Arkansas Securities Department

Arkansas Securities Department

Literature Order

Name:______

Address:______

______

Phone #:______

Please send the following publications:

Quantity

Annuities

______Equity-Indexed Annuities: A Complex Choice

______Variable Annuities: Beyond the “Hard Sell”

______Should You Exchange Your Variable Annuity?

College Savings

______Smart Saving for College: 529 Plans and Other College Savings Options

Consumer Protection

______Avoiding Investment Scams

______Stock Spams and Scams

______“Free Lunch” Investment Seminars: Avoiding the Heartburn of a Hard Sell

______Early Retirement Seminars 101: Smart Tips for Spotting RetirementScams

______Keeping Your Account Secure: Tips for Protecting Your FinancialInformation

______“Promissory Notes” Can Be Less Than Promised

______Reverse Mortgages: Avoiding a Reversal of Fortune

______Look Before You Leave: Don’t be misled by early retirement investmentpitches that promise too much.

Arkansas Securities Department – Literature Order Form – Page 2

Investing

______5 Keys to Investing Success: What you need to know to be a better investor, withsimple steps to help you reach your goals.

______The Basics for Investing in Stocks: Although they are unpredictable overtheshort term, stocks have delivered superior returns over the long haul.

______A Primer for Investing in Bonds: Bonds can provide a predictable stream of income that you can use for living expenses.

______Smart Bond Investing

______Mutual Funds and Exchange-Trade Funds: Maybe All You’ll Ever Need

______Understanding Mutual Fund Classes

______Getting Help with Your Investments: Thousands of financial professionals areeager to give you advice. Here’s how to choose one that best suitsyourneeds.

______“Broker Check” An Online Tool to Help Investors Check the Background of Individual Investment Professionals and Firms

______It Pays to Understand Your Brokerage Account Statements and Trade Confirmations

______10 Tips to Keep Track of Your Investments

______How to Avoid Problems with Your Broker

______Five Tips to Keep Your Finances from Going Off a Cliff

Life Insurance

______Should You Exchange Your Life Insurance Policy?

Retirement

______Maximize Your Retirement Investments: A step-by-step guide to building asecure nest egg through an employer-based plan or on your own.

How to submit this form:

Mail:Arkansas Securities Department

Attention: Larry Cathey

201 East Markham Street

Suite 300

Little Rock, AR 72201-1692

FAX:501-324-9268

Email: