Application Form for a Recognised EEA Auditor

Please complete this form is you wish to be recognised by the GFSC, to provide audit services in Gibraltar.

  1. Name and details of the contact person for the application
  1. Name, address and website of the Audit Firm
  1. Legal form of the Audit Firm
  1. EEA State, and details of the Competent Authority, where the Audit firm is registered to conduct audit activities
  1. Name and business address of all owners and shareholders
  1. Name and business address of all members of the administrative or management body
  1. Please provide information on the proposed business to be conducted in Gibraltar

Applicant Declaration

I understand that approval, if authorised, makes me subject to certain duties and liabilities arising under statute, regulations and common law (collectively, the ‘Duties’).

I undertake to ensure that I am aware of these Duties prior to my approval, if authorised, and to keep my knowledge of these Duties up to date so long as they apply to me.

I further understand that my approval, if authorised, makes me responsible for ensuring that the GFSC is notified of any developments which may impact upon my good reputation and character.

Should at any time whilst exercising my duties and responsibilities, any response previously given to these questions change, I shall notify the GFSC of such development through resubmission of the relevant question(s) and answer(s), providing additional details where necessary.

Warranty

The Applicant warrants and undertakes:

  1. That having made all reasonable enquiries, the information supplied to the GFSC in connection with this application is, to the best of its knowledge and belief, accurate in all material respects and does not omit any information which might reasonably be considered relevant to the application;
  2. That on authorisation, no kind of financial services business other than that disclosed in the application will be carried on by the Applicant unless it is an authorised or exempted person in respect of that business;
  3. That the Applicant will notify the GFSC of any material change in the information supplied in the application which occurs during the period in which the application for authorisation is being considered and that, thereafter, it will comply with its obligations with regards to the notification of changes; and
  4. The Applicant authorises the FSC to make such enquiries as it may consider necessary in connection with this application.

Date

Name

Signed