they are easy to locate.

One purpose of the reference list is to enable your reader to consult your sources, so you need to include all the information needed for someone else to locate that item. Remember to be consistent with the elements included, the order of the details and the punctuation. The order of elements for books, journal articles and electronic sources are listed below and the examples show appropriate punctuation.

For a book, the following elements should be presented in this order:

  • author’s surname(s) and initials (or the full given name)
  • year of publication
  • title of book (in italics or underlined with minimal use of upper case/capital letters)
  • publisher
  • place of publication.

For example:

Escritt, S 2000, Art nouveau, Phaidon, London.

For a journal article, the following elements should be presented in this order:

  • author’s surname(s) and initials (or full given name)
  • year of publication
  • title of article (in single quotation marks with minimal use of upper case/capital letters)
  • title of journal or periodical (in italics or underlined with important words in upper case)
  • volume number (if applicable)
  • issue number or other identifier (if applicable)
  • page number(s).

For example:

Hilton, GM, Ruxton, GD, Furness, RW & Houston, DC 2000, ‘Optimal digestion strategies in seabirds: A modelling approach’, Evolutionary Ecology Research, vol. 2, no. 2, pp. 207-230.

For an electronic source, the order and elements vary according to the type of source. The following elements may be presented:

  • author – the person or organisation responsible for the source
  • date of publication
  • title (with minimal use of upper case/capital letters)
  • type of medium (e.g. [online] or [CD-ROM], except for Internet source)
  • edition
  • place of publication
  • publisher
  • date of update/revision
  • date of viewing
  • location (may include: a host document; availability and access number)
  • notes

For example:

Thomas, S 1997, ‘Guide to personal efficiency’, Adelaide University, viewed 14 Nov. 2001, <http://library.adelaide.edu.au/~sthomas/papers/ perseff.html >.

Keeping track of the referencing details

As you find information and consult references, write down all the appropriate details needed to locate that source. It is well worth getting into the habit of jotting down these details, as having to backtrack for bibliographic information is time consuming, especially when deadlines are looming. You could create a form similar to the one in Figure 1 for recording the necessary details and save time by keeping a set of photocopies of the form or an electronic template to record the details as you work.

Author’s name and Initials (or name of editor or institution) / Year of publication
Title
Print or electronic
Edition
Chapter or article title
Volume and Number (for journals)
Publisher
Place of Publication
Page numbers
Location of item (eg, local or Uni library, Internet)
Catalogue/call number/ online address
Date viewed online
Key words
Summary of contents
Comments

Figure 1 A suggested form to record bibliographic details and reading notes

How do you arrange the reference list?

The reference list is arranged in alphabetical order of authors’ surnames. Do not group references by type of publication.

If a reference has no author, list it alphabetically according to the title (ignoring the words ‘A’ and ‘The’ at the beginning of a title). If an institution or organisation has sponsored the source, list the sponsoring body. If there are two or more references by the same author then list them in order of publication date with the oldest work first. If references by the same author have been published in the same year, then list them alphabetically by title and add the letter ‘a’ after the first date, ‘b’ after the second date and so on (e.g. 1993a, 1993b).

What is the difference between a reference list and a bibliography?

The reference list only includes sources cited in the text of your assignment as in-text references. You may also be asked to provide a bibliography, though this is not often required at undergraduate level. A bibliography uses the same format as a reference list but it includes all material used in the preparation of your assignment. In other words, a bibliography will repeat everything in your reference list and include all other sources which you read or consulted but did not cite. Beware, because some lecturers may use the terms ‘bibliography’ and ‘reference list’ interchangeably. Make sure you are clear about what is required.

Examples for referencing lists

The following list provides examples of various publications and how each type would appear in a reference list or bibliography. In some cases acceptable variants of a reference are given together. When you compile your reference list, remember to arrange all items alphabetically—do not sort them by type of publication.

Books

Single author

/ Derham, F 2001, Art for the child under seven, 7th edn, Australian Early Childhood Association, Watson, ACT.
Escritt, S 2000, Art nouveau, Phaidon, London.

Multiple authors

/ Abiteboul, S, Buneman, D & Suciu, D 1999, Data on the web: from relations to semistructured data and XML, Morgan Kaufmann, San Francisco.
Bierwirth, PN & Walsh, WD 2000, Delineation of recharge beds in the Great Artesian Basin using airborne gamma-radiometrics and satellite remote sensing, Bureau of Rural Sciences, Kingston, ACT.
Guelich, S, Gundavaram, S & Birznieks, G 2000, 2nd edn, CGI Programming with Perl, O'Reilly, Cambridge.

No author, 2nd or later edition

/ Networking essentials plus, 2000, 3rd edn, Microsoft Press, Redmond, Washington.

Edited work, editor’s role not paramount

/ Population and environment in arid regions 2001, eds J Clarke & D Noin, Parthenon, Paris.
Singapore 2001, ed. G Rodan, Ashgate, Aldershot.

Edited work, editor’s role significant

/ Walpole, M & Evans, C (eds) 2001, Tax administration in the 21st century, Prospect Media, St Leonards, NSW.
Weiss, RE, Knowlton, BW & Speck, BW (eds) 2000, Principles of effective teaching in the online classroom, Jossey-Bass, San Francisco.

Chapter in an edited book

/ Brookfield, S 1996, ‘Through the lens of learning: how experiencing difficult learning challenges and changes assumptions about teaching’ in To improve the academy, vol. 15, ed. L Richlin, New Forums Press, Stillwater, pp. 3-15.
Sugden, P 2001, ‘Trade marks and domain names’ in Electronic commerce and the law, eds J Forder, & P Quirk, John Wiley and Sons, Milton, Qld., pp. 198-226.

One volume of multi-volume work

/ Einax, J (ed) 1995, Chemometrics in environmental chemistry: Applications, vol. 2, Handbook of environmental chemistry, Springer, Berlin.

Encyclopedia

/ Stafford-Clark, D 1987, 'Mental disorders and their treatment', in The new encyclopaedia Britannica, 15th edn, vol. 23, Encyclopaedia Britannica Inc., Chicago, pp. 956-975.
Limburg, KE & Swaney, D 2001, ‘River ecosystems’ vol.5, Encyclopedia of biodiversity, ed. SA Levin, Academic Press, San Diego, California.

Work sponsored by institution, corporation or other organisation

/ Deni Green Consulting Services, 2001, capital idea: realising value from environmental and social performance, Deni Greene Consulting Services, North Carlton, Victoria.
Graduate Careers Council of Australia, 2000, Graduate opportunities, Trotman Australia, Sydney.

Journal articles

Single author

/ O'Hara, MJ 2000, ‘Flood basalts, basalt floods or topless bushvelds? Lunar petrogenesis revisited’, Journal of Petrology, vol. 41, no. 11, pp. 1545-1651.
Wood, R 2000, ‘Novel paleoecology of a postextinction reef: Famennian (Late Devonian) of the Canning Basin northwestern Australia’, Geology, vol. 28, no. 11, pp. 987-990.

No author

/ ‘Building human resources instead of landfills’, 2000, Biocycle, vol. 41, no. 12,
pp. 28-29.

Multiple authors

/ Hilton, GM, Ruxton, GD, Furness, RW & Houston, DC 2000, ‘Optimal digestion strategies in seabirds: a modelling approach’, Evolutionary Ecology Research, vol. 2, no. 2, pp. 207-230.
Mercier, F, Cormier, F, Fichelle, JM, Duarte, F & Cormier, JM 2000, ‘Iliac venous obstruction: surgical reconstruction’, Phlebology, vol. 15, no. 3-4, pp. 144-148.

From a book of Readings provided by the University

/ Watson, I 1993, ‘Has Mabo turned the tide for justice?’, Social Alternatives, vol. 12, no. 2, pp. 5-8, in Contemporary Aboriginal issues readings, University of South Australia, Adelaide.

No volume or number

/ German AL & Bartolo AM 2001, ‘'Science and information literacy on the Internet: using the standards created by the Association of College and Research Libraries and Project 2001 to create a science web page evaluation tool’, Crossing the Divide, Nov., pp. 33-44.

Specialised sources

Conference paper

/ Hills, QG 2000, ‘Relative timing of deformation, metamorphism and mineralisation within the Willyama Complex, New South Wales’ in Proceedings of the 14th Victorian Universities Earth Sciences Conference, Geological Society of Australia, Melbourne, pp. 38-42.

Government periodical

/ Australian Bureau of Statistics, 2001, Catalogue of publications and products, ABS, Canberra.

Government report (common title can also be added)

/ Human Rights and Equal Opportunity Commission, 1997, Bringing them home: report of the National Inquiry into the Separation of Aboriginal and Torres Strait Islander Children from their Families, (R Wilson, Commissioner), Human Rights and Equal Opportunity Commission, Sydney.
Stolen children report. See Human Rights and Equal Opportunity Commission 1997.
East Timor in transition 1998-2000: an Australian policy challenge, 2001, Department of Foreign Affairs and Trade, Canberra.

Standards

/ Australia New Zealand Food Authority, 2001, Safe food Australia: a guide to the food safety standards, 2nd edn, Australia New Zealand Food Authority, Canberra.
Standards Association of Australia, 1996, Colour Standards for general purposes – Chocolate (AS 2700S-1996 (X64)), Standards Australia, North Sydney.

Patent

/ Tadayuki, O, Kazuhisa, Y & Atsushi, N 1999, Hard butter composition and its production, Japanese Patent 99-78710.
Yoshinori, M, Takuya, I, Shuji, W & Yasuyoshi, K (Morinaga and Co., Japan), 2001, Chocolate chips containing mixed triglycerides for bakery products, Japanese Patent 2001269121.

Newspaper article

/ Advertiser 23 Oct. 2001, ‘Federal election: new Chipp in politics’, p. 10.
Chamberlain, P 2001, ‘The politics of law’, Herald Sun, 23 Oct., p. 34.

Pamphlet

/ Online resources, publications, training, 2001, Australian Copyright Council, Sep., Redfern NSW.
Graduate Qualities, 2001, Flexible Learning Centre, University of South Australia, Adelaide.

Video, television recording

/ ABC for kids: bumper collection (video recording), 1999, Australian Broadcasting Corporation, Sydney.
Selling Australia (video recording), 2001, Film Australia, Sydney.
They did it their way (video recording), 1998, BBC for The Open University.

Microfiche

/ Ball, K, Lee, YH, Phan, O & Ra, YS 2001, adult retraining and reskilling in Australia and South Korea, National Centre for Vocational Education Research, Leabrook (Australia) & Korea Research Institute for Vocational Education and Training (Seoul), ERIC microfiche ED451368.
Topping, K 2001, Peer and parent-assisted learning in Maths, Science and ICT, Scottish Council for Research in Education, Edinburgh, ERIC microfiche, ED452092.

Audio cassette