1285 Claremont Drive Liberal Arts and International Studies

JOHN R. HEILBRUNN

1285 Claremont Drive Liberal Arts and International Studies

Boulder, CO, 80305 321 Stratton Hall

(H) (1-303) 494-5747 (O) (1-303) 273-3766

(M) (1-303) 859-0038

(Work) (Personal)

Academic appointments

Associate Professor (with tenure). Division of Liberal Arts and International Studies. The Colorado School of Mines.

Research Fellow (Chercheur associé). Laboratoires Afriques dans le Monde (LAM), SciencesPo-Bordeaux.

EDUCATION

1994. Ph.D. Political Science, University of California, Los Angeles

1986. MA. International Relations, Boston University

1980. BA. History, University of California, Berkeley

Academic Honors

2015-2016. Initiative d’Excellence, University of Bordeaux – Visiting research appointment at SciencesPo-Bordeaux

1995-2015. LAM, SciencesPo-Bordeaux – Research Fellow (Chercheur Associé)

2009. Visiting Professor, The Johns Hopkins University Paul Nitze School of Advanced International Studies-Bologna Center

2008. Visiting Professor, SciencesPo-Bordeaux

1994-1995. Ministry of Foreign Affairs, Government of France, Chateaubriand Post-Doctoral Fellowship

1992-1994. UCLA Department of Political Science. Two dissertation write up fellowships

1991-1992. Fulbright Dissertation Research Fellowship – administered by West Africa Research Association for field work in Benin and Togo

1990-1991. Center for International Business Education Research, UCLA Anderson School of Management – Travel grant for field work – two grants

1988-1990. UCLA – Teaching Fellowships

1984-1986. Boston University – Graduate Fellowships (2 years)

1978-1980. University of California, Berkeley – Cal-State Scholarships (2 years)

PUBLICATIONS – monographs

2016. The Emerging Middle Class, the Extractive Industries, and Democracy in Africa. Manuscript under preparation.

2014. Oil, Democracy, and Development in Africa (New York: Cambridge University Press) – reviewed in Foreign Affairs, The Journal of Modern African Studies, and Perspectives on Politics

1997. Markets, Profits and Power: The Politics of Business in Benin and Togo, Travaux et Documents No. 53, Centre d’Études d’Afrique Noire, Institut d’Études Politiques de Bordeaux.

Journal publications, book chapters, working papers

2015. Book review, Mthuli Ncube and Charles Leyeka Lufumpa, eds. The Emerging Middle Class in Africa (New York: Routledge, 2015) in International Journal of African Historical Studies (forthcoming).

2015. “A Response to Douglas Yates’ Review of Oil, Development, and Democracy in Africa.” The Journal of Modern African Studies 53, 1 (March): 127-128.

2015. Book review, Llewelyn Hughes, Globalizing Oil Firms and Oil Market Governance in France, Japan, and the United States (New York: Cambridge University Press, 2014) in Perspectives on Politics 13, 01.

2015. “Corruption and Elite Capture in the Extractive Industries.” Department for International Development, Scoping Paper, Extractives Division.

2014. “The Middle Class and Political Stability: The Beninese Experience.” In Les classes moyennes et leur rôle sur la stabilité politico-sécuritaire des États d’Afrique subsaharienne, 127-153. Eds Dominique Darbon and Comi Toulabor. Paris: Éditions Karthala.

2014. “The Fight Against Corruption: The World Bank Debarment Policy.” In Preventing Corporate Corruption: The Anti-Bribery Compliance Model, 315-329. Eds. Stefano Manacorda, Francesco Centzone, and Gabrio Forti. New York: Springer.

2013. “Non-Technical Drivers of Public Financial Management in Nigeria.” Report prepared for the World Bank, Poverty Reduction and Economic Management, Public Sector Governance Network and the Nigeria Country Team.

2013. “Anti-Corruption Commissions: What Works, What Doesn’t, and Why?” Policy brief prepared for US Government.

2011. “Post-Conflict Reconstruction, Legitimacy, and Anti-Corruption Commissions.” In Fighting Corruption in Post-Conflict States, 201-217. Eds. Christine Cheng and Dominik Zaum. New York: Routledge.

2010. “Corruption and State Capture.” In International Organized Crime: The African Experience, 125-134. Ed. John T. Picarelli. Milano: ISPAC.

2009. “Globalization, Democracy, and Institutional Transfer to Africa.” In La politique des modèles en Afrique: Simulation, dépolitisation et appropriation, 15-35. Ed. Dominique Darbon. Paris: Karthala.

2009. “L’Afrique et l’économie politique international.” In Le politique en Afrique: État des débats et pistes de recherche, 255-287. Eds. Mahammadu Gazibo and Céline Thiorot. Paris: Karthala.

2008. USAID Program Brief, “Anticorruption in the Extractive Industries.”

2008. Book Review: The Challenge of Rural Electrification: Strategies for Developing Countries, ed. Douglas Barnes (Washington: Resources for the Future, 2007). Resources Policy.

2008. “The Utstein Anti-Corruption Resource Center.” Sida Evaluation Series 07/22. Department for Democracy and Social Development. Stockholm: SIDA.

2007. “Equatorial Guinea and Togo: What Prize for Repression?” In Worst of the Worst: Dealing with Repressive and Rogue Nations, 221-249. Ed. Robert I. Rotberg. Brookings Institution Press.

2007. Book Review, “Staffan Lindberg, Democracy and Elections in Africa.” Comparative Political Studies (September): 1138-1141.

2006. “Anti-Corruption Commissions.” In The Role of Parliament in Curbing Corruption, 135-147. Eds Stapenhurst, Johnston, and Pelizzo. The World Bank.

2006. “Togo: Political Repression and Clan Politics.” African Contemporary Record, Vol. 28 (2001-2002): B225-B235.

2006. “Paying the Price of Failure: Reconstructing Failed and Collapsed States in Africa and Central Asia, a Review Essay.” Perspectives on Politics 4, 1 (March): 135-150.

2005. “Togo: Dictatorship without a Dictator.” WARA Newsletter (Spring).

2005. “Oil and Water: Elite Politicians and Corruption in France.” Comparative Politics 37, 3 (April): 277-296.

2004. “Anti-Corruption Agencies: Real Medicine or Placebo in Treating Corruption?” World Bank Institute Working Paper.

2004. “Togo: Political Stalemate and Economic Stagnation.” African Contemporary Record, Vol. 27 (1998-2000): B221-B241.

1999. “Assessing Political Commitment to Fighting Corruption” with Philip E. Keefer. Washington: The World Bank, PREM Note 30.

1999. “Corruption, Democracy, and Reform in Benin.” In The Self-Restraining State: Power and Accountability in New Democracies, 227-243. Eds. Andreas Schedler, Larry Diamond, and Marc Plattner. Boulder: Lynne Rienner Publishers.

1999. “The Flea on Nigeria’s Back? Benin’s Foreign Policy 1975-1995.” In African Foreign Policies, 43-65.Ed. Steven Wright. Boulder: Westview Press.

1997. “Commerce, Politics, and Business Associations in Benin and Togo,” Comparative Politics (July): 473-492.”

1997. “Togo: The National Conference and Stalled Reform.” In Political Reform in Francophone Africa, 225-245. Eds. John Clark and Gardinier. Westview Press.

1995. “Une si petite démocratisation pour le Togo” with Comi M. Toulabor. Politique Africaine (Juin): 85-100.

1993. “Social Origins of National Conferences in Benin and Togo,” The Journal of Modern African Studies 31, 2 (June): 277-299.

1986. Translation from French, Pathé Diagne, “Pluralism and Plurality in Africa.” In Democracy and Pluralism in Africa. Ed. Ronen. Lynne Rienner Publishers, Inc.

Selected presentations

2015. “The Emerging Middle Classes in Africa and Elsewhere – A Framing Paper.” Co-authored with Dominique Darbon. Paper prepared for presentation at the European Conference of African Studies, Paris (July).

2014. “The Middle Class, Informality, and Change in Benin and Nigeria.” Paper prepared for presentation at The American Political Science Association Annual Meetings, Washington, DC (August).

2014. “The Middle Class and Informality.” Paper prepared for presentation at the German African Studies Association Annual Meeting, Bayreuth, Germany (June)

2013. “The Middle Class and Political Stability: The Benin Experience.” Paper prepared for presentation at the European Conference of African Studies, Lisbon, Portugal (June).

2011. Post-conflict reconstruction and anti-corruption commissions.” Paper prepared for presentation at the Annual Meetings, International Studies Association, Montreal, Canada (March).

2010. International Organized Crime, State Capture, and Corruption in Africa.” Paper prepared for presentation at US Dept. of Justice/UNODC Conference, Courmayeur, Italy (December).

2010. “Fragile states and international organized crime in Africa,” SciencesPo-Bordeaux (December).

2010. “Corruption, Governance, and Development.” Lectures presented for the U.S. State Department in Lomé and Sokodé, Togo (September).

2010. “Corruption and Organized Crime.” Presentation made at the National Institute of Justice, Washington, D.C. (January).

2009. “Fighting Corruption in French-Speaking Africa.” Lectures presented for the US State Department in Bobo Diolasso and Ouagadougou, Burkina Faso (July).

2009. “Fragile States and Legitimacy.” Discussant at OECD Conference, Paris, France (March).

2008. “Fighting Corruption in the Extractive Industries.” Paper prepared for Presentation at the 13th International Anti-Corruption Conference, Athens, Greece (October).

2008. “Corporate Social Responsibility in the African Extractive Industries.” Paper prepared for presentation at the Institute for African Development, Cornell University (October).

2008. “Unequal Partners: Corporate Social Responsibility and Africa.” Paper presented at the 50th Anniversary of the Centre d’Études d’Afrique Noire, SciencesPo-Bordeaux (September).

2008. “Governance and Revenue Management in the Extractive Industries.” Paper presented at the 50th Anniversary of the Centre d’Études d’Afrique Noire, SciencesPo-Bordeaux (September).

2008. “The UNCAC and Anti-Corruption Commissions.” Discussion points prepared for conference at the American Academy of Arts and Sciences and Harvard University (2008).

2008. “The Costs of Failure: Reconstructing Failed States.” Paper prepared for presentation at conference “Failed States in Africa,” Cornell University (2008).

2007. “Corporate Social Responsibility, Clusters, and Mining in West Africa.” Cornell University, Institute for African Development (October).

2007. “Democracy and Institutional Transfer to Africa.” Paper prepared for presentation at the annual meetings of the American Political Science Association. Chicago, IL (August).

2007. “Les enjeux des commissions anti-corruption” – “Les déclarations de patrimoine”. Two papers prepared for presentation at workshops in Rabat and Casablanca, Morocco (May).

2006. “Corruption in African Petrostates,” Cornell University, Institute for African Development (August).

2005. “Oil in Africa: Petro-States, Market Structure, and Institutional Change.” Institute for African Development, Cornell University (September).

2005. “Equatorial Guinea and Togo: What Prize for Repression?” Paper presented at the Belfer Center on Intrastate Conflict and the World Peace Institute, John F. Kennedy School of Government, Harvard University (June).

professional EXPERIENCE in Development and Consulting

2014. Political Economy Expert. Department for International Development (London). Report prepared for Governance Officers on Elite Capture in the Extractive Industries.

2013. Political Economy Expert. The World Bank. Nigeria Country Office – Poverty Reduction and Economic Management Public Sector Governance. Travel to Nigeria. Research in Abuja, Asaba (Delta State), and Yenagoa (Bayelsa State). Draft report on public financial management in Nigeria.

2013. Anti-Corruption Expert. World Bank Institute. Taught on-line course (in French) on fighting corruption in francophone governments

2012. Anti-Corruption Expert. US Government. Drafted paper and presented research results on anti-corruption commissions.

2011. Political Economy Expert. The World Bank. Political Economy of Central Financial Agencies in Benin.

2010. Consultant/Foreign Speaker. United States Department of State, Lomé, Togo. 2010.

2010. Peer Reviewer. The World Bank. AFR. “The Political Economy of Petroleum Management in Angola.” MENA. “Yemen Public Sector and Governance Program.”

2009. Evaluator. Norad. Evaluate TIRI, an international anti-corruption agency.

2008. Consultant. ARD. Draft USAID Brief – “Corruption in the Extractive Industries.”

2007. Consultant. The World Bank. Washington, D.C. Oil, Gas and Mining Policy Unit.

2007. Evaluator. U4 Anti-Corruption Resource Center, Bergen, Norway.

2007. Consultant. Pro Bono consultancy for Transparency Maroc. Provide operational advice on newly-created anti-corruption commission and asset declaration laws.

2007. Consultant/Instructor. U4 Anti-Corruption Resource Centre at Chr. Michelsen Institute. Lead class discussions for online anti-corruption website for European bilateral donors.

2006-07. Consultant. The World Bank. Washington, D.C. Public Sector Group, Poverty Reduction and Economic Management Network Anchor (December – April). Evaluate business plans (Country Assistance Strategies – CASs).

2006. Consultant. Chemonics International. Lusaka, Zambia (July). USAID contractor. Conduct evaluation of Zambian Revenue Authority and prepare strategy for ZRA’s role in the Government of Zambia’s goals to quality for the Millennium Challenge Grant.

2006. Consultant. The World Bank. Washington, D.C. Office of the Chief Economist, Africa Region (January – June). Research and draft governance section of Ch. 3 of study on the political economy of oil windfall management in Africa.

2005. Evaluator. Mario Enaudi Center for International Affairs, Cornell University. Evaluate proposals for funding from the Global Development Network for Enaudi Center.

2004. Consultant. Gesellschaft fur Technische Zusammarbeit – GTZ, Accra, Ghana. (July). Prepare anti-corruption and governance diagnostic for Multi-Donor Budget Support Group as component of the Ghana Poverty Reduction Strategy Paper 2005-2007.

2004. Evaluator. Department for International Development. London, United Kingdom. (May). Evaluate performance of Utstein Four Anti-Corruption Resource Center (U4-RC) and present findings and recommendations to donor consortium.

2004. Consultant. The World Bank, Washington, D.C. Public Sector Group, Poverty Reduction and Economic Management Network Anchor. (September-January). Draft background paper for “Governance: Lessons from the 1990s.”

2003. Consultant. The African Development Bank. Tunis, Tunisia. (July). Conceptualize approach to preventing corruption in AfDB projects. Draft guidelines.

2003. Consultant. The United Nations, Economic Commission for Africa. Addis Ababa, Ethiopia. Development Management Division. (April). Draft Chapter 5, “Institutional Checks and Balances” for Africa Governance Report (Addis Ababa: ECA, 2007).

2002. Consultant. The World Bank, Washington, D.C. The World Bank Institute and the Europe-Central Asia Public Sector Group (October). Manage workshop on anti-corruption agencies for Government of Bulgaria.

2002. Consultant/Foreign Speaker. United States Department of State, Accra, Ghana. (August). Prepare five presentations on strategies to fight corruption for government officials, civil society organizations, university audiences, and local authorities.

2002. Consultant. Organization for Security and Cooperation in Europe. Sarajevo, Bosnia-Herzegovina (July). Manage conference entitled “Strategies to Fight Corruption in the Cantons,” held in Zenica-Doboj, Federation of Bosnia-Herzegovina.

2001-2002. Consultant. The World Bank, Washington, D.C. Europe Central Asia Region. (December-January). Research and prepare paper on governance arrangements in non-renewable resource funds for the Government of Azerbaijan.

2001. Consultant. The World Bank Institute, Washington, D.C. Governance and Finance Division. (April-July). Organize Bank role at anti-corruption conference at the Hague.

1999-01. Senior Public Sector Reform Specialist. The World Bank, Washington, D.C. Public Sector Group, Poverty Reduction and Economic Management Network Anchor.

A) Team leader for Bank-wide Anti-corruption thematic group responsible to communicating official policy to staff.

B) Review lending programs, adjustment loans/credits, and the World Bank’s business plans (Country Assistance Strategies) for treatment of corruption and governance.

C) Provide public sector and governance inputs for CPIA benchmarks.

D) Manage anticorruption web-site.

E) Contribute governance sections for two Country Assistance Strategy Retrospectives (FY98 and FY99).

F) Prepare and edit papers (PREM Notes) for internal publication.

G) Coordinate World Bank inputs for working group on governance and corruption for Multilateral Development Banks (AfDB, ADB, EBRD, IADB).