PAGE: 6 of 6 / REPLACES POLICY DATED: April 16, 1999
APPROVED: May 9, 2000 / REVISED:
EFFECTIVE DATE: August 1, 2000 / REFERENCE NUMBER: HIM.COD.011
SCOPE:
All Company-affiliated facilities including, but not limited to, hospitals and all Corporate Departments, Groups and Divisions, including, but not limited to, the following departments:
Facility Health Information Management Department Nursing
Corporate Health Information Management Services Ancillary Departments
Case Management/Quality Resource Management Legal
National Agreements/Materials Management Finance
Ethics & Compliance Officer Internal Audit & Consulting Services
Patient Accounting/Business Office/Central Business Administration
Office/Medicare Service Center/Financial Service
Center/Revenue Service Center
PURPOSE:
To ensure that all external ICD-9-CM and CPT-4 coding reviews of medical records for outpatient and inpatient services and related educational sessions are compliant with official coding guidelines, Company coding policies, and other regulatory requirements.
POLICY:
ICD-9-CM and CPT-4 Coding reviews performed by external vendors will only be completed by vendors who have been certified to meet the quality and business practice standards outlined in this policy. Certification of vendors is the responsibility of the Corporate Health Information Management (HIM) Services Department. Contract negotiation is the responsibility of National Agreements. This policy does not apply to chargemaster reviews or physician practice coding reviews.
PROCEDURE:
SECTION I: Requesting a Coding Review
Any facility, Group, Division, or Corporate Department requesting a coding review must choose a vendor from the certified vendor list and follow the process outlined below. If the facility chooses to use a vendor not on the list, see Section II of this policy.
1. Notify the geographical HIM/Coding Consultant (from Corporate HIMS) of the planned review so the need and scope of the review can be clarified/evaluated.
2. Select a vendor from the certified vendor list for coding reviews. (See Attachment A)
3. Make arrangements for the review through the vendor contact person listed. (See Attachment A)
a. All arrangements must be confirmed in writing by completing the Work Order for Coding Review Services (See Attachment D) or other Corporate HIMS-approved work order.
b. If the selected vendor cannot accommodate the request, select another vendor from the list.
c. If all certified vendors cannot accommodate the request, contact the HIM Services Vendor Project Coordinator (Vendor Project Coordinator). (See Attachment A)
4. Notify the geographical HIM/Coding Consultant of review dates including the exit conference.
5. Final reports must be submitted to the facility or other requester and copied to the Vendor Project Coordinator by the vendor within 30 days after the completion of an engagement. Reports will be distributed to the responsible HIM Services Director and/or Consultant(s).
6. The facility must keep the Work Order and all supporting documentation (e.g., record pull lists, time logs) to verify appropriate billing by the vendor.
7. Payment to a vendor for services rendered shall be handled by the accounts payable department of the facility, Division, Group, or Corporate Department requesting the services.
8. Concerns regarding the vendor should be communicated to the Materials Management Customer Service Call Center at 800-265-8422.
a. Concerns regarding coding recommendations will be forwarded to the Vendor Project Coordinator for resolution. (See Attachment A)
b. Concerns regarding contract issues will be handled by the National Agreements contact for resolution. (See Attachment A)
SECTION II: Certifying a Vendor (This section applies to Corporate HIMS only.)
The HIM Services Department is responsible for approving all vendors and maintaining the certified vendor list. Any facility, Group, Division, or Corporate Department wishing to use a vendor not on the certified vendor list to perform coding reviews must perform the following procedure before making review engagement arrangements. In addition, vendors requesting to be added to the certified list must contact the Vendor Project Coordinator.
1. The facility, Group, Division, or Corporate Department must submit a written request to the Vendor Project Coordinator stating the vendor name, address, contact person and the reason they are requesting to use the vendor.
2. Direct requests from vendors to become a certified vendor must be submitted in writing to the Vendor Project Coordinator. Direct requests will be considered during open bid periods only.
3. The request must be reviewed and approved by the Vendor Project Coordinator and the National Agreement’s contact.
a. If the request is not approved, the Vendor Project Coordinator must respond to the requester in writing stating the reason for non-approval. If the request came directly from a vendor, the response should be sent to the vendor.
b. If approved, the Vendor Project Coordinator must issue a standard Request for Proposal (RFP) requiring the information items listed. (See Attachment B)
4. Responses to the RFP will be reviewed by the Vendor Project Coordinator and another member from the HIM Services team to determine if the vendor meets certification criteria.
5. The following criteria must be met for certification:
a. Abide by the Official Coding and Reporting Guidelines, coding advice published in Coding Clinic for ICD-9-CM, CPT Assistant, except in the instance of unique payer requirements.
b. Abide by Company coding policies.
c. Agree to have all work completed by the vendor’s agents subject to audit by HIM Services and/or Internal Audit & Consulting Services.
d. Agree to enter into contracts which will be based on time and materials only in accordance with Company policy.
e. Demonstrate acceptable methodology for performing coding reviews.
f. Agree to enroll in any education programs sponsored by HIM Services as requested.
g. Demonstrate that employees are qualified to perform the work.
h. Provide employee training and continuing education plan.
i. Maintain an internal quality control/compliance program for problem resolution.
j. Maintain documented internal coding policies.
k. Measure client satisfaction and agree to make results of this available to the Vendor Project Coordinator upon request.
l. Provide proof of liability insurance (including errors and omissions policy) with minimum limits acceptable to the Company which also covers any subcontractors used by the vendor.
m. Receive positive references for services by knowledgeable clients/subject matter experts.
n. Agree to 30-day contract cancellation without cause.
o. Agree to immediate contract cancellation for contract violation.
p. Agree to execute confidentiality statements.
q. Provide detailed and summary reports on all work completed.
r. Make available and maintain competitive pricing.
s. Agree to notify the Company of any vendor merger or acquisition.
t. Agree to notify the Company of any external investigation by the Office of Inspector General or other agency for potential fraud and abuse allegations related to coding.
6. Vendors meeting the criteria must be interviewed by the Vendor Project Coordinator and a minimum of two (2) other members of the HIM Services team. Members must agree to approve the vendor.
7. National Agreements will review the vendor financial information and proposed pricing.
8. National Agreements and HIM Services will negotiate a standard contract following terms set forth by Corporate Legal and including the items listed in Attachment C. Contract negotiations will take place following National Agreements departmental policy which includes contract approval by the Corporate Legal Department. Contract terms will not exceed 24 months.
9. Upon successful completion of contract negotiations, the facility or other requester of a vendor review will be notified and an engagement may be initiated.
10. All steps in this process must be documented and maintained in the HIMS vendor file.
SECTION III: Maintaining the Certified Vendor List
HIM Services will maintain the certified vendor list as follows:
1. Internal Audit & Consulting Services will audit a sample of coding review work done by certified external vendors at least once a year and report all results to the Vendor Project Coordinator.
2. National Agreements will track contract issues through the Materials Management Customer Service Line and will be responsible for problem resolution. Problems that cannot be resolved will be discussed with HIM Services.
3. HIM Services will track all coding recommendation issues reported from the facilities, the Materials Management Customer Service Line, HIM/Coding Consultants, and the HIMS P&P Help Line in accordance with department protocol and will be responsible for problem resolution.
4. The HIM Services project team will review the certified vendor project at least quarterly to achieve the following:
a. Review audit results and resolve outstanding coding issues with vendors.
b. Evaluate the number of vendors involved and determine if there are adequate numbers to assist in accomplishing the necessary coding reviews and related services. If the need for additional vendors is identified, an open bid period will be announced and the procedure for certifying vendors will be followed.
c. Discuss outstanding contract and service issues with National Agreements and determine a plan for resolution.
Contract renewals or extensions are to be approved by the HIMS vendor project team. Decision for renewal/extension is based on steps 1-4 above.
5. All requests for contract termination with certified vendors must be in writing and approved by the HIM Services Vendor Project Team and National Agreements.
a. Termination for contract violations and state or federal laws may occur immediately.
b. Termination for other reasons or without cause requires a 30-day written notice to be sent to the vendor.
c. Termination notice and supporting documentation must be maintained in the HIM Services vendor files.
6. The HIMS project team will determine necessity of an open bid period. Open bid periods may not be necessary when additional vendors are not needed and/or current vendors’ services are satisfactory. Open bid periods for acceptance of proposals from potential certified vendors will occur:
a. Routinely for at least a 2-month period prior to the first day of the month during which a current certified vendor contract expires, or
b. As the need for additional vendors is identified by the vendor project team.
7. Requests received during open bid periods will be processed within 30 days of receipt. If the request is approved, an RFP will be submitted to the vendor with a return date specified.
8. Vendors submitting requests during non-open bid periods will be informed of the next open bid period during which their proposal will be considered.
9. HIM Services will update the Certified Vendor for Coding Reviews Policy and Procedure and all attachments as changes occur and communicate these changes throughout the Company following the policy and procedure revision process.
6/19/2000
ATTACHMENT A
CERTIFIED EXTERNAL VENDORS FOR CODING REVIEWS
June 2001
HIM Services Vendor Project Coordinator: Alan Tucker 615-344-6245
Health Trust Purchasing Group (HCA) Materials Management Customer Service
Call Center: 800-265-8422
Health Information Associates (HIA)
9841 Ocean Highway, Suite A Contact Name: Joel Shealy
PO Box 3787 Phone: 866-442-2633
Pawleys Island, SC 29585 843-235-8278
E-mail:
Contract effective date 11/1/2000
Healthcare Management, Inc. (HMI)
155 Franklin Road, Suite 190 Contact Name: Tiffani Owen
Brentwood, TN 37207 Phone: 615-661-5145
E-mail:
Contract effective date: 11/1/2000
Medical Learning, Inc. (MedLearn)
Lowertown Business Center Contact Name: Tom Pearson
245 East Sixth Street, Suite 502 Phone: 800-252-1578, ext. 3403
St. Paul, MN 55101 651-292-3400
e-mail:
Contract effective date: 11/1/2000
QuadraMed
8005 S. Chester Street Contact Name: Yvonne Bokelman
Englewood, CO 80112 Phone: 303-585-0300
E-mail:
Contract effective date: 11/1/2000
STAT Healthcare Consultants
1110 California Blvd, Suite B Contact Name: Ellen MacDonald
San Luis Obispo, CA 93401 Phone: 805-545-7828
e-mail:
Contract effective date: 5/29/01
United Audit Systems, Inc. (UASI)
Townview Business Center Contact Name: John DeFraites
354 Gest Street Phone: 800-526-0594
Cinncinnati, Ohio 45203 e-mail:
Contract effective date 11/01/00
YPRO
3150 Dandy Trail Contact Name: Mary Stewart
Indianapolis, IN 46214 Phone: 317-299-0267
e-mail:
Contract effective date: 11/01/00
Attachment to HIM.COD.011
ATTACHMENT B
The following policy statements are required to be included in the Request for Proposal (RFP):
· All vendors chosen must abide by the Official Coding and Reporting Guidelines, coding advice published in Coding Clinic for ICD-9-CM, CPT Assistant, and the Company HIM/Coding policies.
· All work completed by the vendor’s agents may be subject to audit by Health Information Management Services and/or Internal Audit & Consulting Services staff.
· All contracts will be based on time and materials only in accordance with Company policy. Proposals including fee structures or guarantees based on a percentage of reimbursement recovered, increase in case mix index or increase in complication/comorbidity (CC) percentage will not be considered.
· All vendors must agree to enroll in any educational programs sponsored by Health Information Management (HIM) Services.
Information on the following items is required for a vendor to be considered:
Mission Statement
Vision Statement
Services To Be Provided
Methodology for Providing Services
Value Added Services
National Market Share
Company Market Share (current/former company clients)
Financial Information:
Current dollar volume in business being performed for the Company
Current dollar volume in business being performed nationwide
Expectations in potential business in dollar volume from the Company
Percentage of business currently dedicated to the Company
Number of Employees
Employee Qualifications
Employee Average Length of Employment (non-management only)
Employee Training and Continuing Education Plan
Business Practice Information:
Compensation plan for employees providing services
Outline any incentive or bonus compensation plans
Compliance Program/Internal Quality Control Program
Company Coding Policies
Client Satisfaction Measurement - Methodology
Parent Company Name
Parent Company Address
Key Officers of the Company
Company History
Liability Insurance (i.e., errors and omissions)
References/Client List
Information regarding the company or companies that administer employee health, behavioral health and pharmacy benefits plans: