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United StatesSecurities and ExchangeCommission

FORM13H

LargeTraderRegistration

InformationRequiredofLargeTraders PursuantTo Section13(h)ofthe

Securities ExchangeActof1934 andRules Thereunder

INITIAL FILING: Date identifying transactions first effected (mm/dd/yyyy)
Voluntary filing? / no / yes / Date of voluntary filing

ANNUALFILING:

Calendar year ending
AMENDED FILING
INACTIVE STATUS: Date commencing Inactive Status (mm/dd/yyyy)
TERMINATION FILING: Effective date (mm/dd/yyyy)
REACTIVATED STATUS: Date identifying transactions first effected, post-Inactive Status(mm/dd/yyyy)

Name of Large Trader Filing This Form

LTID

Taxpayer Identification Number

Business Address of the Large Trader (Street, City, State, Zip, Country)

Mailing Address of the Large Trader (Street, City, State, Zip, Country)

Telephone No. / ( ) / - / - / Facsimile No. / ( ) / - / - / Email

The Form and the schedules thereto must be submitted by a natural person who is authorized to make this submission on behalf of the large trader.

NameofAuthorized Person (First, MiddleInitial,Last)

Title of Authorized Person

Relationship to Large Trader

Business Address of Authorized Person (Street, City, State, Zip, Country)

Authorized Person’s Telephone No. / ( ) / - / - / Facsimile No. / ( ) / - / -
Authorized Person’s Email

ATTENTION

Intentional misstatements oromissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15U.S.C. 78ff(a). Intentional misstatements oromissions of facts may result in civil fines and othersanctions pursuant to the Securities ExchangeAct of1934.

The authorized person signingthis form represents that all information contained in the form, schedules, and continuation sheets is true, correct, andcomplete. It is understood that all information whethercontained in the form, schedules, orcontinuation sheets, is consideredanintegral part ofthis formand that anyamendment represents thatall unamended information remains true, correct,and complete.

Signature of Person Authorized to Submit this Form

FORM 13H

INFORMATION REQUIREDOFALLLARGETRADERS

ITEM 1.BUSINESSESOFTHELARGE TRADER(checkas manyas applicable)

(a)Businesses engaged in bythelargetraderand anyofthelargetrader’s affiliates (check as manyas applicable)

BrokerorDealer / Bank HoldingCompany
Government Securities BrokerorDealer / Non-Bank HoldingCompany
Municipal Securities BrokerorDealer / Bank
Investment Adviser / Pension Trustee
to RegisteredInvestment Companies / Non-Pension Trustee
to HedgeFunds orother Funds not registered undertheInvestment CompanyAct / InsuranceCompany
Futures CommissionMerchant
CommodityPool Operator / Other (specify)

(b)Describethenatureofthebusiness ofthelargetraderincluding adescription for each SecuritiesAffiliate:

ITEM 2.SECURITIESAND EXCHANGE COMMISSIONFILINGS

Does thelargetraderoranyofits Securities Affiliates file anyother formswith theCommission?

YesNo

Ifyes, specifythe entityand the forms filed:

Entity / Form(s)Filed / CIK Number

ITEM 3CFTC REGISTRATION ANDFOREIGN REGULATORS

(a)Is thelargetraderor anyofits affiliates registeredwith theCommodityFutures TradingCommission in any capacity, includingasa“registered trader”pursuant to sections 4i and 9 oftheCommodityExchangeAct?

YesNo

Ifyes, identifyeachentityand specifytheregistration number:

Entity / Registration Number

(b)Is thelargetraderor anyofits Securities Affiliates regulated byaforeign regulator?

YesNo

Ifyes, identifyeachentityand its primaryforeignregulator(s):

Entity / PrimaryForeign Regulator

ITEM 4.ORGANIZATIONINFORMATION

(a)Attach an Organizational Chart that identifies thelargetrader, its parent company(if applicable), allSecurities

Affiliates, and all entitiesidentified inItem 3(a).

(b)Providethe followinginformation on all Securities Affiliates and all entities identified inItem 3(a):

Entity / MPID(s) / Description of Business / Relationship to the Large Trader

(c)Ifanyaffiliates fileseparately, identifyeach entity

Entity / LTID / Suffix (if any)

(d)Ifanyaffiliates havebeen assignedanLTIDsuffix, identifysuchentities and their correspondingsuffixes:

Entity / Suffix

ITEM 5.GOVERNANCE OFTHELARGE TRADER

(a)STATUSOFTHELARGE TRADER(checkas manyas apply)

Individual / Partnership
Limited Partnership
Trustee / Corporation
LimitedLiabilityCompany / Other (specify)

(b)Completethe followingfor eachgeneral partner, and in thecaseoflimited partnerships, each limited partnerthat is theownerofmorethan a10 percent financial interest in theaccounts ofthelargetrader:

Name / Status (check oneforeach)
General Partner Limited Partner
General Partner Limited Partner
General Partner Limited Partner
General Partner Limited Partner
General Partner Limited Partner
General Partner Limited Partner
General Partner Limited Partner

(c)Completethe followingfor each executiveofficer, director, ortrusteeofalargetrader corporation or trustee:

Name / Status (check oneforeach)
ExecutiveOfficer Director Trustee
ExecutiveOfficer Director Trustee
ExecutiveOfficer Director Trustee
ExecutiveOfficer Director Trustee
ExecutiveOfficer Director Trustee
ExecutiveOfficer Director Trustee
ExecutiveOfficer Director Trustee

(d)Jurisdiction in whichthelargetraderentityisincorporated ororganized:

(state and country)

ITEM 6.LIST OFBROKER-DEALERSAT WHICH THELARGETRADERORITS SECURITIES AFFILIATESHASANACCOUNT

Identifyeach broker-dealer at which thelargetraderor anyofits SecuritiesAffiliates has anaccount and thetypes of services provided.

NameofBroker-Dealer
PrimeBrokerExecuting BrokerClearingBroker
PrimeBrokerExecuting BrokerClearingBroker
PrimeBrokerExecuting BrokerClearingBroker
PrimeBrokerExecuting BrokerClearingBroker
PrimeBrokerExecuting BrokerClearingBroker
PrimeBrokerExecuting BrokerClearingBroker
PrimeBrokerExecuting BrokerClearingBroker
PrimeBrokerExecuting BrokerClearingBroker
PrimeBrokerExecuting BrokerClearingBroker
PrimeBrokerExecuting BrokerClearingBroker

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