FEE COMPUTATION

Management Company/Operator* / :
Name of Scheme(s) / :
Adviser / :
Date of Submission / :

Fees in respect of unit trust scheme and prescribed investment scheme other than under the lodge and launch framework

Item / Description / No. of applications/ submissions / Fees (RM) / No. of schemes / Additional fees per scheme
(RM) / Amount
(RM)
1 / Estalishment of unlisted scheme (per scheme) / 5,000.00
2 / Recognition of foreign unlisted scheme (per scheme) / 5,000.00
3 / Establishment of real estate investment trust (per scheme) / 10,000.00 / 0.01% of market capitalisation or offer price of the units to be issued, subject to a maximum of RM800,000.00 (inclusive of fees for review of asset valuation, if any)
4 / Recognition of foreign real estate investment trust (per unlisted scheme) / 10,000.00
5 / Establishment of exchange-traded fund / 10,000.00
6 / Recognition of foreign exchange- traded fund (per unlisted scheme) / 10,000.00
7 / Recognition of foreign listed scheme (excluding real estate investment trust and exchange-traded fund) (per scheme) / 10,000.00 / 0.01% of market capitalisation, subject to a maximum of RM800,000.00
8 / Secondary listing of foreign listed schemes / 10,000.00
9 / Increase in scheme size limit (per listed scheme) / 2,000.00
10 / Appointment of fund management delegate not licensed by the Commission (per application) / 2,500.00
11 / Restructuring of management company (not applicable to holders of Capital Markets Services Licenses issued under the CMSA) (per application) / 2,000.00
12 / Registration or re-registration of trustee / 1,000.00
13 / Exemption or variation from guidelines on:
a)form and content in relation to submission to the Commission; or
b)provisions other than form and content
(per exemption or variation, per scheme) / 500.00
1,000.00
14 / Extension of time (per extension, per scheme) / 1,000.00
15 / Application to provide one or any combination of the following facilities:
a)circulation or distribution of electronic disclosure document and electronic application forms;
b)online transactions of unit trust scheme; and
c)online activities in relation to unit trust scheme
(per application) / 1,000.00
16 / Submission of a revised proposal or application to revise an approved proposal / 10% of the fees payable for the original proposal other than the percentage charged in respect of market capitalisation
Prospectus
17 / Registration of prospectus (for new unit trust scheme) / 3,000.00 / 100.00
18 / Registration of prospectus for renewal of prospectus (for unit trust scheme) / 1,500.00 / 100.00
19 / Registration of supplementary or replacement prospectus (for unit trust scheme) / 1,500.00 / 100.00
20 / Exemption or variation from guidelines (per exemption or variation, per scheme) / 500.00
Deed
21 / Submission of deed (for listed schemes) / 3,000.00 / 100.00
22 / Registration of deed / 1,500.00 / 100.00
23 / Registration of supplementary deed / 1,000.00
Product highlights sheet
24 / Lodgement of product highlights sheet
  • Initial
  • Replacement (per replacement)
/ 500.00
100.00
Other documents
25 / Lodgement of documents* (per document) / 100.00
TOTAL

* Lodgement of documents includesprospectus, deed and annual report.

Fees in respect of the lodge and launch framework

Item / Description / No. of applications/ submissions / Fees
(RM) / No. of schemes / Additional fees per scheme
(RM) / Amount
(RM)
1 / Exemption or variation from requirements under the guidelines on:
a)form and content in relation to any lodgement/submission to the Commission
b)provisions other than form and content
(per exemption or variation, per scheme) / 500.00
1,000.00
Note: Items 2-5are for information purposes only as such fees are to be paid online
2 / Lodgement of wholesale fund (per fund) / 5,000.00
3 / Revision to the lodgement form prior to launch (per revision) / 500.00
4 / Lodgement of disclosure document or deposit of information memorandum, if any / 500.00
5 / Lodgement of product highlights sheet
  • Initial
  • Replacement (each replacement)
/ 500.00
100.00
TOTAL
Payment particulars
Amount / : / RM
Number (Cheque/online transfer#)* / :
Bank / :
Date / :
#To attach confirmation of transfer

I/We* hereby confirm that all the above information are true and accurate.

……………………………………………………… / ………………………………………………………
Name : / Name :
(Authorised signatory of the applicant)
Designation :
Date : / (Authorised signatory of the applicant)
Designation :
Date :

* To delete whichever is not applicable

For SC’s Internal Use:

Please tick relevant box:

Payment particulars as per checklist
Date to Finance & Procurement Dept:
Incorrect payment particulars
Remarks (Where applicable)
Amount
Number (Cheque/online transfer)
Bank
Date / :
: RM
:
:
:
Administration Officer
…………………………………………
Name / :
Date / :

Please tick relevant box:

Correct fees submitted / Verified by Finance & Procurement Dept.
(For online transfer only)
Error in fees submitted / Comments (if any):
………………………………………………………………………
………………………………………………………………………
Date informing error in fees
Date receipt of correct fees
Date verified by Finance & Procurement Dept / :
:
:
Officer
……………………………………….. / Supervisor
…………………………………………
Name / : / Name / :
Date / : / Date / :

VERSION 2.0 ISSUED IN JUNE 2015

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