Early Access to Medicines Scheme (EAMS) Risk Management Plan (RMP) Template and Guidance

Early Access to Medicines Scheme (EAMS) Risk Management Plan (RMP) Template and Guidance

Early Access to Medicines Scheme (EAMS) risk management plan (RMP) template and guidance

Active substance(s) (INN or common name):
Pharmaco-therapeutic group
(ATC Code):
Name of Opinion Holder or Applicant:
Product(s) concerned (brand name(s)):

Data lock point for this RMP Version number

Date of final sign off

Version number of last agreed RMP:

Version number

Part I: Product(s) Overview

Administrative information on the RMP

Brief description of the product including:
  • chemical class
  • summary of mode of action
  • important information about its composition (e.g. origin of active substance of biological, relevant adjuvants or residues for vaccines

Indication(s) in the EEA
Current (if applicable)
Proposed (if applicable)
Posology and route of administration in the EEA
Current (if applicable)
Proposed (if applicable)
Pharmaceutical form(s) and strengths
Current (if applicable)
Proposed (if applicable)

Part II: Module SII - Non-clinical part of the safety specification

This module should present a summary of the important non-clinical safety findings. Only non-clinical findings which have, or might have, relevance to human usage should be included. The topics should normally include, but do not need to be limited to:

Key Safety findings (from non- clinical studies) / Relevance to human usage
Toxicity including:
  • Single and repeat-dose toxicity,
  • reproductive (must be discussed if medicine might be used in women of child-bearing potential)
  • developmental toxicity
  • nephrotoxicity
  • hepatotoxicity
  • genotoxicity
  • carcinogenicity

General safety pharmacology:
  • cardiovascular (including potential for QT interval prolongation)
  • nervous system
  • etc.

Mechanisms for drug interactions
Other toxicity-related information or data

Conclusions on non-clinical data

State which safety concerns are considered relevant for carrying forward in the risk management plan and list them in the appropriate category in the summary table of safety concerns (Table SVIII.1).
Part II: Module SIII - Clinical trial exposure

SIII.1Clinical Trial exposure

The following tables should be provided for each indication with a summary table showing total exposure.

Provide each table, where available, based on exposed (to medicinal product of interest) persons in all clinical trial populations

Data should be pooled and NOT shown per trial unless there are clear, justified reasons (to be provided) why some data should not be amalgamated.

If there is only one indication, totals can be provided. Otherwise the table should be stratified by indication.

Table 1: Duration of exposure
Total (person time should only be provided for final duration category and total )
Duration of exposure (at least) / Persons / Person time
1 m
3 m
6 m
12 m etc.
Total person time
Table 2: Dose
Total
Dose of exposure / Persons / Person time
Dose level 1
Dose level 2 etc.
Total

When providing data by age group, the age group should be relevant to the target population. Artificial categories such as <65, >65 should be avoided. Paediatric data should be divided by categories (e.g. ICH-E11). Similarly, the data on mature patients should be stratified into categories such as 65-74, 75-84 and 85+ years. For teratogenic drugs, stratification into age categories related to childbearing potential might be appropriate for the female population. If the RMP includes more than one medicinal product, the total population table should be provided for each product as well as a combined table.

Table 3: Age group and gender
Total
Age group / Persons / Person time
M / F / M / F
Age group 1
Age group 2 etc.
Total

Add any other exposure information if relevant for the assessment of the safety profile (i.e. ethnic groups, or exposure in special populations such as patients with renal impairment, hepatic impairment, etc.).

Table 4: Special populations (totals)
Total population
Persons / Person time
Pregnant women
Lactating women
Renal impairment (specify or categorise)
Hepatic impairment (specify or categorise)
Cardiac impairment (specify or categorise)
Sub populations with genetic polymorphism (specify)
Immunocompromised
Ethnic origin 1
Ethnic origin 2 etc.

Part II: Module SIV - Populations not studied in clinical trials

This module should discuss the limitations of the clinical trial population in relation to predicting the safety of the medicinal product(s) in the market place.

SIV.1Effect of exclusion criteria in the clinical trial development plan

Discuss the main exclusion criteria across the clinical trial development programme.

Exclusion criteria and details of whether these will be contraindications, warnings and precautions for use or no warnings
Criteria / Implications for target population
1
2 etc.

SIV.4Conclusions on the populations not-studied and other limitations of the clinical trial development programme

Missing information

Where the missing information from the clinical trial programme could constitute an important risk to the target population it should be considered to be a safety concern, should be stated here and carried through to RMP Part II Module SVIII.

Outstanding safety concerns due to limitations of the clinical trial programme
Safety concern / Comment
1
2 etc.

Part II: Module SV - Post-authorisation experience

Include module SV ONLY for new active substances which have been previously been authorised or made available to patients on a compassionate/named-patient use basis anywhere in the world. Otherwise, this RMP module can be omitted.

SV.1Estimated post-authorisation exposure

Summarise the estimated exposure(e.g. packs or person-years treatment). Explain what method has been used to calculate estimated exposure.

SV.2Action taken by regulatory authorities and/or marketing authorisation holders for safety reasons

List any cumulative significant regulatory action (including those initiated by the MAH in any market in relation to a safety concern). Significant regulatory action would include a restriction to the approved indication, a new contra-indication, a new or strengthened warning in section 4.4 of the SPC (or equivalent) or any action to suspend or revoke a marketing authorisation.

Part II: Module SVI - Additional EU requirements for the safety specification

In this module, for each subsection discuss the theoretical potential known before authorisation plus any additional insights gained post authorisation.

SVI.1Potential for harm from overdose

Discuss the potential for harm from overdose – either intentional or accidental. Give special attention to medicinal products where there is increased risk of harm – either where there is a narrow therapeutic margin or potential for major dose-related toxicity, and/or where there is a high risk of intentional overdose in the treated population. Where harm from overdose has occurred during clinical trials, this should be explicitly mentioned. Where appropriate, overdose should be included as a safety concern in RMP Module SVIII

SVI.2Potential for transmission of infectious agents

The applicant/marketing authorisation holder should discuss the potential for the transmission of an infectious agent. This may be because of the nature of the manufacturing process or the materials involved. For vaccines, any potential for the transmission of live virus should be discussed. For advanced therapy medicinal products, a cross reference to RMP modules SVII (ATMP) may be made.

SVI.3Potential for misuse for illegal purposes

Discuss the potential for use as a recreational drug or facilitating assault etc. If appropriate discuss the means of limiting this in the risk minimisation plan.

SVI.4Potential for medication errors

Describe any medications errors reported during the clinical development programme and discuss the potential for medication errors (e.g. due to wrong dose, strength, route of administration, device issues

SVI.5Potential for off-label use

The potential for off-label use should be discussed, including paediatric off-label use. This is particularly relevant where a medicinal product has an indication restricted to a subset of the population within a disease area or there are situations where the medicinal product must not be given for safety reasons. The potential for use in other disease areas should also be considered where this is likely.

SVI.7Conclusions

List any safety concerns arising from this module that are to be carried through to the summary of safety concerns in SVIII.
Part II: Module SVII - Identified and potential risks

SVII.1Details of important identified and potential risks from clinical development and post-authorisation experience

Note: ATMP products may have specific risks which are not associated with non-ATMP products – see Appendix A for a list of these.

For each important identified and important potential risk[1] provide the following information if available:

Identified/potential Risk1
Rationale / Provide the rationale for the consideration of an adverse event either as an identified or potential risk. Reference to the source of data (i.e. clinical trial, epidemiological studies, case reports/series, non-clinical data, mechanistic hypothesis, etc.) from which an adverse event was considered as a risk should be provided. The potential for a pharmacological class effect should be also provided.
Specify the nature of the risk (i.e. manufacturing process, risk associated with medication errors, relating with active substance, formulation, specific to a target population, etc.)
Frequency with 95 % CI / State clearly which frequency parameter is being used e.g. incidence rate or incidence risk and the data source e.g. blinded clinical trial population, epidemiological study. For identified risks incidence should be presented for any subpopulations in which the risk is different to the overall population.
(see also section V.B.8.7.3 of GVP Module V)
Where there are clear differences in rates between populations, this should be discussed
Seriousness/outcomes / Tabulate the distribution of outcomes e.g. % fatal, % recovered/with/without treatment/sequelae, % not recovered, % hospitalised etc.
Severity and nature of risk / e.g. tabulate grades of severity where available
Background incidence/prevalence / Background incidence/prevalence of the risk in the unexposed target population(s)
Risk groups or risk factors / Describe patient factors, dose, time or other factors where available including additive or synergistic factors
Potential mechanisms / Describe
Preventability / Provide data on predictability or preventability of the ADR, the effect of known risk factors, or mitigation through early detection.
MedDRA terms / Terms used in Annex 1 for safety surveillance

SVII.2Identified and potential interactions

SVII.1.

SVII.2.

SVII.3.

SVII.4.

SVII.4.1

Identified and potential pharmacokinetic and pharmacodynamic interactions should be discussed in relation to both the treatments for the condition, but also in relation to commonly used medications in the target population. Important interactions with herbal medicines or with food should also be discussed.

Consider including any important interactions (i.e. any which require dose adjustment, avoidance or contraindication) as a safety concern in Part II Module SVIII.

SVII.5Pharmacological class effects

Consider including any pharmacological class effects safety concerns in Part II Module SVIII. If safety concerns from other products within the same pharmacological class have not been included in the summary of safety concerns, justification for this should be provided [limit to a maximum of 300 words for each safety concern]

Part II: Module SVIII - Summary of the safety concerns

A summary should be provided of each of the safety concerns identified in previous Modules (SII, SIV, SVI, and SVII) of Part II. A safety concern may be an:

important identified risk;

important potential risk; or

missing information.

Table 1. Summary of safety concerns

Summary of safety concerns
Important identified risks / > List
Important potential risks / > List
Missing information / > List

Part III: Pharmacovigilance Plan

The Pharmacovigilance plan (PhV Plan) provides details of pharmacovigilance activitieswhich are intended to identify and/or characterise safety concerns. What is required will depend upon the nature of the medicine, the target population, the number of safety concerns and where the medicine is in its life-cycle. A PhV Plan may also include details of studies to measure the effectiveness of risk minimisation measures for important measures where a formal study is required.

Some safety concerns may be well characterised in which case routine PhV will be sufficient. Depending upon the safety concern, and areas to be investigated, a PhV Plan will often include epidemiological (non-interventional) studies (such as cohort, case control, registries, drug utilisation etc.) but may also include interventional studies or more rarely pre-clinical activities (such as PK/PD, clinical trials, in vivo or in vitro studies). Further information on post authorisation safety studies is given in GVP Module VIII.

For products with a positive Opinion through EAMS, a treatment registry and drug utilisation study will usually be required.

III.1Overview of planned pharmacovigilance activities

For each safety concern in Part II SVIII, provide details of specific areas that still need confirmation or further investigation – e.g. confirmation of incidence, investigation of risk factors by routine or additional PhV activities.

If a specific questionnaire is planned for collecting structured data on a safety concern of special interest this is still considered to be routine but should be mentioned and a mock up provided in RMP annex 7. A requirement to report on a specific adverse drug reaction at defined intervals resulting from a previous evaluation (e.g. Periodic report) will be considered as routine pharmacovigilance but should be detailed in the table against the specific safety concern.

III.1.1Table of on-going and planned additional PhV activities

This should be a complete overview of all on-going and planned studies in categories 1-3 (including for vaccines, regardless of whether they were designed to assess the safety or the effectiveness). All milestones and dates are mandatory, please see footnotes. If a study aims to evaluate the effectiveness of risk minimisation measures, this needs to be made explicit in the study objectives.

Note: Regardless of other milestone, EAMS Opinion Holders are expected to provide updates on findings from registries/studies within the 3-monthly Periodic Reportsand to provide an annual report with each EAMS renewal application.

Table 1. On-going and planned additional pharmacovigilance activities

Study/activity type, title; status (planned, on-going) / Objectives / Safety concerns addressed / Milestones (mandatory) / Due date (mandatory)
1. <E.g. CRUCIAL
Cancer Registry at University College IdAho Liver unit
(non- interventional cohort);
On-going / <E.g. To investigate long term survival, time to progression / <E.g.
  • Bradycardia
  • Thrombosis
  • Leukopenia
/ Protocol submission1 / DD/MM/YYYY
Final report / DD/MM/YYYY
Observational evaluation of safety of <product> in children and adolescent with high risk conditions
<Planned / To investigate the safety of <product> in high risk paediatric patients / Protocol submission1 / DD/MM/YYYY
Annual report / DD/MM/YYYY

A synopsis of the protocol(s) should be provided in Annex 6.

Part IV: Plans for post-authorisation efficacy studies

IV.1Summary of Post authorisation efficacy development plan

The purpose of this section is to have an overview of the planned and on-going efficacy studies. The results of the efficacy studies are also expected to contain safety data and might have an impact on the safety profile of the product(s).

A synopsis of the protocol(s) should be provided in Annex 8.

Table 1. Planned and on-going post-authorisation efficacy studies

Study (type and study number), status (planned, on-going) / Objectives / Efficacy uncertainties addressed / Milestone(s) / Due Date(s), if applicable (e.g. for PAES that are specific obligations or conditions of the marketing authorisation)
<E.g. missing pivotal clinical trial for conditional marketing authorisation;
On-going / <E.g. Final report> / <DD/MM/YYYY>
<E.g. 5 year efficacy follow-up in cancer as a standard condition;
On-going / <E.g. Final report> / <DD/MM/YYYY>

Part V: Risk minimisation measures

Any additional risk minimisation measure should be described in Table V.1. For each safety concern identified in module SVIII “summary of the safety specification” a summary of any routine and additional risk minimisation measures should be provided. Where none are proposed, then “none proposed” should be entered against the safety concern.

Further guidance on additional risk minimisation measures can be found in GVP Module XVI.

V.1Summary table of risk minimisation measures

Safety concern / Routine risk minimisation measures / Additional risk minimisation measures
Only reference to the general information included in the treatment protocol is needed here (i.e. specific wording is not needed) / List
listing in line with Table V.2

V.2 Details of Additional risk minimisation measures (if applicable)

Risk minimization measure (tick all that applies)
□ Educational programme
□ Controlled access programme
□ Other (please specify)
Safety concern(s) addressed / As described in module SVIII
Rationale / Explain why the proposed measures are needed to minimise the safety concern(s) described above;
Define actionable objective(s) for the proposed measure.
Description / List here each tool/intervention that will be used to minimise the named safety concern(s) and their respective target population;
Describe briefly how each selected tool will help in minimising specific safety concern(s).
E.g.
Prescriber checklist: this instrument will facilitate…
Patient alert card: the card will ensure that…
Etc…
Implementation / Detail proposal for the implementation of additional risk minimisation measures. At a minimum the following should be described:
  • setting and timing or frequency of interventions;
  • how the target audience will be reached

Evaluation / Detail plan for evaluating the effectiveness of the proposed measures. Namely:
  • Describe process indicators for the assessment of the implementation processes
  • Describe outcome indicators for the overall health outcome assessment - e.g. frequency of safety concern(s) listed above
  • Include reference to the study as described in the PhV plan, including milestones for the assessment(s).

Part VI: Summary of the risk management plan

VI.1.1Summary table of Safety concerns by product

Create one table per product based on Part II: SVIII

<Product name>

Summary of safety concerns
Important identified risks / > List
Important potential risks / > List
Missing information / > List

VI.1.2Table of on-going and planned studies in the Post-authorisation Pharmacovigilance Development Plan by product