TA9: Corporate Governance report (of the first 6 months of 2017)
CORPORATE GOVERNANCE REPORT
(Of the first 6 months of 2017)
Company:Thanh An 96 Installation and Construction Joint Stock Company
Address: 02 Nguyen Van Troi – Hoa Thuan Dong ward – Hai Chau district – Da Nang
Tel.:0511.3615.333
Fax:0511.3615.334
Email:
Charter capital: VND 110,498,100,000
Stock code: TA9
I. Activities of annual General Meeting of Shareholders
No. / Board Resolution No. / Date / Content1 / 01/ NQ-HDQT / 04 Apr 2017 / - Convene the annual general meeting of shareholders 2016
I. BOD Activities (of the first 6 months of 2017)
Meetings:
No. / Members of BOD / Title / Attendance / Rate / Reasons for not attending1 / Nguyen Ngoc Hue / Chairman of Board of Directors / 6/6 / 100%
2 / Pham Van Le / Deputy Chairman of Board of Directors / 6/6 / 100%
3 / Vo Cuu Long / Member of Board of Directors / 6/6 / 100%
4 / Hoang Duc Truc / Member of Board of Directors / 6/6 / 100%
5 / Trinh Thi Thu Huong / Member of Board of Directors / 6/6 / 100%
II. Board Resolutions (of the first 6 months of 2017)
No. / Board Resolution No. / Date / Content1 / 04/ NQ - HDQT / 09 Jan 2017 / - Appointing and dismissing members of Board of Directors
2 / 13/ QD - HDQT / 17 Feb 2017 / - Appointing and transferring officials
3 / 14/ HDQT – CT96 / 17 Feb 2017 / - Dividend advance 2016
4 / 55/ QD - HDQT / 14 Mar 2017 / - Convening annual General Meeting of Shareholders 2017
5 / 56/ QD - HDQT / 14 Mar 2017 / - Setting up an organizing board to hold annual General Meeting of Shareholders 2017
6 / 01/ NQ - DHCD / 04 Apr 2017 / - General Mandate 2017
III. Supervisory Board
No. / Members of BOD / Title / Attendance / Rate / Reasons for not attending1 / Do Van Thanh / Head of Supervisory Board / 2/2 / 100%
2 / Hoang Van Khuong / Member of Supervisory Board / 2/2 / 100%
3 / Le Ngoc Truong / Member of Supervisory Board / 2/2 / 100%
III. Change in connected persons/ institutions
No. / Name / Trading account (if any) / Position of PDMR at the company (if any) / Date to become connected persons/ institutions / Date no longer connected persons/ institutions / Reasons1 / Vo Cuu Long / Member of the Board / 09 Jan 2017 / Appointed as member of Board of Directors
Vo Duou / Connected person
Chu Thi Loan / Connected person
Tran Thi Lien / Connected person
Vo Thanh Lieu / Connected person
Vo Thi Phuong Anh / Connected person
Vo An Dao / Connected person
Vo Thi Huong / Connected person
Vo Hong Loan / Connected person
Vo Thi Oanh / Connected person
Vo Thi Yen / Connected person
Vo Van Hien / Connected person
Vo Van Tien / Connected person
2 / Nguyen Ngoc Hue / Chairman of the Board / 09 Jan 2017 / Appointed as Chairman of the Board
Nguyen Ngoc Anh / Connected person
Nguyen Thi Ca / Connected person
Tran Thi Doi / Connected person
NguyenNgocDung / Connected person
Nguyen Thi Huyen / Connected person
Nguyen Thi Hung / Connected person
Nguyen Thi Tang / Connected person
Nguyen Ngoc Cuong / Connected person
Nguyen Thi Huong / Connected person
Nguyen Ngoc Chieu / Connected person
3 / Pham Van Le / Deputy Chairman of the Board / 09 Jan 2017 / Appointed as Deputy Chairman of the Board
Pham Van Uan / Connected person
Nguyen Thi Duong / Connected person
Nguyen Thi Thuy An / Connected person
Pham Trinh Duy / Connected person
Pham Quang Huy / Connected person
Pham Xuan Den / Connected person
Pham Thi Huong / Connected person
Pham Van Huu / Connected person
Pham Thi Hien / Connected person
Pham Van Hau / Connected person
Pham Van Han / Connected person
Pham Thi Hoa / Connected person
4 / Hoang Duc Truc / Member of Board of Directors / 13 Apr 2013
Hoang Duc Kinh / Connected person
Chu Thi Ha / Connected person
Le Thi Trung Hau / Connected person
Hoang Bao Trung / Connected person
Hoang Le Minh Anh / Connected person
Hoang Thi Huong / Connected person
Hoang Duc Giang / Connected person
Hoang Duc Long / Connected person
Hoang Duc Thanh / Connected person
5 / Nguyen Khac Xuyen / Deputy Manager / 13 Apr 2013
Nguyen Khue / Connected person
Nguyen Thi Xiet / Connected person
Ha Thi Thuy / Connected person
Nguyen Thi Thu Thuy / Connected person
Nguyen Anh Thu / Connected person
Nguyen Ha Duy / Connected person
Nguyen Thi Hien / Connected person
Nguyen Thi Du / Connected person
Nguyen Thi Thom / Connected person
Nguyen Thi Tho / Connected person
Nguyen Khac Hoc / Connected person
6 / Pham Huu Trung / Deputy Manager / 17 Feb 2017 / Appointed
Pham Xuan Bao / Connected person
Le Thi Loan / Connected person
Pham Xuan Liem / Connected person
Pham Thi Thu / Connected person
Nguyen Thi Nhung / Connected person
7 / Trinh Thi Thu Huong / Chief Accountant / 13 Apr 2013
Trinh Van So / Connected person
Vu Thi Lien / Connected person
Ha Xuan Quan / Connected person
Ha Ngoc Minh / Connected person
Ha Ngoc Lan / Connected person
Trinh Phu Cuong / Connected person
Trinh Su Nghiep / Connected person
8 / Do Van Thanh / Chief of Supervisory Board / 13 Apr 2013
Do Ngoc Khuong / Connected person
Nguyen Thi Dung / Connected person
Vu Thi Sen / Connected person
Do Duy Thang / Connected person
Do Thi My Ngoc / Connected person
Do Ngoc Thinh / Connected person
Do Thi Kim / Connected person
Do Quang Trung / Connected person
Do Thi Loan / Connected person
Do Thi Lan / Connected person
9 / Le Ngoc Truong / Member of Supervisory Board / 13 Apr 2013
Le Ngoc Thi / Connected person
Nguyen Thi Cuc / Connected person
Le Thi Nga / Connected person
Le Ngoc Anh Phuong / Connected person
Le Ngoc Tan Tai / Connected person
Le Ngoc Khoa / Connected person
Le Ngoc Thong / Connected person
Le Thi Thao / Connected person
8 / Hoang Van Khuong / Member of Supervisory Board / 13 Apr 2013
Hoang Van Bui / Connected person
Nguyen Thi Tuoc / Connected person
Le Thi Kim Vui / Connected person
Hoang Le Nhat Linh / Connected person
Hoang Le Bao Quyen / Connected person
Hoang VanHuong / Connected person
Hoang Thi Minh / Connected person
Hoang Thanh / Connected person
Hoang Thi Lien / Connected person
IV. Transactions of PDMRs and connected persons/ institutions
1. List of PDMRs and connected persons
2. Transactions of PDMRs and connected persons/ institutions
No. / Name / Relation with PDMR / Shareholding at the beginning of the term / Shareholding at the end of the term / Reason (buy, sell, transfer, dividend, bonus share...)Share / Percentage / Share / Percentage
3. Other transactions
V. Other issues: None