Federation of Law Societies of Canada

and

Canadian Bar Association

__________________________________________________________________

NATIONAL FAMILY LAW PROGRAM,

2006

__________________________________________________________________

SINCERITY

Principles and Practice of

Professional, Ethical and Legal Responsibility

for Family Law Practitioners

Prepared by

DAVID C. DAY, Q.C.

of the Newfoundland Bar, St. John’s

______________________________________________________________________________

Summaries of, and excerpts from, decisions, legislation, authors, and reports on principles and practice of professional, ethical, and legal responsibility, published during the period, primarily, from June 2004 to June 2006.

June 2006


TABLE OF CONTENTS

(General)

DEDICATION 1

1.0 INTRODUCTION 3

2.0 SOURCE AND STANDARDS OF RESPONSIBILITY 8

2.1 Professional And Ethical Responsibility 8

2.2 Legal Responsibility 32

3.0 APPLICATIONS OF STANDARD OF RESPONSIBILITY 63

3.1 Relationships With Clients-Retainer And Authority 63

3.2 Relationships With Clients-Conflicts Of Duty 68

3.2.1 Generally 68

3.2.2 Conflict Found 104

3.2.3 Conflict Not Found 105

3.3 Relationships With Clients-Rendering Services 107

3.3.1 Generally 107

3.3.2 Confidentiality And Privilege 132

3.3.3 Negotiations 158

3.4 Relationships With Clients-Personal 175

3.5 Relationships With Clients-Special Cases 185

3.6 Relationships With Third Parties 189

3.7 Relationships With Other Lawyers 204

3.8 Relationship With Courts 215

3.9 Relationship With State 234

4.0 PROCEEDINGS DERIVING FROM BREACHES OF STANDARDS OF RESPONSIBILITY 246

4.1 Administrative: Disciplinary 246

4.2 Judicial: Penal 269

4.3 Judicial: Summary 273

4.4 Judicial: Civil 277

5.0 FEES AND COSTS 297

5.1 Fees 297

5.2 Costs 310


TABLE OF CONTENTS

(Detailed)

DEDICATION 1

1.0 INTRODUCTION 3

2.0 SOURCE AND STANDARDS OF RESPONSIBILITY 8

2.1 Professional And Ethical Responsibility 8

Professionalism v. Ethics 8

Whiplash and other useful illnesses 9

Bringing Buddhism to family law 9

Reference roulette 11

Evaluating employees 12

Family time hard to find, lawyers say 13

The perils of practicing 24/7 14

Taking care of their own 15

Revealing the Soul of a Soulless Lawyer 16

Osgoode Hall 17

Professionalism [:] Changing Interior Voice to Exterior Voice 17

Law blogs-clicking with clients 19

Lost and Found 20

Fighting the Fear Factor 22

Fewer lawyers want to become sole practitioner, survey finds 24

Wound Up? Wind Down 26

Attention, shoppers [:] Where the lowest price really is the law 27

Love of criminal work still inspires framed Greenspan brothers 29

Under the Radar [:] Depression takes a Toll 30

2.2 Legal Responsibility 32

Legal Malpractice and Ethical Issues: How Are They Connected? 32

One dog; two leashes 40

Are Lawyers Happy? 40

Pro bono policies entrenched 43

Law Society of B.C. task force to examine unbundling of services 44

Modern Obligations 46

Safety handbook for lawyers unveiled 47

Personal safety under threat when acrimony hits home 48

Shared quarters 50

Credit where it’s due 52

What tears may tell 53

Why Do So Few Women Reach the Top of Big Law Firms? 55

Supervised Lawyers Report Struggle to Balance Work and Family,

Survey Shows 57

Problematic Perfectionism 58

Uncivil law 59

3.0 APPLICATIONS OF STANDARD OF RESPONSIBILITY 63

3.1 Relationships With Clients-Retainer And Authority 63

Confirming Oral Advice In Writing 63

Zeleny v. Zeleny 63

New light shed on joint retainer questions 65

3.2 Relationships With Clients-Conflicts Of Duty 68

3.2.1 Generally 68

It’s not you, it’s us 68

Just say no [:] the perils of taking on family and friends as clients 70

Gauthier v. Gauthier 71

Prohibited Provisions 72

Beyond Conflicts of Interest to the Duty of Loyalty [:] from

Martin v. Gray to R. v. Neil 73

Dobbin v. Acrohelipro Global Services Inc 76

Duty of Loyalty 80

3.2.2 Conflict Found 104

McWaters v. Coke 104

3.2.3 Conflict Not Found 105

Hildinger v. Carroll 105

R v. Barsoum 106

3.3 Relationships With Clients-Rendering Services 107

3.3.1 Generally 107

Divorce the most expensive event in one’s life: survey 107

Quebec lawyers have new weapon against fraud with

expert graphologist 108

Access to Justice? Forget It! 108

Make Clients feel important 111

Ethical Issues and Dilemmas in an Elder Law Practice 112

Handle difficult clients with the care they deserve 127

Keep your clients in the loop 130

3.3.2 Confidentiality And Privilege 132

Is solicitor-client privilege on tax advice alive and well? 132

Canadian Child Welfare Law [:] Children, Families and the State 132

The Meaning of ‘Forever’ 134

Lawyers and Ethics: Professional Responsibility and Discipline 135

Dead Sea Scrolls 136

Pushing The Envelope Of Production 137

Voice Mail: The New Smoking Gun? 140

H. (A.) v. H. (J.T.) 141

N.S. judge removes counsel for reading privileged e-mail 145

Firms begin to see the major benefits of web portals 148

E-mail Evils [:] The Internet’s Postal System Has Become Bloated,

Blocked, Risky and Less Reliable 150

The E-mail Advice Line [:] Participating in Web Site Answer

Services can be Gratifying, but Ethics Issues Abound 152

General Solicitor-Client Privilege Rule 153

3.3.3 Negotiations 158

Ethics: Holding the Question 158

Two Income Couples 162

Husband who balked at $2M settlement now faces $7M

divorce judgement 165

Annual Review of Family Law 166

Rother v. Rother 170

Brewer v. Hewitt 170

Ristimaki v. Cooper 171

Decision should alert family lawyers to rethink their settlement

negotiation style 172

3.4 Relationships With Clients-Personal 175

How do lawyers deal with clients who become emotionally

attached? 175

Bordering on chaos 176

Codifying conduct 179

ODARA: Ontario Domestic Assault Risk Assessment 180

Ripple Effects [:] Education and Self-Care Can Help Lawyers Avoid

Internalizing Client Trauma 183

3.5 Relationships With Clients-Special Cases 185

Difficult Clients and Ethical Issues 185

Pro bono? No thanks - I gave at the office 187

Martin’s Annual Criminal Code [,] 2006 188

3.6 Relationships With Third Parties 189

Trube v. Hodgson, Russ, LLP 189

Surveillance Still a Useful Shield Against Claims 189

Recent Ontario Case May Limit Impact of New Privacy Laws 190

Fair play for paralegals 192

Violence against lawyers increasing 193

How was work today, dear? 194

Office romance: a bad idea just got worse 196

Hidden Harassment 198

3.7 Relationships With Other Lawyers 204

Electronic Recordings by Lawyers Without the Knowledge

Of All Participants 204

Ethics and Liability Issues Presented by Impaired Lawyers 204

Obligation of a Lawyer to Report Professional Misconduct by a Lawyer

Not Engaged in the Practice of Law 205

Motion to squash 206

Duty Calls [:] Report Colleague’s Ethics Breaches Even When Violator

Is Not a Practicing Lawyer 207

Law & Marriage 209

E-mail blast nearly leads to ‘divorce’ 211

The communication is from a law firm and may be privileged 212

May vs. Must 212

Reporting Misconduct of Lawyers: Some Courts are Ready to Take Aim at Fire-at-Will Doctrine 214

3.8 Relationship With Courts 215

Canavan v. Feldman 215

The Trial of Mike Tyson 215

Halton Condominium Corp. No. 242 v. Law Development Group

(Georgetown) Ltd 218

Rideout v. Rideout 219

R. v. Lyttle 220

Brace v. Canada (Customs and Revenue Agency) 221

Lawyers and Ethics: Professional Responsibility and Discipline 226

Alleged money launderer must have counsel: court 228

Lang Michener Supreme Court of Canada Newsletter 229

Judge’s order blister skin off counsel 230

Judge awarded $568,500 libel settlement 230

Client Perjury and the Criminal Defence Lawyer as Lie Detector 232

3.9 Relationship With State 234

[A.] v. Canada 234

Lawyer’s trust accounts and disbursements 238

Administrative practices aren’t law 239

Lawyers targeted for money laundering 241

Lawyers and laundromats 242

4.0 PROCEEDINGS DERIVING FROM BREACHES OF STANDARDS OF RESPONSIBILITY 246

4.1 Administrative: Disciplinary 246

The Perils Of The Profession; The Lawyer As Accused 246

Complaints Received 521

Nova Scotia Barristers’ Society v. Solicitor “Y” 252

Lawyers Duty to Report Rule Violations by Another Lawyer Who Suffers

from Disability or Impairment 256

Rumpole and the Penge Bungalow Murders 257

18M payout confirmed to victims of defalcation by Vancouver lawyer 258

Reyat’s ex-Lawyer put client’s kin on payroll, legal body says 259

The Thin Blue Line [:] How a Lawyer Owed Up to a Fiction and Officer’s

Murder was solved 260

Run for cover 262

LSUS panel orders new discipline hearing 263

The Wirick Affair 264

Attorney Coupon offer Clipped 267

4.2 Judicial: Penal 269

The ultimate tax tip 269

City lawyer to serve year in U.S. jail 270

4.3 Judicial: Summary 273

Suddenly Uninsured 273

Lawyers and Ethics: Professional Responsibility and Discipline 275

4.4 Judicial: Civil 277

Folland v. Reardon 277

CBC hit for $1.8M in libel judgment 290

Client sues lawyer, alleging he raped her 291

Wrongly jailed retiree awarded $400,000 293

Jerry’s Enters Inc. V. Larkin, Hoffman, Daly & Lindgren, Ltd 294

Nova Scotia law firm will not face an interim injunction 295

5.0 FEES AND COSTS 297

5.1 Fees 297

Billing by the hour 297

The Price is Right 300

Time-based billing disliked, but no better option in sight 302

A Billable Revolution 304

Paid, Not Played [:] Estimating Fees, Charging High Retainers Help

Solos Avoid Payment Hassels 307

The money manifesto [:] How to collect your bills and

improve client relations 308

5.2 Costs 310

Costs in Family Law Proceedings 310

Jeans v. Jeans 312

No costs to winners for misleading court on time 314

Judge holds online research can cost less 314

(i)


DEDICATION

James G. McLeod

1947 – 2005

(prepared by Alfred Mamo, legal counsel, author, editor, lecturer,

and member of the Ontario Bar)

On October 4th 2005, at approximately 5:15 p.m., the enormous energy, encyclopedic knowledge and unmatched intellect of the irrepressible Professor James G. McLeod (Jay) came to an abrupt end, brought about by a massive heart attack. Family law has lost its "oracle" but, in his prolific writings, Jay has left us a compass that we can still use to guide us for a long time to come when we are deliberating a particular point of view in family law matters.

To Jay's wife, Margaret, and his children, Erin, Jamie, Kathleen, Ian and Michael, who featured so prominently in so many of Jay's writings, we offer our most heartfelt condolences and thanks for sharing your husband and father with us for all these years. I know that your love energized him and provided him with the drive to accomplish so much for the benefit of all of us.

His Philosophy of life:

· “To paraphrase Oscar Wilde, I think, consistency, is the mark of a small mind.”

· “Honesty is the best policy, at least if you have no choice. Mark Twain, I think…”

· “I worry about overly committed people, regardless of what they are committed to.”

· “Search for a final, final agreement, seems like a search for a rounder circle.”

Interpreting Judgments:

· “Don’t assume Judges will interpret a contract reasonably. Or, if you prefer, it is still a bad time to be a husband.”

· “It may be a nice answer, but not to any question I can think of.”

· “Make up your own explanation, because I don’t have one.”

· “I have no idea how what happened, happened…pass and pretend it did not happen.”

· “Yes, yes alcohol is a disability for employment law purposes, but Family Judges know different.”

· “This has to be wrong for any number of reasons, if only I could think of them…”

Understanding of Human Relationships:

· “For the father, it had to be his way. There was not even much room for the high way.”

DEDICATION

(Continued)

· “They agreed on nothing, assuming nothing, is something you can agree on.”

· “The children did not especially like the new partner, but, luckily for the mother, her history of instability suggested that he was on his way out anyway.”

· “He did not speak English and trusted his wife. Silly man.”

· “The parents met on the internet and after the initial euphoria of gigas byting, reality set in.”

· “If you get to marry, you get to divorce. They go together [-] life love and marriage, just later.”

The Practice of Family Law:

· “Family Law Rule 3: There is a support law for women, a support law for men, a support law for wealthy men and a special set of rules for wealthy men in the 416 telephone exchange.”

· “Since mother and child were both Canadians, they would just be sent back here where the only risks are SARS, mad cow and hockey teams that break your heart.”

· “This is a great case to save for when your local legal “butthead” delivers one of his or her usual annoying affidavits.”

· “In the end, the Rules of Procedure and litigation involve[ing] self-represented litigants are a lot like weebles – you expect them to wobble but not fall down.”

· “This is one of those cases that make you want to do real estate law.”

· “Consents, like agreements, can be dangerous to your wealth.”

To Sum it all up:

· “It’s scary sometimes when common sense and law intersect.”

· “My fingers are getting tired and I have a tee time coming up.”

Responsibility 65 15.06.06


1.0 INTRODUCTION

Nature Of Paper

This anthology summarizes, and excerpts from, judicial decisions, book and journal scholarship, legislation and reports, published primarily from June 2004 to June 2006, which address (i) selected principles of responsibility – professional, ethical, and legal – governing the law vocation and (ii) the practice of those theorems of responsibility, particularly by "family

law" practitioners. (Unless essential to understanding of the text, footnotes are omitted from

excerpted material.)

Previous Papers

Six previous comparable anthologies have been published: "Scruples" (1987), 2 C.F.L.Q. 151-197 (canvassing the period from date of legal memory to 1986); "Scrutiny" – for the National Family Law Program, 1996 (covering the period 1986 to 1996); "Security" – for the National Family Law Program, 1998 (covering the period 1996 to 1998); "Sanity" – for the National Family Law Program, 2000 (covering the period June 1998 to June 2000); “Sagacity” – for the National Family Law Program, 2002 (covering the period June 2000 to June 2002); and Sensitivity – for the National Family Law Program, 2004.

Caveat

Accompanying this anthology (likewise its ancestors) is a caveat; more important than the anthology itself. The caveat is articulated by the Honorable Michel Proulx of Quebec Court of Appeal and David Layton, Vancouver civil and criminal litigator, in Ethics And Canadian Criminal Law – the most recent substantial work about lawyer responsibility in Canada (Toronto: Irwin Law, 2001), at p.3:

… while certain ... [responsibility] issues yield to reasonably clear answers, on many occasions identifying or applying the proper standards can be a maddeningly challenging exercise. Reasonable people can differ as to the proper … approach to apply in a given situation. Legal … [responsibility] is not an exact science, with every problem amenable to a set and indisputable resolution. What can be most frustrating about the study of lawyers' … [responsibility] is the elusiveness of a widespread consensus on many important issues.