Contents of the Notice Board to be displayed at Sub brokers Main office & Branch Office

1. Name of the Trading Member
(SEBI Registration No. BSE / NSE) / Cochin Stock Brokers Limited
INB 231076937 (NSE)
INB 011076933 (BSE)
2. Address & Tel. No. of the Main office of the trading member (Also Name, designation & Tel. No of the contact person in the main office of Trading Member / 36/1565 A 17, 4th Floor, MESBuilding, Judges Avenue, Kaloor ,
KOCHI 682017
Shri Mathew Thomas,
CEO & Compliance Officer
0484 2401898, 3048501
3. Name, Address & Tel No. (main office) of the SEBI Registered sub-broker of the above trading member.
  • (SEBI Registration No. of the sub-broker -BSE/NSE)
  • Name and Designation of the person in-charge/managing the Main office

4. Address and Tel. No. of the sub-broker’s Branch office, where trading terminal of above TM is located
5. Name and Designation of the person in-charge/managing the branch office
6. BSE Investor Service Cell Tel. No. / 022 - 22721233/34

Do’s

  1. Always deal with market intermediaries registered with SEBI/Exchanges (SEBI registered trading member / SEBI registered sub Broker).
  2. Give clear and unambiguous instructions to your broker/agent/depository participant.
  3. Always insist on contract notes for all the transactions from the main broker (name to be specified) within 24 hours of the trade execution. In case of doubt of the transactions, verify the genuineness of the same on the Exchange website /
  4. Always settle the dues through the normal banking channels with the market intermediaries.
  5. Always make payment (by account payee cheque / DD) directly to the main broker (name to be specified).
  6. Always give delivery of shares directly to the main broker (name to be specified).
  7. Adopt trading/investment strategies commensurate with your Risk bearing capacity as all investments carry risk, the degree of which varies according to the investment strategy adopted.
  8. Always sign a Member-Client Agreement or the tripartite agreement with the trading member & SEBI registered sub-broker of the trading member of BSE/NSE (as the case may be) before starting dealings.
  9. Please carry out due-diligence before registering as client with any Intermediary. Also, carefully read and understand the contents stated in the Risk Disclosure Document, which forms the part of client registration for dealing through intermediaries in the Stock Market.
  10. For further details on Investor Rights and Obligations and other related issues, please refer to the Investor Forum Section on the BSE/NSE website @ / or the booklet ‘Guiding Light for Investors’, copy of which is available with the TM/registered sub-broker.

Don’ts

  1. Don’t deal with unregistered brokers/sub-brokers, intermediaries.
  2. Don’t leave the custody of your Demat Transaction slip book in the hands of any Intermediary.
  3. Don’t fall prey to promises of guaranteed returns.
  4. Don’t blindly imitate investment decisions of others who may have profited from their investment decisions.