Emergency Solutions Grants Program

Mobile COUNTY cONSORTIUM

eMERGENCY sOLUTIONS gRANTs pROGRAM

2016 Application Package

Application Deadline:

December 22, 2016

Mobile County Grants Department

South Tower, 8th Floor

Mobile Government Plaza

205 Government Street

Mobile, AL 36644

If you have questions or require technical assistance, please contact the Mobile County Grants Department at (251) 574-8096.

Application may also be downloaded from the Mobile County Grants Page at

Table of Contents

INTRODUCTION

APPLICATION DEADLINE

GENERAL APPLICATION REQUIREMENTS

ELIGIBLE APPLICANTS

FUNDING AVAILABLE

Eligible Activities

Eligible Clients

MATCH REQUIREMENT

OTHER FEDERAL REQUIREMENTS

APPENDIXES

Appendix A - Written standards in Mobile County’s 2016 Action Plan

Appendix B - Emergency Solutions Grants Program Fact Sheet

Appendix C - Emergency Solutions Grants (ESG) Program Components Quick Reference

Appendix D - Homeless Definition

Appendix E - Applicable Requirements for Rental Assistance andHousing Relocation and Stabilization Services

CHECKLISTS, APPLICATION, FORMS AND CERTIFICATIONS

PROPOSAL CHECKLIST

APPLICATION FORM 1 Proposal Summary

APPLICATION FORM 2 Detailed Narrative

APPLICATION FORM 3 Detailed Budget and Match Form

APPLICATION FORM 4 Budget Narrative

FFATA REPORT

CERTIFICATION FORMS

CERTIFICATION FOR A DRUG-FREE WORKPLACE

CIVIL RIGHTS ACT AND AMERICANS WITH DISABILITIES ACT

DEBARMENT, SUSPENSION, PROPOSED DEBARMENT, INELIGIBILITY AND OTHER RESPONSIBILITY MATTERS

CERTIFICATION REGARDING LOBBYING

CERTIFICATION REGARDING SECTION 504 OF THE REHABILITATION ACT OF 1973

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INTRODUCTION

Mobile County Consortium is a recipient of Emergency Solutions Grants (ESG) from the U.S. Department of Housing and Urban Development (HUD). The primary objective of the ESG grant is to provide essential services to shelter residents, rapidly re-house homeless individuals and families, and prevent families and individuals from becoming homeless, engage homeless individuals and families living on the street, improve the number and quality of emergency shelters for homeless individuals and families; and help operate these shelters. As lead agency for the Consortium, Mobile County Commission is accepting funding applications for this grant.

APPLICATION DEADLINE

All applications must be submitted by 12:00 p.m., December 22, 2016 and addressed to:

Grants Department,

Mobile Government Plaza,

South Tower, 8th Floor,

205 Government Street

Mobile, AL 36644.

This requirement is firm as to place, date, and time. Mailed proposals should be posted in time to be received by the date and time at the location above. No faxed proposals will be accepted. Please provide the name of a contact person, along with telephone number and address. If you have questions or require additional information, please contact Lisa Collins in the Grants Department or (251) 574-8096.

Submitting an application does not guarantee funding.

Grant awards are expected to be announced by December 28, 2016.

GENERAL APPLICATION REQUIREMENTS

Applicants should review and become familiar with following:

Written standards describe in the County’s 2015-2019 Consolidated Plan and 2016 Action Plan (Appendix A),
Eligible Program Components (Appendix B & C),
Homeless Definitions (Appendix D), and
Applicable Requirements for Rental Assistance and Housing Relocation and Stabilization services (Appendix E).

Information about all eligible costs and program requirements are located at 24 CFR §576.

Please note federal guidelines require that funds are spent in a timely manner. Therefore, funded programs will need to have all 2016 ESG funds expended by June 1, 2018 otherwise funds may be de-obligated.

ELIGIBLE APPLICANTS

Continuum of Care (CoC) participants and not-for-profit organizations that provides services in Mobile County to homeless persons and those at risk of homelessness who reside within the geographic designation of the Mobile County Consortium, namely City of Bayou La Batre, City of Chickasaw, City of Citronelle, City of Creola, Town of Mount Vernon, City of Prichard, City of Saraland, City of Satsuma, Cityof Semmes and the unincorporated areas of Mobile County.

Applicant must be participants of the HMIS data collection. HUD requires that data on all persons served and all activities assisted under ESG are entered into the local community-wide HMIS or a comparable database. Applicants must provide written certification of participation in the existing HMIS.

Victim service providers or legal services providersare not subject to HMIS requirements. Such providers that do not participate in the HMIS may use a comparable database that collects client-level data over time (i.e., longitudinal data) and generates unduplicated aggregate reports based on the data. Information entered into a comparable database must not be entered directly into or provided to an HMIS.

Applicants must demonstrate financial management and programmatic expertise to successfully develop, design, implement and monitor the proposed activities. This expertise can be demonstrated through previous experience in successfully developing programs similar to the one proposed within the organization.

FUNDING AVAILABLE

Funds available for the 2016 Emergency Solutions Grants Program year are $135,489. As required by HUD, the County consulted with the local CoC to recommend the eligible program components and allocation amounts for the 2016ESG funding. Accordingly, based on CoC’s recommendation, funds will be allocated as follows:

2016 ESG Funding Allocations

Emergency Shelter - Operations / $30,000
Emergency Shelter- Total / $30,000
Homelessness Prevention - Tenant Based Rental Assistance / $7,254
Homelessness Prevention - Housing Relocation/Stabilization / $10,881
Homelessness Prevention - Total / $18,135
Rapid Re-Housing - Tenant Based Rental Assistance / $22,905
Rapid Re-Housing - Housing Relocation/Stabilization / $34,288
Rapid Re-Housing - Total / $57,193
Homeless Information Management System (HMIS) / $20,000
Administration / $10,161
TOTAL BUDGET / $135,489

Eligible Activities

Eligible funding activities for the ESG components listed in the allocation are in Appendix C - ESG Program Components Quick Reference. See 24 CFR § 576.101 – 576.109 for details of program components and eligible activities.

ESG grant funds may be used to pay indirect costs allocated to eligible activity in accordance with 2 CFR § 200, subpart E (24 CFR § 576.109). Indirect costs charged to an activity are subject to the expenditure limits for the activity. See 2 CFR §200.57 for details concerning indirect cost rate proposals and Appendix IV to Part 200 for Indirect (F&A) Costs Identification and Assignment, and Rate Determination for Nonprofit Organizations.

Eligible Clients

The following persons are eligible to receive services being funded by the Emergency Solutions Grants Program (See Homeless Definitions in Appendix D):

1)Homeless persons who meet the definition of homelessness as defined in 24 CFR § 576, for type of service provided; or

2)Persons at-risk of becoming homeless under 24 CFR § 576, for the type of service provided.

Applicants must establish written policies and procedures specific to recordkeeping and documenting eligibility assessments at intake and periodic re-evaluation and the program must maintain documentation on all households seeking assistance, even if determined to be ineligible (documentation must reflect why).

MATCH REQUIREMENT

Emergency Solutions Grants Program has matching requirements equal to the amount of the award. Applicants must be able to meet the match requirements outlined in 24 CFR § 576.201. Eligible types of matching contributions are cash contributions, in-kind contributions, and noncash contributions (value of any real property, equipment, goods, or services contributed to the recipient's or subrecipient's ESG program, provided that if the recipient or subrecipient had to pay for them with grant funds, the costs would have been allowable). The recipient may use funds from another Federal program as match for ESG, unless doing so would violate a specific statutory prohibition or the recipient or subrecipient counts ESG funds as match for that program.

For cash contributions it must be when the funds are expended (or when the allowable cost is incurred). For in-kind contributions, it is the date the service (or other in-kind match source) is actually provided to the program or project. ESG matching funds must be expended within the same expenditure deadline that applies to the ESG funds being matched (i.e. the 12-month deadline). Non-cash contributions must be made within the expenditure deadline.

OTHER FEDERAL REQUIREMENTS

As the applicant, agencies must comply with all other Federal requirements, as now in effect and as may be amended from time to time, and ensure all sub-providers of services comply with additional federal requirements as outlined in 24 CFR § 576 Emergency Solutions Grants Program and 2 CFR part 200, Uniform Administrative Requirements,Cost Principles, and Audit Requirements for Federal Awards (Uniform Requirements).

APPENDIXES

Appendix A - Written standards in Mobile County’s 2016 Action Plan

Written standards for providing ESG assistance (include as attachment):

An ESG program must be aligned and coordinated with the CoC goals for reducing/ending homelessness.
A homeless individual or formerly homeless individual must participate in the development of an ESG program.
Use of the centralized intake process will be mandated upon completion of the centralized intake system.
Participants receiving prevention must meet with a case manager monthly and there must be a case plan for obtaining/retaining permanent housing.
There must be a formal process for terminating assistance.
Shelters must meet minimum habitability standards.
The use of HUD funds for housing assistance requires that habitability, rent reasonableness and fair market rent, and lead paint standards are met.
There must be no conflicts of interest issues with the referral process or for determining eligibility and the delivery of assistance for participant households.

Appendix B - Emergency Solutions Grants Program Fact Sheet

Emergency Solutions Grants (ESG) Program
U.S. Department of Housing and Urban Development, Office of Community Planning and Development Office of Special Needs Assistance Programs, 451 7th Street SW, Room 7262 Washington, DC 20410 CFDA Number: 14.231

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OBJECTIVES

The ESG program provides funding to: (1) engage homeless individuals and families living on the street; (2) improve the number and quality of emergency shelters for homeless individuals and families; (3) help operate these shelters; (4) provide essential services to shelter residents, (5) rapidly re-house homeless individuals and families, and (6) prevent families/individuals from becoming homeless.

For more information and resources about ESG, go to HUD’s OneCPD website at

GRANT AMOUNTS

FY 2014 Allocation: $250 million

Minimum allocation: $69,167

Maximum allocation: $12,649,583

Eligible Recipients (363)

States: 51 (including Puerto Rico)

Metropolitan Cities: 193

Urban Counties: 115

U.S. Territories: 4

RECIPIENTS & SUBRECIPIENTS

Eligible recipients generally consist of metropolitan cities, urban counties, territories, and states, as defined in 24 CFR 576.2.

Metropolitan cities, urban counties and territories may subgrant ESG funds to private nonprofit organizations.

State recipients must subgrant all of their ESG funds (except the amount for its administrative costs and HMIS costs, if applicable) to units of general purpose local government and/or private nonprofit organizations.

Each recipient must consult with the local Continuum(s) of Care operating within the jurisdiction in determining how to allocate ESG funds.

CITATIONS

Statute: Stewart B. McKinney Homeless Assistance Act of 1987, Title IV, Subtitle B, as amended (42 U.S.C. 11371 et seq.) Regulations: 24 CFR Part 576.

ELIGIBLE PROGRAM COMPONENTS

1.Street Outreach

Essential Services necessary to reach out to unsheltered homeless individuals and families, connect them with emergency shelter, housing, or critical services, and provide them with urgent, non-facility-based care. Component services generally consist of engagement, case management, emergency health and mental health services, and transportation. For specific requirements and eligible costs, see 24 CFR 576.101.

2.Emergency Shelter

Renovation of a building to serve as an emergency shelter. Site must serve homeless persons for at least 3 or 10 years, depending on the cost and type of renovation (major rehabilitation, conversion, or other renovation). Note: Property acquisition and new construction are ineligible.

Essential Services for individuals and families in emergency shelter. Component services generally consist of case management, child care, education services, employment assistance and job training, outpatient health services, legal services, life skills training, mental health services, substance abuse treatment services, and transportation.

Shelter Operations, including maintenance, rent, security, fuel, equipment, insurance, utilities, and furnishings.

Relocation assistance for persons displaced by a project assisted with ESG funds.

For specific requirements and eligible costs, see 24 CFR 576.102.

3.Homelessness Prevention

Housing relocation and stabilization services and/or shortand/or medium-term rental assistance necessary to prevent the individual or family from moving into an emergency shelter or another place described in paragraph (1) of the “homeless” definition in § 576.2.

Component services and assistance generally consist of short-term and medium-term rental assistance, rental arrears, rental application fees, security deposits, advance payment of last month's rent, utility deposits and payments, moving costs, housing search and placement, housing stability case management, mediation, legal services, and credit repair. For specific requirements and eligible costs, see 24 CFR 576.103, 576.105, and 576.106.

4.Rapid Re-Housing

Housing relocation and stabilization services and shortand/or medium-term rental assistance as necessary to help individuals or families living in an emergency shelter or other place described in paragraph (1) of the “homeless” definition move as quickly as possible into permanent housing and achieve stability in that housing.

5.HMIS

Grant funds may be used for certain Homeless Management Information System (HMIS) and comparable database costs, as specified at 24 CFR 576.107.

Administration

Up to 7.5% of a recipient’s fiscal year grant can be used for administrative activities, such as general management, oversight, coordination, and reporting on the program. State recipients must share administrative funds with their subrecipients who are local governments and may share with their subrecipients who are nonprofit organizations. For specific requirements and eligible costs, see 24 CFR 576.108.

ALLOCATION FORMULA

HUD will set aside for allocation to the territories up to 0.2%, but not less than 0.1%, of the total amount of each appropriation in any fiscal year. The remainder will be allocated to States, metropolitan cities, and urban counties. The percentage allocated to each State, metropolitan city, and urban county will be equal to the percentage of the total amount available under section 106 of the Housing and Community Development Act of 1974 for the prior fiscal year that was allocated to the State, metropolitan city or urban county. If an allocation to a metropolitan city or urban county would be less than 0.05% of the total fiscal year appropriation for ESG, the amount is added to the allocation of the State in which the city or county is located. For more on the ESG formula, see 24 CFR 576.3.

MATCH

Metropolitan city and urban county recipients must match grant funds with an equal amount of cash and/or

noncash contributions, which may include donated buildings, materials and volunteer services.

States must match all but $100,000 of their awards, but must pass on the benefits of that $100,000 exception to their subrecipients that are least capable of providing matching amounts.

Territories are exempt from the match requirement

For the specific match requirements, see 24 CFR 576.201.

OBLIGATION & EXPENDITURE DEADLINES

Metropolitan cities, urban counties and territories must obligate all funds, except for the amount for administrative costs, within 180 days after HUD signs the grant agreement.

States must obligate all funds, except the amount for administrative costs, within 60 days after the date that HUD signs the grant agreement. Within 120 days after the date the State obligates its funds to a local government, the local government must obligate all of its grant funds.

All grant funds must be expended within 24 months after HUD signs the grant agreement with the recipient.

Further obligation and expenditure requirements are specified at 24 CFR 576.203.

CONSOLIDATED PLAN

Eligible recipients apply through the Consolidated Planning process. Among other things, this process helps communities assess their homeless assistance and housing needs, examine available resources, set 3-5 year strategies, and develop an annual action plan to meet priority needs. Plan preparation must include citizen participation and consultation with various organizations, including the local Continuum(s) of Care. Each jurisdiction should submit its Consolidated Plan to the local HUD field office no later than 45 days before the start of its consolidated program year in accordance with the regulations at 24 CFR Part 91. For the specific planning and submission requirements, see 24 CFR part 91 and 576.200.

REPORTS

Annual performance reports must be submitted in accordance with 24 CFR 91.520 and are due 90 days after the close of the recipient’s consolidated program year. Recipients also have other reporting requirements, as specified in 24 CFR 576.500(aa).

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Appendix C - Emergency Solutions Grants (ESG)
Program Components Quick Reference

Emergency Solutions Grants (ESG) funds can be used to provide a wide range of services and supports under the five program components: Street Outreach, Emergency Shelter, Rapid Rehousing, Homelessness Prevention, and HMIS. Each component is described in the tables below, accompanied by a list of corresponding ESG activities and eligible costs. Note: Administration is not a component, it is considered an activity. ** This list is NOT exhaustive. Always refer to the program regulations at 24 C.F.R. § 576 for complete information about all eligible costs and program requirements.

Component: Street Outreach. These activities are designed to meet the immediate needs of Unsheltered homeless people by connecting them with emergency shelter, housing and/or critical Health services. 24 C.F.R. §576.101
Activity type: Essential Services
Eligible costs:
Engagement
Case Management
Transportation / Emergency Mental Health Services
Emergency Health Services
Services for Special Populations
Component: Emergency Shelter. These activities are designed to increase the quantity and quality of temporary shelters provided to homeless people, through the renovation of existing shelters or conversion of buildings to shelters, paying for the operation costs of shelters, and providing essential services. 24 C.F.R. §576.102
Activity types:
Essential Services / Renovation (also
includes Major Rehab
and Conversion) / Shelter Operations / Assistance Required Under the Uniform Relocation and Real Property Acquisition Act of 1970 (URA)
Eligible costs:

Case management
Child Care
Education Services
Employment Assistance and Job Training
Outpatient Health Services
Legal Services
Life Skills Training
Mental Health
Services
Substance Abuse Treatment Services
Transportation
Services for Special Populations

/ Eligible costs:
Labor
Materials
Tools
Other costs for renovation (including rehab or conversion) / Eligible costs:
Maintenance
Rent
Security
Fuel
Equipment
Insurance
Utilities
Food
Furnishings
Supplies necessary for shelter operation
Hotel/Motel
Vouchers / Eligible costs:

Relocation payments
Other assistance to displaced persons

Component: Rapid Re-Housing. These activities are designed to move homeless people quickly to permanent housing through housing relocation and stabilization services and short-and/or medium-term rental assistance. 24 C.F.R. §576.104
Activity types:
Rental Assistance ** / Housing Relocation and Stabilization Services
Eligible costs:

Short-term rental assistance
Medium-term rental assistance
Rental arrears

**Rental assistance can be project-based or tenant- based. / Financial Assistance / Services Costs
Eligible costs:

Rental Application Fees
Security Deposits
Last Month’s Rent
Utility Deposits
Utility Payments
Moving Costs

/ Eligible costs:

Housing Search and Placement
Housing Stability Case Management
Mediation
Legal Services
Credit Repair

Component: Homelessness Prevention. These activities are designed to prevent an individual or family from moving into an emergency shelter or living in a public or private place not meant for humans through housing relocation and stabilization services and short-and/or medium-term rental assistance. 24 C.F.R. §576.103
Activity types:
Rental Assistance ** / Housing Relocation and Stabilization Services
Eligible costs:

Short-term rental assistance
Medium-term rental assistance
Rental arrears

**Rental assistance can be project-based or tenant- based. / Financial Assistance / Services Costs
Eligible costs:

Rental Application Fees
Security Deposits
Last Month’s Rent
Utility Deposits
Utility Payments
Moving Costs

/ Eligible costs:

Housing Search and Placement
Housing Stability Case Management
Mediation
Legal Services
Credit Repair

HMIS Component. These activities are designed to fund ESG recipients’ and subrecipients’ participation in the HMIS collection and analyses of data on individuals and families who are homeless and at risk of homelessness. 24 C.F.R. § 576.107
Activity type: HMIS
Eligible costs:

Contributing data to the HMIS designated by the CoC for the area;
HMIS Lead (as designated by the CoC) costs for managing the HMIS system;

Victim services or legal services provider costs to establish and operate a comparable database.

*Administrative Activities. 24 C.F.R. §576.108
Eligible costs are broadly categorized as follows:

General management, oversight, and coordination
Training on ESG requirements
Consolidated Plan
Environmental review

Appendix D - Homeless Definition