Annual Statement of Eligibility for Document Custodians (Form 2001)

Annual Statement of Eligibility for Document Custodians (Form 2001)

General Overview andInstructions:

AllFannieMaeDocumentCustodians(Custodians)arerequiredtosubmitthisAnnualStatementofEligibilityforDocumentCustodians (AnnualStatement)nolaterthanMarch31ofeachcalendaryear.IfCustodianholdsdocumentsatmultiplesites/locations,eachsite/ locationisrequiredtocompleteandsubmitthisformunlessasinglemainpointofcontactcanbeestablished.Thesinglepointofcontact forallofCustodian'slocationsmustbeabletoconfirmthatallinformationcontainedinthisAnnualStatementiscompleteastoalllocations. ThisAnnualStatementmayalsobeusedforsomelocations,butnotall,ifalistofthecoveredlocationsaccompaniesthisAnnual Statementandtheauthorizedsignerisabletoconfirmthattheinformationcontainedhereiniscompleteastoallthoselistedlocations. CustodianmustmaintainacopyofthecompletedAnnualStatementforitsrecordsfor7yearsatalllocationsthatarecoveredbythe completed Annual Statement and must email a copy to .

I.General Document CustodianInformation:

ProvidethefollowinginformationasofthesignaturedateofthisAnnualStatement.

Name ofCustodian:
Financial Institution Number (ifany):
Address Line1:
Address Line2:
Name ofPreparer:
Title:
TelephoneNumber:
FaxNumber:
EmailAddress:
DatePrepared:
Seller/Servicer Number(s) ifapplicable:

1.Have there been any substantial changes in the ownership, management, facilities, or procedures over the priorcalendaryear?

☐Yes If yes, explain:

☐No

II.Fannie MaeSeller/Servicers:

Please complete the supplemental information

© 2018 Fannie Mae. Trademarks of FannieMae.Form 2001 February 2018Page 1 of6

III.Document Custodian Eligibility andOperations:

ProvidethefollowinginformationasofthesignaturedateofthisAnnualStatement.

Note:Anyclarification,explanation,orexceptionsmustbeprovidedinresponsetoSectionIV,3ofthisAnnualStatement.

1.Financial Institution Regulation andRating

A.Is Custodian a(n) (1) financial institution that is subject to supervision and regulation by the Federal Deposit InsuranceCorporation (FDIC),theOfficeoftheComptrolleroftheCurrency(OCC),theBoardofGovernorsoftheFederalReserveSystem,ortheNational CreditUnionAdministration(NCUA);(2)affiliateorparentofafinancialinstitution(orholdingcompany)thatissupervisedandregulated by one of those entities; or (3) Federal Home LoanBank?

☐Yes☐No

Ifyes,

Specify theregulator: SpecifywhetherthedirectlyregulatedentityistheCustodian,parent,oraffiliate:

Specify the regulated entity'sname:

B.DoesCustodianmeetapplicableratingstandardsprovidedforintheSellingandServicingGuides,Requirements for Document Custodians, orboth?

☐Yes☐No

2.Vault and NoteStorage

A.DoesCustodianmaintainasecure,fire-resistantstoragefacilitythatprovidesatleasttwohoursoffireprotection?

☐Yes☐No

B.DoesCustodianhaveadequatedualaccesscontrolstoensurethesafetyandsecurityoftheRequired Documents?(Thedualaccesscontrols may be in an automated or manualform.)

☐Yes☐No

3.Errors and Omissions Insurance/Financial InstitutionBond

A.Does Custodian maintain errors and omissions insurance that covers claims resulting from a breach of duty, neglect, errorsandomissions,misstatement,misleadingstatements,orotherwrongfulactscommittedinconnectionwithdocumentcustodialservices,with limits not less than $1 million per claim and $10 million aggregate, on a claims-madebasis?

☐Yes☐No

B.DoesCustodianhaveafinancialinstitutionbondprotectingagainst,ataminimum:(1)lossesresultingfromdishonestorfraudulent actsofdirectors,officers,employees,andcontractors;and(2)physicaldamageordestructionto,orlossof,anymortgagenotesor assignmentswhilesuchdocumentsarelocatedontheCustodian'spremisesorin-transitwhileunderthecontroloftheCustodian? (Theinsurancecoveragemustbeinanamountthatiscommerciallyreasonableandiscommonlyfoundinthemortgageindustry basedonthenumberofmortgagenotesandassignmentsheldincustodyandwithadeductibleamountuptoamaximumof5%ofthe face amount of thebond.)

☐Yes☐No

If no,explain:

4.Disaster RecoveryPlan

DoesCustodianmaintainawrittendisasterrecoveryplanthatcoversrestorationofthefacilitiesandphysicalrecoveryofthefiles?(If filesaremaintainedinelectronicform,thedisasterrecoveryplanmustincluderecoveryandrestorationofelectronicrecords.The disasterrecoveryplanalsomustincluderecoveryandrestorationofanysoftwarethatisrequiredtooperatethecustodialvaultand/or performtheCustodian'sobligationstoFannieMae.)

☐Yes

☐No

If yes: Date lasttested: If yes: Date lastreviewed:

Specify Specify

☐All ☐ Part

☐All ☐ Part

5.Quality Control Reviews and Independent ComplianceAudits

A.HasCustodianperformedmonthlyqualitycontrolreviewsofoperationsinaccordancewithFannieMaerequirements?

☐Yes

☐No

B.HasCustodianretainedanindependentauditortoperformanannualcomplianceauditinaccordancewithFannieMae requirements?

☐Yes

☐No

If yes, specify theauditor:

C.HasanindependentauditoftheCustodianoperationsbeenconductedinthepast12months?

☐Yes

☐No

6.Written Policies andProcedures

A. DoesCustodianhaveestablishedwrittencertificationandcustodyproceduresthatensureitsprocedurescomplywithFannieMae's most recently updated document custodyrequirements?

☐Yes☐No

1. Do the written certification procedures cover (check all that apply):

☐ review of the notes

☐review of assignments of the mortgages or deeds of trust

☐review of any special documentation requirements that Fannie Mae has for certain types of mortgages, if applicable

☐measures to determine that employees adhere to all written certification procedures (i.e., quality control program)

C.Do the written custody procedures cover (check all that apply):

☐ custody of notes

☐release and transfer of documents

☐authorized access procedures for the vault

☐authorized access procedures for certification and custody

☐measuresinplacetodeterminethatemployeesadheretoallwrittencustodyprocedures(i.e.,qualitycontrolprogram)

☐measuresinplacetoelectronicallytracktheFannieMaeloannumberofeachloan

☐measures in place to electronically track the MERS MIN,if applicable

☐oversight of non-liquidated releases

☐release and recertification of document transfers

D.Dothewrittencertificationproceduresensurethatloansarenotcertifieduntilalldocumentationdeficienciesareaddressed?

☐Yes

☐No

E.DothewrittenproceduresensurethatCustodianreliesuponthemostrecentlyupdatedSellingandServicingGuidesand

RequirementsforDocumentCustodians?

☐Yes

☐No

7.Compliance

A.DoesCustodiansubscribetoandcomplywithFannieMae'sSingle-FamilySellingandServicingGuides?

☐Yes

☐No

B.Does Custodian comply with the Requirements for DocumentCustodians?

☐Yes

☐No

C.DoesCustodiancomplywiththefederalandstatelawstandardsadoptedasFannieMae'sGuidelinesforelectronictransactions, which are outlined in both the Fannie Mae Selling Guide and the Fannie Mae ServicingGuide?

☐Yes

☐No

D.DoesCustodianreceiveanybaileeletter(s)relatingtoanymortgagenotesthatCustodiancertifiedforFannieMaeordoes CustodianhaveknowledgethatawarehouselenderorotherthirdpartyclaimedaninterestinanymortgagenotesthatCustodian certified for FannieMae?

☐Yes

☐No

E.IfYes,doesCustodianfollowtheproceduresforbaileelettersthatareinFannieMae'sSellingGuide?(TheSellingGuideproceduresmustbefollowedpriortocompletionofcertification.Theproceduresaretriggeredby(1)adocumentcustodian'sreceiptofabaileeletteror(2)knowledgethatawarehouselenderorotherthirdpartyisclaiminganinterestinthemortgagenotesbeing reviewed andcertified.)

☐Yes

☐No

Note:Theterm“baileeletter”isdefinedbroadlyin theSellingGuide.Baileelettersarenotalwayslabeledassuch,butcanbeidentifiedby theirprovisions.RefertotheproceduresreferencedinFannieMae'sSellingGuideformoreinformationandinansweringquestionsDandE above.

F.DoestheCustodiancertifythattheCustodian'strackingsystemreflects,foreachFannieMaeloan,(1)theFannieMaeloannumber, (2) an assignment or MERSMINand (3) if the Custodian has multiple sites, custodian has location identifiers tying the collateral to a specific site location?

☐Yes

☐No

8.Staff Knowledge andTraining

DoesCustodianemploystaffwhoarefamiliarwiththeformsandproceduresforloandocumentreview,loancertifications,and mortgage document custody that Fannie Maerequires?

☐Yes

☐No

9.Executed Custodial Agreement (Form2003/2010/2017)

A.HasCustodianexecutedaseparateCustodialAgreement(Form2003/2010/2017)withFannieMaeandeachlenderthatislistedinSectionII of thisForm?

☐Yes

☐No

1. DoesCustodianmaintainacompletecopyofthecurrentexecutedCustodialAgreementsreferredtoinsection9A?

☐Yes

☐No

Note:Inadditiontotherequirementslistedabove,Custodianmayberequiredtomeetadditionalrequirementsbasedonitsrelationshipwitha particular seller/servicer. A “Self-Custodianship” arises if a lender has sold mortgage loans to Fannie Mae and that lender (or itscorporate affiliate)alsoservesasFannieMae'scustodianforsuchloans.Self-Custodiansmustcompletethefollowingsection.

10.Self-Custodians

A.Isthecustodialdepartment/functionphysicallyseparatefromthedepartmentsthatperformorigination,selling,andservicing?

☐Yes

☐No

B.Doesthecustodialdepartmentmaintainitsownseparatepersonnel,files,andoperations?

☐Yes

☐No

C.IsCustodiansubjecttoperiodicrevieworinspectionbyafederalfinancialinstitutionsregulatorthatisitsprimaryregulator(if Custodianisaregulatedinstitution)orthatistheprimaryregulatorofCustodian'sparentoraffiliate(ifCustodianisnotaregulated institution)?

☐Yes

☐No

D.DoesCustodianhavecustodialofficerswhoaredulyauthorizedbycorporateresolutionorby-lawstoactonbehalfofthelenderin itstrustcapacityandwhoareempoweredtoenterintoandperformthedutiessetforthintheCustodialAgreement(Form2003/2017)?

☐Yes

☐No

IV.CONFIRMATION:

ProvidethefollowinginformationasofthesignaturedateofthisAnnualStatement. The undersigned hereby represents and warrants the following:

1.All information contained in this Annual Statement of Eligibility for Document Custodians is complete, true, andaccurate. Furthermore,CustodianacknowledgesthatFannieMaecanrelyonsuchrepresentationsandinformationprovidedby Custodian in this AnnualStatement.

2.ThisAnnualStatementissubmittedonFannieMaeForm2001asitappearsonFannieMae'swebsiteonthedateofexecution hereof,withoutalterationinanyway,includingbydeleting,modifying,oraddingtermstothisAnnualStatement.

3.Exceptionstocompliance,clarifications,andexplanationsarenotedbelow,includingalistofallwaiversorvariancescurrently ineffect.Inallotherrespects,CustodianisincompletecompliancewithrespecttoitscustodialactivitieswithallFannieMae requirementssetforthintheSellingandServicingGuides,theRequirementsforDocumentCustodians,andtheCustodial Agreement (Form2003/2010/2017):

List waivers granted to Custodian, applying to all lenders (Exhibit A- Custodial Agreement):

Listdocumentationwaiversorvariancesgrantedtoindividuallendersfordocumentcertificationandthelenderstowhichtheyapply(a separatelistmaybeattachedtothisAnnualStatement). This should be Letter of Instructions and not TLOIs:

In addition,Custodian:

1.Acknowledgesthatithasanobligationtocorrectanynon-complianceissuesidentifiedaboveandwilldosoby

(date);

2.AcknowledgesthatFannieMaemayrequireadditionalinformationofCustodian,regardlessofwhatinformationisprovidedinCustodian's Annual Statement orotherwise;

3.AgreestosendtheoriginalAnnualStatementtoFannieMaeandtomaintainacopyofthisAnnualStatementfor7years;and

4.Understandsthatanymisrepresentations,whetherbymistakeordeliberateact,maycausesuspensionorrevocationof Custodian'sauthoritytocertifyandholdloandocumentsforFannieMae.Inaddition,FannieMaereservestherighttoexerciseanyotherrightsandremediesitmayhaveundertheSellingandServicingGuides,theRequirementsforDocument Custodians, the Custodial Agreement, or under applicable state or federallaw.

5.Custodian has attached a current copy of their most recent organizational chart.

CustodianhascausedthisAnnualStatementtobeexecutedanddeliveredtoFannieMae:

By:Date:

Name and title of authorizedsigner