BANK DEPOSIT SWEEP PROGRAM

Participating Bank List

Additional information about the Program, including the Bank Deposit Sweep Program Disclosure Document, can be obtained at the following URL: www.securitiesamerica.com/investors.

United Community Bank
Blairsville, GA / Citibank*
New York, NY
Bank of China (NY Branch)
New York, NY / American National Bank
Omaha, NE
Pacific Western Bank
Los Angeles, CA / New York Community Bank*
Westbury, NY
TriState Capital Bank
Pittsburgh, PA / Bank United, N.A.*
Miami Lakes, FL
Bank of East Asia
New York, NY / Compass Bank
Birmingham, AL
Happy State Bank
Happy, TX / Valley National Bank
Wayne, NJ
Plaza Bank
Irvine, CA / Guaranty Bank and Trust
Denver, CO
EverBank
Jacksonville, FL / Great Western Bank
Sioux Falls, SD

*Excess Bank. Banks denoted as Excess Banks will accept funds in excess of the maximum applicable FDIC deposit insurance amount in the event that funds equal to the maximum deposit amount (as disclosed in the Bank Deposit Sweep Program Disclosure Document) have been allocated through the Program to each bank included on the above Bank List.

The list of participating Program Banks is subject to change. Please visit www.securitiesamerica.com/investors for the most up to date Bank list.

Securities America, Inc. is not currently affiliated with any Program Bank.

Bank List as of 03/24/2017.